Finnegans Wake (Modern Library #77)

(This is the twenty-fourth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Kim.)

It has been five years since I last tendered any heartfelt words about 20th century fiction for the Modern Library Reading Challenge. An infernal yet magnificent Irish genius is to blame for the delay. Five years is frankly too damned long, especially if I hope to complete this massive and somewhat insane project before I croak my own answer to Joyce’s “Does nobody understand?” Frank Delaney’s recent passing has made me keenly cognizant that being a wallflower is not an option when any of us could fall off the wall. (The poor man never got to finish Re: Joyce, his wonderful podcast on Ulysses.) So here we go.

What I have wondered during this Joyce-populated reading period is whether one should even attempt to match Jimmy Jimmy Jo Jo Bop’s unquestionable erudition, for this is the kooky bodkin he has wielded before readers. A Wake expert once told me that fencing with this book is comparable to being diagnosed with a disease. A good friend, as deeply moved by Ulysses as I am, told me that he never bothered with Finnegans Wake. I asked why. He said that he refused to play James Joyce’s game. I replied, “Yes, but in the name of Annah the Allmaziful, the Everliving, the Bringer of Plurabilities, you are missing out on some marvelous puns and portmanteaus and the limitless richness of an obscurant dreamscape!” But I do see my pal’s point. Where Ulysses provides us with an invitational beauty to be treasured and reconsidered at nearly any time in life, Finnegans Wake is the loutish intoxicating charmer for the young, the book declaring itself the cleverest in the room, the novel above all novels that says, “Well, if you really love literature…”

In attempting to come to terms with the Wake, I certainly don’t wish to align myself with such execrable anti-intellectual oafs like Dan Kois, who see the joyful act of great art mesmerizing a daredevil reader as something akin to eating cultural vegetables. I have enjoyed longass offerings from Marugerite Young, Samuel R. Delany, Laurence Sterne, Umberto Eco, Leo Tolstoy, Marcel Proust, Gertrude Stein, Mark Z. Danielewski (see The Familiar, the fifth of its twenty-seven volumes will be released in October), and William T. Vollmann, but none of this could prepare me for the Wake. Finnegans Wake is worth the cerebral sweat if you are willing to sign up for the gym package, which involves knowing a little German, Gaelic, and French, familiarizing yourself with Vedic commentary, reading up on Giambattista Vico and Irish history, and doing your best to encourage and resist the urge to plunge further. It is certainly difficult to argue against the Wake‘s enchanting use of language. But if cleverness — even from a bedazzling and often sprightly brainiac such as the Wake — involves adjusting one’s mind and heart entirely to that of the author, there is unquestionably a form of literary tyranny involved. On the other hand, the Wake, unlike any other book I have ever read, does test the limits of what we’re willing to know and how you can live with not knowing. It took me an embarrassingly long time to realize that reading the Wake aloud and letting much of the esoterica wash over you is the best way to approach it and to love it. The only sane option is to accept that you will never know all the answers, that Joyce is smarter than you, and to enjoy the experience.

The book left me baffled, delighted, and often drove me mad. I am not sure that I want to read it again, although who’s kidding whom? I probably will. Finnegans Wake often felt like some bright and charming friend with benefits who texts you at 2AM, asking if you’re down to hook up, only to make you its bottom and leaving you cooking breakfast the next morning as your sexy lover basks in languor in your bed, singing pitch-perfect melodic ballads and cracking the smartest jokes in German. You sometimes wonder if you’re receiving any pleasure in a consummation that was supposed to be fun and spontaneous. Did I catch a case of the ten thunderclap words sprinkled throughout the book (Adam Harvey has kindly made YouTube videos on how to pronounce these) or merely the clap? These carnal metaphors on a book that essentially builds a dreamy narrative from an episode of sexual humiliation are no accident. Like Tinder, Finnegans Wake is a young man’s game. I would recommend attempting it before the age of forty, when there is still the time and the hunger to unravel the arcane wisecracking. Perhaps my mistake was reading this book on both sides of forty, with one foot steeped in bountiful possibility and the other more aware of mortality and the grave. My earlier plunges were largely felicitous. My subsequent belly flops were coated with the minor sting of missing out on something vital in the real world. And given the choice between staying home with the Wake or having a fun night out, it was a fairly easy decision. Many unreportable evenings later, I still believe I made the right choice. But how could any sensible reader not be wowed and enamored by Joyce’s uncompromising commitment to a difficult aesthetic?

All told, I worked my way through this intoxicating and frustrating melange in its full inimitable entirety twice, returning to the beginning of the Earwicker saga and then rereading other bits out of sequence, such as the mirthful and genuinely pleasurable showdown between Shaun and Shem in Book I, Chapter 7, which is among my favorite parts of the book. I can certainly follow the primary points of this “commodious vicus of recirculation,” even if the music of words usually triumphs over narrative coherence, which is often sandbagged altogether by later events such as Shaun’s ever-shifting identity. While I have largely enjoyed my journey, there were several points in which I cursed out Joyce for leading me down another rabbit hole. (The Dubliners’ low-key musical version of “The Ballad of Persse O’Reilly? My weeks-long obsession with the Wellington Monument near the south of Dublin’s Phoenix Park? My futile attempts to learn Gaelic on Duolingo? My concern with ellipses and a surprising preoccupation for how reels of film turned upon encountering “the lazily eye of his lupis” and the diagram above? My efforts to reconcile Butt and Taff with Mutt and Jute and follow the batty Irish-American connections — extending to a few visiting American characters and the dual Dublin in Laurens County, Georgia, which Joyce cites?) It has left me to ponder in all this time if Finnegans Wake and its “futurist onehorse balletbattle pictures” were entirely worth understanding. It has left me feeling very sorry indeed for Joyce’s very patient benefactor, Harriet Shaw Weaver. The phrase “tough sledding” is an understatement.

Still, you can’t help but sympathize with a man who, buttressed by the wealth and the literary notoriety that came after Ulysses, saw his “Work in Progress” (early selections of the Wake published in journals) abandoned by many of his prominent supporters as he was going blind. Stanislaus Joyce had already become suspicious of Ulysses‘s famously difficult “Oxen of the Sun” chapter and proceeded to condemn his brother further for the bits of the Wake that had appeared in the transatlantic review and would later tell Jim to his face that his “book of the night” was impenetrable. His benefactor Harriet Shaw Weaver went along with Joyce’s new direction for a while, with Joyce providing her with a pre-Campbell skeleton key on January 27, 1925, but later that year, some printers refused to set the type for these new excerpts. And two years later, Weaver would condemn the “Wholesale Safety Pun Factory” that Joyce had wrought. Ezra Pound, the putative paragon of poetic innovation, turned on Joyce, badmouthing this “circumambient peripherization.” H.G. Wells called it a dead end. (Did Rebecca West put a burr in Herbert’s ear?) In the face of declining love, Joyce’s remaining admirers published Our Exagmination Round His Factification for Incamination of Work in Progress, featuring the likes of Samuel Beckett, Frank Budgen, and William Carlos Williams defending Joyce’s new direction. Beckett would write:

Here form is content, content is form. You complaint that this stuff is not written in English. It is not written at all. It is not to be read — or rather it is not only to be read. It is to be looked at and listened to. His writing is not about something: it is that something itself….When the sense is sleep, the words go to sleep….When the sense is dancing, the words dance.

It was believed that Joyce himself wrote one of the two letters of protest featured in this small volume. Certainly the voice in the letter is unmistakably recognizable:

You must not stink I am attempting to ridicul (de sac! )you or to be smart, but I am so disturd by my inhumility to onthorstand most of the impsolocations constrained in your work…

Joyce wanted to have it both ways. He both longed for recognition and was contemptuous of anyone who didn’t recognize his genius. The remarkably vanilla-minded Arnold Bennett, a troublesome gnat who I wrote about earlier and who only boorish bores like Philip Hensher now have wet dreams about, redoubled the troubling conventionalism that he had expressed for Ulysses and continued to attack Joyce in the press, which inspired Joyce to send him up as Jute.

In reading the Wake, I have often wondered if I have understood anything at all, but I cannot abide by D.H. Lawrence’s characterization of Joyce as “too terribly would-be and done-on purpose, utterly without spontaneity or real life.” For Joyce does not bore me. He merely maddens me with his demands on my time. I ken the puns in many tongues and can divine much of the history blurring into alluring verbs. Joyce’s wildly arrogant but nonetheless remarkable goal was to keep the professors arguing over enigmas and riddles for centuries. And with the Internet, he has succeeded. Finnegans Wiki is a vital companion when you first start reading and hope to know everything, until you realize that you never will. What is more important here is to feel the book, to take in its miasmic rushes and quell the urge to order mimosas when your noggin explodes from too much “folkenfather of familyans.”

In my early days of reading the Wake, I kept up a Tumblr on my notes. I filled up a five subject notebook with crazed and often indecipherable notes. And then I realized that to carry on like this was futile. It would be akin to resolving every unsolved mystery about life. The Wake contains almost as many tributaries.

Finnegans Wake is not a book to be read. It is a book to be lived, ideally with fellow travelers. So if you have a very rich and active life, there’s no getting around the need to make time for it. Fortunately, it has inspired any number of marvelous online offerings. The incredible project, Waywords and Meansigns, has performed three different musical versions of the Wake. Listening to these interpretations helped lift my spirits when I wondered if I should give up entirely (the bluesy interpretation of the pearlagraph episode near the beginning of Book II came at a time when I was about to throw my book into the wall for the seventh time). I attended a meeting of The Finnegans Wake Society of New York, which not only led me to this invaluable annotative resource, but allowed me to understand that even the smartest and most literary people imaginable could not entirely make head or tail of Joyce and that any and all interpretive suggestions were fair game.

If Joyce wrote Ulysses for people to reconstruct Dublin brick by brick after the apocalypse, then Finnegans Wake was written to reconstruct the whole of human existence, albeit a region teetering somewhere between reality and dreams. There are crazed Russian generals and discordance and recursiveness and twins and families and lust and religion and bawdiness and drinking and blasphemy, but, much like Molly Bloom’s beautifully baring “Penelope” monologue, the Wake ends with the singular motive voice of a woman:

First we feel. Then we fall. And let her rain now if she likes. Gently or strongly as she likes. Anyway let her rain for my time is come. I done me best when I was let. Thinking always if I go all goes. A hundred cares, a tithe of troubles and is there one who understands me? One in a thousand of years of the nights? All me life I have been lived among them but now they are becoming lothed to me. And I am lothing their little warm tricks. And lothing their mean cosy turns. And all the greedy gushes out through their small souls. And all the lazy leaks down over their brash bodies. How small it’s all! And me letting on to meself always. And lilting on all the time. I thought you were all glittering with the noblest of carriage. You’re only a bumpkin. I thought you the great in all things, in guilt and in glory. You’re but a puny. Home! My people were not their sort out beyond there so far as I can. For all the bold and bad and bleary they are blamed, the seahags. No! Nor for all our wild dances in all their wild din.

And then we read “A way a lone a last a loved a long the,” and feel and fall some more, and turn back to the beginning to finish the aborted sentence. And every time we run through the loop, there is laughter, marvel, something we missed, something that aggravates us, and something that makes the rest of literature feel irrelevant.

Next Up: Muriel Spark’s The Prime of Miss Jean Brodie!

West with the Night (Modern Library Nonfiction #85)

(This is the sixteenth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: This Boy’s Life.)

She remains a bold and inspiring figure, a galvanizing tonic shimmering into the empty glass of a bleak political clime. She was bright and uncompromising and had piercingly beautiful eyes. She was a stratospheric human spire who stood tall and tough and resolute above a patriarchal sargasso. Three decades after her death, she really should be better known. Her name is Beryl Markham and this extraordinary woman has occupied my time and attentions for many months. She has even haunted my dreams. Forget merely persisting, which implies a life where one settles for the weaker hand. Beryl Markham existed, plowing through nearly every challenge presented to her with an exquisite equipoise as coolly resilient as the Black Lives Matter activist fearlessly approaching thuggish cops in a fluttering dress. I have now read her memoir West with the Night three times. There is a pretty good chance I will pore through its poetic commitment to fate and feats again before the year is up. If you are seeking ways to be braver, West with the Night is your guidebook.

She grew up in Kenya, became an expert horse trainer, and befriended the hunters of her adopted nation, where she smoothly communed with dangerous animals. For Markham, the wilderness was something to be welcomed rather than dreaded. Her natural panorama provided “silences that can speak” that were pregnant with natural wonder even while being sliced up by the cutting whirl of a propeller blade. But Markham believed in being present well before mindfulness became a widely adopted panacea. She cultivated a resilient and uncanny prescience as her instinct galvanized her to live with beasts and brethren of all types. It was a presence mastered through constant motion. “Never turn your back and never believe that an hour you remember is a better hour because it is dead,” wrote Markham when considering how to leave a place where one has lived and loved. This sentiment may no longer be possible in an era where one’s every word and move is monitored, exhumed by the easily outraged and the unadventurous for even the faintest malfeasance, but it is still worth holding close to one’s heart.

In her adult life, Markham carried on many scandalous affairs with prominent men (including Denys Finch Hatton, who Markham wooed away from Karen Blixen, the Danish author best known for Out of Africa (to be chronicled in MLNF #58)) and fell almost by accident into a life commanding planes, often scouting landscapes from above for safari hunts. Yet Markham saw the butcherous brio for game as an act of impudence, even as she viewed elephant hunting as no “more brutal than ninety per cent of all other human activities.” This may seem a pessimistic observation, although Markham’s memoir doesn’t feel sour because it always considers the world holistically. At one point, Markham writes, “Nothing is more common than birth: a million creatures are born in the time it takes to turn this page, and another million die.” And this grander vantage point, which would certainly be arrived at by someone who viewed the earth so frequently from the sky, somehow renders Markham’s more brusque views as pragmatic. She preferred the company of men to women, perhaps because her own mother abandoned her at a very young age. Yet I suspect that this fierce lifelong grudge was likely aligned with Markham’s drive to succeed with a carefully honed and almost effortlessly superhuman strength.

Markham endured pain and fear and discomfort without complaint, even when she was attacked by a lion, and somehow remained casual about her vivacious life, even after she became the first person to fly solo without a radio in a buckling plane across the Atlantic from east to west, where she soldiered on through brutal winds and reputational jeers from those who believed she could not make the journey. But she did. Because her habitually adventurous temperament, which always recognized the importance of pushing forward with your gut, would not stop her. And if all this were not enough, Markham wrote a masterpiece so powerful that even the macho egotist Ernest Hemingway was forced to prostrate himself to editor Maxwell Perkins in a letter: “She has written so well, and marvelously well, that I was completely ashamed of myself as a writer.” (Alas, this did not stop Hemingway from undermining her in the same paragraph as “a high-grade bitch” and “very unpleasant” with his typically sexist belittlement, a passage conveniently elided from most citations. Still, there’s something immensely satisfying in knowing that the bloated and overly imitated impostor, who plundered Martha Gellhorn’s column inches in Collier’s because he couldn’t handle his own wife being a far superior journalist, could get knocked off his peg by a woman who simply lived.)

In considering the human relationship to animals, Markham writes, “You cannot discredit truth merely because legend has grown out of it.” She details the beauty of elephants going out of their way to hide their dead, dragging corpses well outside the gaze of ape-descended midgets and other predators. And there is something about Markham’s majestic perspective that causes one to reject popular legends, creating alternative stories about the earth that are rooted in the more reliable soil of intuitive and compassionate experience. For Markham, imagination arrived through adventure rather than dreams. She declares that she “seldom dreamed a dream worth dreaming again, or at least none worth recording,” yet the fatigue of flying does cause her to perceive a rock as “a crumpled plane or a mass of twisted metal.”

Yet this considerable literary accomplishment (to say nothing of Markham’s significant aviation achievements) has been sullied by allegations of plagiarism. It was a scandal that caused even The Rumpus‘s Megan Mayhew Bergman to lose faith in Markham’s bravery. Raoul Schumacher, Markham’s third husband, was an alcoholic and a largely mediocre ghost writer who, much like Derek Stanford to Muriel Spark, could not seem to countenance that his life and work would never measure up to the woman he was with. Fragile male ego is a most curious phenomenon that one often finds when plunging into the lives of great women: not only are these women attracted to dissolute losers who usually fail to produce any noteworthy work of their own, but these men attempt to make up for their failings by installing or inventing themselves as collaborators, later claiming to be the indispensable muse or the true author all along, which is advantageously announced only after a great woman has secured her success. Biographers and critics who write about these incidents years later often accept the male stories (one rarely encounters this in reverse), even when the details contain the distinct whiff of a football field mired in bullshit.

I was not satisfied with the superficial acceptance of these rumors by Wikipedia, Robert O’Brien, and Michiko Kakutani. So I took it upon myself to read two Markham biographies (Mary S. Lovell’s Straight on Till Morning and Errol Trzebinski’s The Lives of Beryl Markham), where I hoped that the sourcing would offer a more reliable explanation.

I discovered that Trzebinski was largely conjectural, distressingly close to the infamous Kitty Kelley with her scabrous insinuations (accusations of illiteracy, suggestions that Markham could not pronounce words), and that Lovell was by far the more doggedly reliable and diligent source. Trzebinski also waited until many of the players were dead before publishing her biography, which is rather convenient timing, given that she relies heavily on conversations she had with them for sources.

The problem with Schumacher’s claim is that one can’t easily resolve the issue by going to a handwritten manuscript. West with the Night‘s manuscript was typed, dictated to Schumacher by Markham (see the above photo). The only photograph I have found (from the Lovell biography) shows Markham offering clear handwritten edits. So there is little physical evidence to suggest that Schumacher was the secret pilot. We have only his word for it and that of the friends he told, who include Scott O’Dell. Trzebinski, who is the main promulgator of these rumors, is slipshod with her sources, relying only upon a nebulous “Fox/Markham/Schumacher data” cluster (with references to “int. the late Scott O’Dell/James Fox, New York, April 1987” and “15/5/87” — presumably the same material drawn upon for James Fox’s “The Beryl Markham Mystery,” which appeared in the March 1987 issue of Vanity Fair, as well as a Scott O’Dell letter that was also published in the magazine) that fails to cite anything specific and relies on hearsay. When one factors in an incredulous story that Trzebinski spread about her own son’s death that the capable detectives at Scotland Yard were unable to corroborate, along with Trzebinski’s insistence on camera in the 1986 documentary World Without Walls that only a woman could have written West with the Night, one gets the sense that Trzebinski is the more unreliable and gossipy biographer. And Lovell offers definitive evidence which cast aspersions on Tzrebinski’s notion that Markham was something of a starry-eyed cipher:

But this proof of editing by Raoul, which some see as evidence that Beryl might not have been the sole author of the book, surely proved only that he acted as editor. Indeed his editing may have been responsible for the minor errors such as the title arap appearing as Arab. Together with the Americanization of Beryl’s Anglicized spelling, such changes could well have been standard editorial conversions (by either Raoul or Lee Barker – Houghton Mifflin’s commissioning editor) for a work aimed primarily at an American readership.

The incorrect spelling of Swahili words has an obvious explanation. In all cases they were written as Beryl pronounced them. She had learned the language as a child from her African friends but had probably never given much thought to the spelling. Neither Raoul nor anyone at Houghton Mifflin would have known either way.

In his letter to Vanity Fair, and in two subsequent telephone conversations with me, Scott O’Dell claimed that after he introduced Beryl and Raoul “they disappeared and surfaced four months later,” when Raoul told him that Beryl had written a memoir and asked what they should do with it. This is at odds with the surviving correspondence and other archived material which proves that the book was in production from early 1941 to January 1942, and that almost from the start Beryl was in contact with Lee Barker of Houghton Mifflin.

When Raoul told his friend that it was he who had written the book, could the explanation not be that he was embittered by his own inability to write without Beryl’s inspiration? That he exaggerated his editorial assistance into authorship to cover his own lack of words as a writer?

From the series of letters between Beryl and Houghton Mifflin, it is clear that Beryl had sent regular batches of work to the publishers before Raoul came into the picture. As explained earlier, Dr. Warren Austin lived in the Bahamas from 1942 to 1944, was physician to HRH the Duke of Windsor and became friends with Major Gray Phillips. Subsequently Dr. Austin lived for a while with Beryl and Raoul whilst he was looking for a house in Santa Barbara. The two often discussed their mutual connections in Raoul’s presence. Dr. Austin is certain that Raoul had never visited the Bahamas, reasoning that it would certainly have been mentioned during these conversations if he had. This speaks for itself. If Raoul was not even present when such a significant quantity of work was produced, then that part – at the very least – must have been written by Beryl.

Lovell’s supportive claims have not gone without challenge. James Fox claimed in The Spectator that he had seen “photostated documents, from the trunk since apparently removed as ‘souvenirs’ and thus not available to Lovell, which show that Schumacher took part in the earliest planning of the contents and the draft outline for the publisher and show whole passages written by Schumacher in handwriting.” But even he is forced to walk the ball back and claim that this “proves nothing in terms of authorship.” Since Fox is so fixated on “seeing” evidence rather than producing it, he may as well declare that he visited Alaska and could see Russia from his AirBnB or that he once observed giant six-legged wombats flying from the deliquescent soup he had for supper. If this is the “Fox/Markham/Schumacher data” that Trzebinski relied upon, then the plagiarism charge is poor scholarship and poor journalism indeed.

So I think it’s safe for us to accept Markham’s authorship unless something provable and concrete appears and still justifiably admire a woman who caused Hemingway to stop in his tracks, a woman who outmatched him in insight and words, a woman – who like many incredible women – was belittled by a sloppy, gossip-peddling, and opportunistic biographer looking to make name for herself (and the puff piece hack who enabled her) rather than providing us with the genuine and deserved insight on a truly remarkable figure of the 20th century.

Next Up: Neil Sheehan’s A Bright Shining Lie!

A Mathematician’s Apology (Modern Library Nonfiction #87)

(This is the fourteenth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: Six Easy Pieces.)

mlnf87Clocking in at a mere ninety pages in very large type, G.H. Hardy’s A Mathematician’s Apology is that rare canapé plucked from a small salver between all the other three-course meals and marathon banquets in the Modern Library series. It is a book so modest that you could probably read it in its entirety while waiting for the latest Windows 10 update to install. And what a bleak and despondent volume it turned out to be! I read the book twice and, each time I finished the book, I wanted to seek out some chalk-scrawling magician and offer a hug.

G.H. Hardy was a robust mathematician just over the age of sixty who had made some serious contributions to number theory and population genetics. He was a cricket-loving man who had brought the Indian autodidact Srinivasa Ramanujan to academic prominence by personally vouching for and mentoring him. You would think that a highly accomplished dude who went about the world with such bountiful and generous energies would be able to ride out his eccentric enthusiasm into his autumn years. But in 1939, Hardy survived a heart attack and felt that he was as useless as an ashtray on a motorcycle, possessing nothing much in the way of nimble acumen or originality. So he decided to memorialize his depressing thoughts about “useful” contributions to knowledge in A Mathematician’s Apology (in one of the book’s most stupendous understatements, Hardy observed that “my apology is bound to be to some extent egotistical”), and asked whether mathematics, the field that he had entered into because he “wanted to beat other boys, and this seemed to be the way in which I could do so most decisively,” was worthwhile.

You can probably guess how it all turned out:

It is indeed rather astonishing how little practical value scientific knowledge has for ordinary man, how dull and commonplace such of it as has value is, and how its value seems almost to vary inversely to reputed utility….We live either by rule of thumb or other people’s professional knowledge.

If only Hardy could have lived about sixty more years to discover the 21st century thinker’s parasitic relationship to Google and Wikipedia! The question is whether Hardy is right to be this cynical. While snidely observing “It is quite true that most people can do nothing well,” he isn’t a total sourpuss. He writes, “A man’s first duty, a young man’s at any rate, is to be ambitious,” and points out that ambition has been “the driving force behind nearly all the best work of the world.” What he fails to see, however, is that youthful ambition, whether in a writer or a scientist, often morphs into a set of routines that become second-nature. At a certain point, a person becomes comfortable enough with himself to simply go on with his work, quietly evolving, where the ambition becomes more covert and subconscious and mysterious.

Hardy never quite confronts what it is about youth that frightens him, but he is driven by a need to justify his work and his existence, pointing to two reasons for why people do what they do: (1) they work at something because they know they can do it well and (2) they work at something because a particular vocation or specialty came their way. But this seems too pat and Gladwellian to be a persuasive dichotomy. It doesn’t really account for the journey we all must face over why one does something, which generally includes the vital people you meet at certain places in your life who point you down certain directions. Either they recognize some talent in you and give you a leg up or they are smart and generous enough to recognize that one essential part of human duty is to help others find their way, to seek out your people — ideally a group of eclectic and vastly differing perspectives — and to work with each other to do the best damn work and live the best damn lives you can. Because what’s the point of geeking out about Fermat’s “two squares” theorem, which really is, as Hardy observes, a nifty mathematical axiom of pure beauty, if you can’t share it with others?

But let’s return to Hardy’s fixation on youth. Hardy makes the claim that “mathematics, more than any other art or science, is a young man’s game,” yet this staggering statement is easily debunked by such late bloomers as prime number ninja Zhang Yitang and Andrew Wiles solving Fermat’s Last Theorem at the age of 41. Even in Hardy’s own time, Henri Poincaré was making innovations to topology and Lorentz transformations well into middle age. (And Hardy explicitly references Poincaré in § 26 of his Apology. So it’s not like he didn’t know!) Perhaps some of the more recent late life contributions have much to do with forty now being the new thirty (or even the new twenty among a certain Jaguar-buying midlife crisis type) and many men in Hardy’s time believing themselves to be superannuated in body and soul around the age of thirty-five, but it does point to the likelihood that Hardy’s sentiments were less the result of serious thinking and more the result of crippling depression.

Where Richard Feynman saw chess as a happy metaphor for the universe, “a great game played by the gods” in which we humans are mere observers who “do not know what the rules of the game are,” merely allowed to watch the playing (and yet find marvel in this all the same), Hardy believed that any chess problem was “simply an exercise in pure mathematics…and everyone who calls a problem ‘beautiful’ is applauding mathematical beauty, even if is a beauty of a comparatively lowly kind.” Hardy was so sour that he compared a chess problem to a newspaper puzzle, claiming that it merely offered an “intellectual kick” for the clueless educated rabble. As someone who enjoys solving the Sunday New York Times crossword in full and a good chess game (it’s the street players I have learned the most from; for they often have the boldest and most original moves), I can’t really argue against Hardy’s claim that such pastimes are “trivial” or “unimportant” in the grand scheme of things. But Hardy seems unable to remember the possibly apocryphal tale of Archimedes discovering gradual displacement while in the bathtub or the more reliable story of Otto Loewi’s dream leading the great Nobel-winning physiologist to discover that nervous impulses arose from electrical transmissions. Great minds often need to be restfully thinking or active on other fronts in order to come up with significant innovations. And while Hardy may claim that “no chess problem has ever affected the development of scientific thought,” I feel compelled to note Pythagoras played the lyre (and even inspired a form of tuning), Newton had his meandering apple moment, and Einstein enjoyed hiking and sailing. These were undoubtedly “trivial” practices by Hardy’s austere standards, but would these great men have given us their contributions if they hadn’t had such downtime?

It’s a bit gobsmacking that Hardy never mentions how Loewi was fired up by his dreams. He seems only to see value in Morpheus’s prophecies if they are dark and melancholic:

I can remember Bertrand Russell telling me of a horrible dream. He was in the top floor of the University Library, about A.D. 2100. A library assistant was going round the shelves carrying an enormous bucket, taking down book after book, glancing at them, restoring them to the shelves or dumping them into the bucket. At last he came to three large volumes which Russell could recognize as the last surviving copy of Principia mathematica. He took down one of the volumes, turned over a few pages, seemed puzzled for a moment by the curious symbolism, closed the volume, balanced it in his hand and hesitated….

One of an author’s worst nightmares is to have his work rendered instantly obsolescent not long after his death, even though there is a very strong likelihood that, in about 150 years, few people will care about the majority of books published today. (Hell, few people care about anything I have to write today, much less this insane Modern Library project. There is a high probability that I will be dead in five decades and that nobody will read the many millions of words or listen to the countless hours of radio I have put out into the universe. It may seem pessimistic to consider this salient truth, but, if anything, it motivates me to make as much as I can in the time I have, which I suppose is an egotistical and foolishly optimistic approach. But what else can one do? Deposit one’s head in the sand, smoke endless bowls of pot, wolf down giant bags of Cheetos, and binge-watch insipid television that will also not be remembered?) You can either accept this reality and reach the few people you can and find happiness and gratitude in doing so. Or you can deny the clear fact that your ego is getting in the way of your achievements, embracing supererogatory anxieties and forcing you to spend too much time feeling needlessly morose.

I suppose that in articulating this common neurosis, Hardy is performing a service. He seems to relish “mathematical fame,” which he calls “one of the soundest and steadiest of investments.” Yet fame is a piss-poor reason to go about making art or formulating theorems. Most of the contributions to human advancement are rendered invisible. These are often small yet subtly influential rivulets that unknowingly pass into the great river that future generations will wade in. We fight for virtues and rigor and intelligence and truth and justice and fairness and equality because this will be the legacy that our children and grandchildren will latch onto. And we often make unknowing waves. Would we, for example, be enjoying Hamilton today if Lin-Manuel Miranda’s school bus driver had not drilled him with Geto Boys lyrics? And if we capitulate those standards, if we gainsay the “trivial” inspirations that cause others to offer their greatness, then we say to the next generation, who are probably not going to be listening to us, that fat, drunk, and stupid is the absolute way to go through life, son.

A chair may be a collection of whirling electrons, or an idea in the mind of God: each of these accounts of it may have its merits, but neither conforms at all closely to the suggestions of common sense.

This is Hardy suggesting some church and state-like separation between pure and applied mathematics. He sees physics as fitting into some idealistic philosophy while identifying pure mathematics as “a rock on which all idealism flounders.” But might not one fully inhabit common sense if the chair exists in some continuum beyond this either-or proposition? Is not the chair’s perceptive totality worth pursuing?

It is at this point in the book where Hardy’s argument really heads south and he makes an astonishingly wrongheaded claim, one that he could not have entirely foreseen, noting that “Real mathematics has no effects on war.” This was only a few years before Los Alamos was to prove him wrong. And that’s not all:

It can be maintained that modern warfare is less horrible than the warfare of pre-scientific times; that bombs are probably more merciful than bayonets; that lachrymatory gas and mustard gas are perhaps the most humane weapons yet devised by military science; and that the orthodox view rests solely on loose-thinking sentimentalism.

Oh Hardy! Hiroshima, Nagasaki, Agent Orange, Nick Ut’s famous napalm girl photo from Vietnam, Saddam Hussein’s chemical gas massacre in Halabja, the use of Sarin-spreading rockets in Syria. Not merciful. Not humane. And nothing to be sentimental about!

Nevertheless, I was grateful to argue with this book on my second read, which occurred a little more than two weeks after the shocking 2016 presidential election. I had thought myself largely divested of hope and optimism, with the barrage of headlines and frightening appointments (and even Trump’s most recent Taiwan call) doing nothing to summon my natural spirits. But Hardy did force me to engage with his points. And his book, while possessing many flawed arguments, is nevertheless a fascinating insight into a man who gave up: a worthwhile and emotionally true Rorschach test you may wish to try if you need to remind yourself why you’re still doing what you’re doing.

Next Up: Tobias Wolff’s This Boy’s Life!

Six Easy Pieces (Modern Library Nonfiction #88)

(This is the thirteenth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: Pilgrim at Tinker Creek.)

mlnf88Richard Feynman, exuberant Nobel laureate and formidable quantum mechanics man, may have been energetic in his lectures and innovatively performative in the classroom, but I’m not sure he was quite the great teacher that many have pegged him to be. James Gleick’s biography Genius informs us that students dropped out of his high-octane, info-rich undergraduate physics classes at a remarkable rate, replaced by Caltech faculty members and grad students who took to the Queens-born superstar much like baryons make up the visible matter of the universe. The extent to which Feynman was aware of this cosmic shift has been disputed by his chroniclers, but it is important to be aware of this shortcoming, especially if you’re bold enough to dive into the famed three volume Feynman Lectures on Physics, which are all thankfully available online. Six Easy Pieces represents an abridged version of Feynman’s full pedagogical oeuvre. And even though the many YouTube videos of Feynman reveal an undeniably magnetic and indefatigably passionate man of science who must have been an incredible dynamo to experience in person, one wonders whether barraging a hot room of young nervous twentysomethings with hastily delivered information is the right way to popularize science, much less inspire a formidable army of physicists.

Watch even a few minutes of Feynman firing on all his robust cylinders and it becomes glaringly apparent how difficult it is to contend with Feynman’s teaching legacy in book form. One wonders why the Modern Library nonfiction judges, who were keen to unknowingly bombard this devoted reader with such massive multivolume works as The Golden Bough, Dumas Malone’s Jefferson and His Time, and Principia Mathematica, didn’t give this spot to the full three volume Lectures. Did they view Feynman’s complete lesson plan as failed?

Judging from the sextet that I sampled in this deceptively slim volume, I would say that, while Feynman was undeniably brilliant, he was, like many geniuses, someone who often got lost within his own metaphors. While his analogy of two corks floating in a pool of water, with one cork jiggling in place to create motion in the pool that causes indirect motion for the other cork, is a tremendously useful method of conveying the “unseen” waves of the electromagnetic field (one that galvanized me to do the same in a saucepan after I had finished two bottles of wine over a week and a half), he is not nearly on-the-nose with his other analogies. The weakest lesson in the book, “Conservation on Energy,” trots out what seems to be a reliably populist metaphor with a child named “Dennis the Menace” playing with 28 blocks, somehow always ending up with 28 of these at the end of the day. Because Feynman wants to illustrate conservational constants, he shoehorns another element to the narrative whereby Dennis’s mother is, for no apparent reason, not allowed to open up the toy box revealing the number of blocks and thus must calculate how many blocks reside within. The mother has conveniently weighed the box at some unspecified time in advance back when it contained all 28 blocks.

This is bad teaching, in large part because it is bad storytelling that makes no sense. I became less interested in conservation of energy, with Feynman’s convoluted parallel clearly becoming more trouble than it was worth, and more interested in knowing why the mother was so fixated on remembering the number of blocks. Was she truly so starved for activity in her life that she spent all day at work avoiding all the juicy water cooler gossip about co-workers, much less kvetching about the boss, so that she might scheme a plan to at long last show her son that she would always know the weight of a single block? When Dennis showed resistance to opening the toy box, why didn’t the mother stand her ground and tell him to buzz off and stream an episode of Project Mc²?

Yet for all these defects in method, there is an indisputable poetic beauty in the way in which Feynman reminds us that we live in a vast world composed of limitless particles, a world in which we still aren’t aware of all the rules and in which even the particles contained within solids remain “fixed” in motion. Our universe is always moving, even when we can’t see it or completely comprehend it. Feynman is quick to observe throughout his lessons that “The test of all knowledge is experiment,” which again points to my theory that Feynman’s teachings, often accentuated by experiment, were probably better experienced than read. Nevertheless, even in book form, it is truly awe-inspiring to understand that we can still not accurately predict the precise mass, form, and force of all the cascading droplets from a mighty river once it hits the precipice of a waterfall. Such mysteries capture our imagination and, when Feynman is committed to encouraging our inventiveness through open and clear-eyed examples from our world, he is very much on point. Thanks in part to Feynman reminding me just how little we silly humans now know, I began to feel my heart open more for Tycho Brahe, that poor Dane who spent many years of his life refining Copernicus’s details and determining the elliptical patterns of planetary orbits. Brahe worked out his calculations entirely without a telescope, which allowed Johannes Kepler to sift through his invaluable measurements and forge laws that all contemporary astronomers now rely on to determine where a planet might be in the sky on any given night of the year. Heisenberg’s uncertainty principle hasn’t even been around a century and it’s nothing less than astounding to consider how our great grandparents had a completely different understanding of atoms and motion in their early lifetime than we do today.

Feynman did have me wanting to know more about the origins of many scientific discoveries, causing me to contemplate how each and every dawning realization altered human existence (an inevitable buildup for Thomas Kuhn and paradigms, which I will take up in ML Nonfiction #69). But unlike such contemporary scientists as Neil deGrasse Tyson, Alan Guth, or Brian Greene, Feynman did not especially inspire me to plunge broadly into my own experiments or make any further attempts to grapple with physics-based complexities. This may very well be more my failing than Feynman’s, but there shall be many more stabs at science as we carry on with this massive reading endeavor!

Next Up: G.H. Hardy’s A Mathematician’s Apology!

Pilgrim at Tinker Creek (Modern Library Nonfiction #89)

(This is the twelfth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The Golden Bough.)

“Either this world, my mother, is a monster, or I myself am a freak.” — Annie Dillard, Pilgrim at Tinker Creek

I was a sliver-thin, stupefyingly shy, and very excitable boy who disguised his bruises under the long sleeves of his shirt not long before the age of five. I was also a freak.

bedroomI had two maps pinned to the wall of my drafty bedroom, which had been hastily constructed into the east edge of the garage in a house painted pink (now turquoise, according to Google Maps). The first map was of Tolkien’s Middle-earth, in which I followed the quests of Bilbo and Frodo by finger as I wrapped my precocious, word-happy head around sentences that I’d secretly study from the trilogy I had purloined from the living room, a well-thumbed set that I was careful to put back to the shelves before my volatile and often sour father returned home from the chemical plant. In some of his rare calm moments, my father read aloud from The Lord of the Rings if he wasn’t too drunk, irascible, or violent. His voice led me to imagine Shelob’s thick spidery thistles, Smeagol’s slithering corpus, and kink open my eyes the next morning for any other surprises I might divine in my daily journeys to school. The second map was of Santa Clara County, a very real region that everyone now knows as Silicon Valley but that used to be a sweeping swath of working and lower middle-class domiciles. This was one of several dozen free maps of Northern California that I had procured from AAA with my mother’s help. One of the nice perks of being an AAA member was the ample sample of rectangular geographical foldouts. I swiftly memorized all of the streets, held spellbound by the floral and butterfly patterns of freeway intersections seen from a majestic bird’s eye view in an errant illustrated sky. My mother became easily lost while driving and I knew the avenues and the freeways in more than a dozen counties so well that I could always provide an easy cure for her confusion. It is a wonder that I never ended up working as a cab driver, although my spatial acumen has remained so keen over the years that, to this day, I can still pinpoint the precise angle in which you need to slide a thick unruly couch into the tricky recesses of a small Euclidean-angled apartment even when I am completely exhausted.

mlnf89These two maps seemed to be the apotheosis of cartographic art at the time, filling me with joy and wonder and possibility. It helped me cope with the many problems I lived with at home. I understood that there were other regions beyond my bedroom where I could wander in peace, where I could meet kinder people or take in the beatific comforts of a soothing lake (Vasona Lake, just west of Highway 17 in Los Gatos, had a little railroad spiraling around its southern tip and was my real-life counterpart to Lake Evendim), where the draw of Rivendell’s elvish population or the thrill of smoky Smaug stewing inside the Lonely Mountain collided against visions of imagined mountain dwellers I might meet somewhere within the greens and browns of Santa Teresa Hills and the majestic observatories staring brazenly into the cosmos at the end of uphill winding roads. I would soon start exploring the world I had espied from my improvised bedroom study on my bike, pedaling unfathomable miles into vicinities I had only dreamed about, always seeking parallels to what the Oxford professor had whipped up. I once ventured as far south as Gilroy down the Monterey Highway, which Google Maps now informs me is a thirty-six mile round trip, because my neglectful parents never kept tabs on how long I was out of the house or where I was going. They didn’t seem to care. As shameful as this was, I’m glad they didn’t. I needed an uncanny dominion, a territory to flesh out, in order to stay happy, humble, and alive.

The maps opened up my always hungry eyes to books, which contained equally bountiful spaces devoted to the real and the imaginary, unspooling further marks and points for me to find in the palpable world and, most importantly, within my heart. I always held onto this strange reverence for place to beat back the sadness after serving as my father’s punching bag. To this day, I remain an outlier, a nomad, a lifelong exile, a wanderer even as I sit still, a renegade hated for what people think I am, a black sheep who will never belong no matter how kind I am. I won’t make the mistake of painting myself as some virtuous paragon, but I’ve become so accustomed to being condemned on illusory cause, to having all-too-common cruelties inflicted upon me (such as the starry-eyed bourgie Burning Man sybarite I recently opened my heart to, who proceeded to deride the city that I love, along with the perceived deficiencies of my hard-won apartment, this after I had told her tales, not easily summoned, about what it was like to be rootless and without family and how home and togetherness remain sensitive subjects for me) that the limitless marvels of the universe parked in my back pocket or swiftly summoned from my shelves or my constant peregrinations remain reliable, life-affirming balms that help heal the scars and render the wounds invisible. Heartbreak and its accompanying gang of thugs often feel like a mob bashing in your ventricles in a devastatingly distinct way, even though the great cosmic joke is that everyone experiences it and we have to love anyway.

So when Annie Dillard’s poetic masterpiece Pilgrim at Tinker Creek entered my reading life, its ebullient commitment to finding grace and gratitude in a monstrous world reminded me that seeing and perceiving and delving and gaping awestruck at Mother Earth’s endless glories seemed to me one one of the best survival skills you can cultivate and that I may have accidentally stumbled upon. As I said, I’m a freak. But Dillard is one too. And there’s a good chance you may walk away from this book, which I highly urge you to read, feeling a comparable kinship, as I did to Dillard. Even if you already have a formidable arsenal of boundless curiosity ready to be summoned at a moment’s notice, this shining 1974 volume remains vital and indispensable and will stir your soul for the better, whether you’re happy or sad. Near the end of a disastrous year, we need these inspirational moments now more than ever.

* * *

“Our life is a faint tracing on the surface of mystery.” – Pilgrim at Tinker Creek

Annie Dillard was only 28 when she wrote this stunning 20th century answer to Thoreau (the subject of her master’s thesis), which is both a perspicacious journal of journeying through the immediately accessible wild near her bucolic Southwestern Virginia perch and a daringly honest entreaty for consciousness and connection. Dillard’s worldview is so winningly inclusive that she can find wonder in such savage tableaux as a headless praying mantis clutching onto its mate or the larval creatures contained within a rock barnacle. The Washington Post claimed not long after Pilgrim‘s publication that the book was “selling so well on the West Coast and hipsters figure Annie Dillard’s some kind of female Castaneda, sitting up on Dead Man’s Mountain smoking mandrake roots and looking for Holes in the Horizon her guru said were there.” But Pilgrim, inspired in part from Colette’s Break of Day, is far from New Age nonsense. The book’s wise and erudite celebration of nature and spirituality was open and inspiring enough to charm even this urban-based secular humanist, who desperately needed a pick-me-up and a mandate to rejoin the world after a rapid-fire series of personal and political and romantic and artistic setbacks that occurred during the last two weeks.

For all of the book’s concerns with divinity, or what Dillard identifies as “a divine power that exists in a particular place, or that travels about over the face of the earth as a man might wander,” explicit gods don’t enter this meditation until a little under halfway through the book, where she points out jokingly how gods are often found on mountaintops and points out that God is an igniter as well as a destroyer, one that seeks invisibility for cover. And as someone who does not believe in a god and who would rather deposit his faith in imaginative storytelling and myth rather than the superstitions of religious ritual, I could nevertheless feel and accept the spiritual idea of being emotionally vulnerable while traversing into some majestic terrain. Or as Pascal wrote in Pensées 584 (quoted in part by Dillard), “God being thus hidden, every religion which does not affirm that God is hidden, is not true, and every religion which does not give the reason of it, is not instructive.”

Much of this awe comes through the humility of perceiving, of devoting yourself to sussing out every conceivable kernel that might present itself and uplift you on any given day and using this as the basis to push beyond the blinkered cage of your own self-consciousness. Dillard uses a metaphor of loose change throughout Pilgrim that neatly encapsulates this sentiment:

It is dire poverty indeed when a man is so malnourished and fatigued that he won’t stoop to pick up a penny. But if you cultivate a healthy poverty and simplicity, so that finding a penny will literally make your day, then, since the world is in fact planted in pennies, you have with your poverty bought a lifetime of days. It is that simple. What you see is what you get.

This is not too far removed from Thoreau’s faith in seeds: “Convince me that you have a seed there, and I am prepared to expect wonders.” The smug and insufferable Kathryn Schulzes of our world gleefully misread this great tradition of discovering possibilities in the small as arrogance, little realizing how their own blind and unimaginative hubris glows with crass Conde Nast entitlement as they fail to observe that Thoreau and Dillard were also acknowledging the ineluctable force of a bigger and fiercer world that will carry on with formidable complexity long after our dead bodies push against daisies. Faced with the choice of sustaining a sour Schulz-like apostasy or receiving every living day as a gift, I’d rather risk the arrogance of dreaming from the collected riches of what I have and what I can give rather than the gutless timidity of a prescriptive rigidity that fails to consider that we are all steeped in foolish and inconsistent behavior which, in the grand scheme of things, is ultimately insignificant.

Dillard is guided just as much by Heisenberg’s uncertainty principle as she is by religious and philosophical texts. The famous 1927 scientific law, which articulates how you can never know a particle’s speed and velocity at the same time, is very much comparable to chasing down some hidden deity or contending with some experiential palpitations when you understand that there simply is no answer, for one can feel but never fully comprehend the totality in a skirmish with Nature. It accounts for Dillard frequently noting that the towhee chirping on a treetop or the muskrat she observes chewing grass on a bank for forty minutes never see her. In seeing these amazing creatures carry on with their lives, who are completely oblivious to her own human vagaries, Dillard reminds us that this is very much the state of Nature, whether human or animal. If it is indeed arrogance to find awe and humility in this state of affairs, as Dillard and Thoreau clearly both did, then one’s every breath may as well be a Napoleonic puff of the chest.

Dillard is also smart and expansive enough to show us that, no matter where we reside, we are fated to brush up against the feral. She points to how arboreal enthusiasts in the Lower Bronx discovered a fifteen feet ailanthus tree growing from a lower Bronx garage and how New York must spend countless dollars each year to rid its underground water pipes of roots. Such realities are often contended with out of sight and out of mind, even as the New York apartment dweller battles cockroaches, but the reminder is another useful point for why we must always find the pennies and dare to dream and wander and take in, no matter what part of the nation we dwell in.

Another refreshing aspect of Pilgrim is the way in which Dillard confronts her own horrors with fecundity. Yes, even this graceful ruminator has the decency to confess her hangups about the unsettling rapidity with which moths lay their eggs in vast droves. She stops short at truly confronting “the pressure of birth and growth” that appalls her, shifting to plants as a way of evading animals and then retreating back to the blood-pumping phylum to take in blood flukes and aphid reproduction more as panorama rather than something to be felt. This volte-face isn’t entirely satisfying. On the other hand, Dillard is also bold enough to scoop up a cup of duck-pond water and peer at monostyla under a microscope. What this tells us is that there are clear limits to how far any of us are willing to delve, yet I cannot find it within me to chide Dillard too harshly for a journey she was not quite willing to take, for this is an honest and heartfelt chronicle.

While I’ve probably been “arrogant” in retreating at length to my past in an effort to articulate how Dillard’s book so moved me, I would say that Pilgrim at Tinker Creek represents a third map for my adult years. It is a true work of art that I am happy to pin to the walls of my mind, which seems more reliable than any childhood bedroom. This book has caused me to wonder why I have ignored so much and has demanded that that I open myself up to any penny I could potentially cherish and to ponder what undiscoverable terrain I might deign to take in as I continue to walk this earth. I do not believe in a god, but I do feel with all my heart that one compelling reason to live is to fearlessly approach all that remains hidden. There is no way that you’ll ever know or find everything, but Dillard’s magnificent volume certainly gives you many good reasons to try.

Next Up: Richard Feynman’s Six Easy Pieces!

The Golden Bough (Modern Library Nonfiction #90)

(This is the eleventh entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: Shadow and Act.)

mlnf90It is somewhat difficult to obtain a decent print edition of the Third Edition of The Golden Bough without getting fleeced by some squirrely operator working out of a shady storage unit in the middle of nowhere. For nobody seems to read the whole enchilada anymore. This is hardly surprising in an age, abundantly cemented last week, when most people are more inclined to celebrate regressive stupidity, melting their minds in any self-immolating pastime rather than opening a book. But I was able to find an affordable edition with the help of a British antiquarian. I had no idea what I was in for, but some initial research suggested very strongly that I should not settle for the abridged edition that is much easier to acquire. Certainly the sheer time-sucking insanity of the Modern Library Reading Challenge, one of the many dependable bastions I have left in a bleak epoch, demands that I go the distance on all entries, even if it means becoming ensnared by a particular title for several weeks, often answering texts from pals checking in on me with fun little snippets from Estonian folklore quebraditaing somewhere within a “Fine. How are you?” Such is the life of a book-loving eccentric with a ridiculous self-imposed mandate that involves refusing to let terrible setbacks get in the way of happy rumination. We find hope and courage and new ideas and fierce fortitude in remembering that not a single authoritarian entity or pernicious individual can ever crush the possibilities contained within our minds, our hearts, and our souls.

The thirteen volume set landed at my feet with a promising thud after a month-long voyage by boat across the Atlantic Ocean, where it occupied my reading time for many months and proceeded to change my life. I realize that such a claim may sound trite in light of the devastating and life-altering results of the 2016 U.S. presidential election, but, if there’s anything we can learn from Stefan Zweig’s suicide, we must never forget the importance of patience, of working long and hard to fight and endure while steering humanity’s promising galleon back on the right course even as we look to culture’s power to sustain our spirits in the darkest times.1

James George Frazer’s The Golden Bough proved so galvanizing that I began to marvel more at trees and desired to spend more time beneath their magnificent branches. I began picking up the junk that other New Yorkers had so thoughtlessly deposited under their glorious leafy crowns. I began naming some of the trees I liked, saying “Hello, Balder!” (styled after the Norse god) to a beloved maple near the southwestern edge of Central Park. I started paying closer attention to the modest superstitious rituals that most of us take for granted, wanting to know why we feared black cats crossing our path (it started in the 1560s and originated with the idea that black cats were witches who had transformed their corporeal state) or worried ourselves into years of bad luck from walking under a ladder (it goes back to the Egyptians, who believed that walking under any pyramid would attenuate its mystical power). And, of course, I began to wonder if other superstitious rituals, such as voting for a vicious sociopathic demagogue to make a nation “great” again, originated from similar irrational fears. Despite being a secular humanist, I was stunned to discover that I had modest pagan proclivities and started to ask friends to engage in rather goofball offshoots of established rites in a somewhat libertine manner, much of which is unreportable. And if you think such a reaction is idiosyncratic (and it is), consider the strange takeaway that D.H. Lawrence memorialized in a December 8, 1915 letter:

I have been reading Frazer’s Golden Bough and Totemism and Exogamy. Now I am convinced of what I believed when I was about twenty — that there is another seat of consciousness than the brain and the nerve system: there is a blood-consciousness which exists in us independently of the ordinary mental consciousness, which depends on the eye as its source or connector. There is the blood-consciousness, with the sexual connection, holding the same relation as the eye, in seeing, holds to the mental consciousness. One lives, knows, and has one’s being in blood, without any references to nerves and brain. This is one half of life, belonging to the darkness. And the tragedy of this our life, and of your life, is that the mental and nerve consciousness exerts a tyranny over the blood-consciousness, and that your will has gone completely over to the mental consciousness, and is engaged with the destruction of your blood-being or blood-consciousness, the final liberating of the one, which is only death in result.

When I finished Frazer’s final volume, I certainly wasn’t prepared to suggest that any part of my consciousness was tyrannizing the others because of some eternal human connection to myths and rites enacted to answer and make sense of the presently inexplicable. But Lawrence did have a point about the way humans are naturally drawn to unusual ceremonies and celebrations that go well beyond Carolina Panthers coach Ron Rivera wearing the same shoes on game days, with the impulse often defying any steely rationalism we may use to make sense of our inherently animalistic nature, which any glance at a newspaper reveals to be quite frighteningly present.

goldenboughset

More importantly, The Golden Bough changed everything I thought I knew about storytelling and myth. It forced me to see commonalities within many cultures. To cite one of Frazer’s countless comparative examples, consider the way that humans have approached the bear hunt. After the Kamtchatkans had killed a bear and eaten its flesh, the host of the subsequent dinner party would bring the bear’s head before the assembled guests, wrap it in grass, and then conduct a panel of sorts where the host, serving as a moderator only slightly less ballistic than Bill O’Reilly, would ask the bear if he had been well-treated. Much like many wingnut “journalists” irresponsibly publishing claims in Slate today without robust evidence (and failing to tender corrections when pwned), the Kamctchatkan host would blame the Russians. The American Indians likewise implored the dead bear not to be angry for being hunted and would hang the bear’s head on a post, painting it red and blue rather than donning it with vegetation. They also addressed it, much in the manner that dog owners chat with their uncomprehending pets when nobody’s around. The Assiniboins also held feasts after a hunt and also mounted the bear’s head, shrouding it in strips of scarlet cloth, and respected the bear so much that they offered the head a pipe to smoke, not unlike the poor dog who sits outside Mets games with a pipe in his mouth. And looking beyond Frazer, one finds in Alanson Skinner’s Notes on the Eastern Cree and Northern Saulteaux a similar bear’s head ceremony that involved sharing a pipe before the participants took a bite from the bear’s flesh and, with the old Finnish custom of karhunpeijaiset, a bear’s head mounted upon a young tree, venerated and addressed as a relative or the son of a god. And according to the Russian ethnographer Vladimir Arsenyev (and I found this bit by sifting through James H. Grayson’s Myths and Legends from Korea), the Udegey people of the Russian Far East also had a bear ceremony and believed, “To throw the head away is a great sin….The cooked bear’s head is wrapped in its own skin with its fur outwards and tied up with a thin rope,” with a communal ceremony quite similar to the Finns.

I could go on (and indeed Frazer often rambles for pages), but there’s an undeniable awe in learning that something so specific about bears (head mounted, party organized, head covered, bear respected), much less anything else, arose independently in so many different parts of the world. It proves very conclusively, and perhaps this is especially essential for us to understand as we reconcile a vast and seemingly incurable national division, that humans share more in common with each other than we’re willing to confess and that the seemingly unique rituals that we believe define “us” are quite likely shared many times over in other parts of the nation, much less the world.

The reason it took me so long to read The Golden Bough was not because of its many thousand pages (aside from some sloggish parts in the Spirits of the Corn and of the Wild volumes, the books are surprisingly readable2), but because my imagination would become so captivated by some tale of trees esteemed above human life or a crazed orgiastic release (see Saturnalia) that I would lose many hours in the library seeing how much of this was still practiced. It has been more than a century since Frazer published the Third Edition, but his remarkable observations about shared rituals still invite us to dream and believe and to perceive that, Frazer’s regrettable references to “savages” and “primitives” notwithstanding, we are not so different from each other.

Frazer’s explanation for these common qualities — epitomized by the famous J.M.W. Turner painting (pictured above) sharing the same name title as Frazer’s capacious opus — rests in the sylvan lake of Nemi and an ancient tale in which a priest-king defended a singular tree. The priest-king, who was an incarnation of a god wedded to the world, could only be overpowered by a fight to the death and, if he was slain, he would be replaced by his victor, with the cycle perpetuating ad infinitum. Frazer believed that nearly every story in human history could be traced back to this unifying myth, with most of the tales triggered by our imagination arising out of what he called “sympathetic magic,” whereby humans often imitate what they cannot understand. So if this meant building effigies or participating in elaborate and often unusual rituals that explain why the sun scorched the crops to an unsustainable crisp in the last harvest or helped more animals to multiply for grand feasts next season, magical thinking provided both the bond and the panacea well before Robert B. Thomas came up with the Old Farmer’s Almanac.

There are two components to sympathetic magic: the first is Contagion, or physical contact, which involved a transfer of “essence” by physical contact (among other things, this would account for why humans have been especially careful about bear’s heads, as described above); the second was Similarity, whereby “the magicians infers that he can produce any effect he desires merely by imitating it: from the second he infers that whatever he does to a material object will affect equally the person with whom the object was once in contact, whether it formed part of his body or not.”

One of The Golden Bough‘s most fascinating volumes, The Scapegoat, reveals how a human belief in “essence” may be the root of our most irrational fears. Contagion often led to humans trying to transfer their disease and miseries to other people, if not reinforcing their own biases about people or groups that they disliked. I am indebted to the terrific podcast Imaginary Worlds for steering me to the work of Carol Nemeroff, whose psychological considerations of Frazer’s findings are are especially constructive in understanding disgust. Nemeroff and her colleagues conducted a series of studies in which they placed a sterilized dead roach in a glass of juice and asked subjects to eat fudge that resembled dog feces. The natural reactions (recoiling at the roach and the shit-shaped fudge) showed that sympathetic magic is still very much a mainstay of our culture.

Indeed, sympathetic magic drives most of our cherished rituals today. In one of his most controversial (but nevertheless true) observations, Frazer observes in Adonis Attis Osiris that, although the Gospels never cited a hard date for Jesus Christ’s birthday bash, Christians have adhered to their churchgoing rituals with the same practiced regularity one sees in fundamentalist homophobics holding up cardboard signs that misquote the Bible to reinforce their hate. The original celebration date of Christ’s alleged birth was January 6th. But because heathens celebrated the birthday of the Sun on December 25th, and this was often a draw for the Christians because the heathens were more fun, the Church agreed to set December 25th as the official day. If Christmas did not exist, it would be necessary for humankind to invent it. For such useful observations, The Golden Bough is incredibly handy to have in one’s library, if only to remind us that most of our beliefs, the recurring rituals we are expected to adhere to, are predicated upon some ancient explanation that we failed to shake from the Magic 8-Ball of our daily existence. So Colin Kaepernick really doesn’t need to stand for the national anthem. While this conformist rite is admittedly improved from the Nazi-like Bellamy salute, standing for The Star-Spangled Banner is little more than a quaint superstition that one is pressured to participate in to “belong.”

Frazer’s scholarship, while impressive, is sometimes inexact in the effort to find a Theory of Everything. Midway through putting together the Third Edition, Frazer was challenged by Dr. Edward Westermarck, who pointed out that fire festivals did not originate from fire reinforcing the sun’s light and heat, but rather a need to celebrate purification. Frazer did correct his views in Balder the Beautiful, but it does leave one contemplating whether sympathetic magic served as Frazer’s knee-jerk goto point in his noble quest to reconcile several folkloric strands.

Still, one cannot disavow the conclusion that much of our behavior is not only similarly ceremonial across cultures, which would indeed suggest a common source. Frazer managed one last volume, the Aftermath, in 1937, just four years before his death. While this volume is little more than a collection of B-sides, it does have leave one wondering what Frazer would have made of Nuremburg rallies or even our current default mode of walking like zombies in the streets, heads down, eyes bulging at the prospect of another chapter in a Snapchat story. The gods and the sympathetic magic may be a tad more secular these days, but we still remain seduced. Myths and stories and rituals are as old as the Chauvet Cave paintings. One cannot imagine being human without them.

Next Up: Annie Dillard’s Pilgrim at Tinker Creek!

Shadow and Act (Modern Library Nonfiction #91)

(This is the tenth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The Power Broker.)

mlnf91When I first made my bold belly flop into the crisp waters of Ralph Ellison’s deep pool earlier this year, I felt instantly dismayed that it would be a good decade before I could perform thoughtful freestyle in response to his masterpiece Invisible Man (ML Fiction #19). As far as I’m concerned, that novel’s vivid imagery, beginning with its fierce and intensely revealing Battle Royale scene and culminating in its harrowing entrapment of the unnamed narrator, stands toe-to-toe with Saul Bellow’s The Adventures of Augie March as one of the most compelling panoramas of mid-20th century American life ever put to print, albeit one presented through a more hyperreal lens.

But many of today’s leading writers, ranging from Ta-Nehisi Coates to Jacqueline Woodson, have looked more to James Baldwin as their truth-telling cicerone, that fearless sage whose indisputably hypnotic energy was abundant enough to help any contemporary humanist grapple with the nightmarish realities that America continues to sweep under its bright plush neoliberal rug. At a cursory glance, largely because Ellison’s emphasis was more on culture than overt politics, it’s easy to see Ellison as a complacent “Maybe I’m Amazed” to Baldwin’s gritty “Cold Turkey,” especially when one considers the risk-averse conservatism which led to Ellison being attacked as an Uncle Tom during a 1968 panel at Grinnell College along with his selfish refusal to help emerging African-American authors after his success. But according to biographer Arnold Rampersad, Baldwin believed Ralph Ellison to be the angriest person he knew. And if one dives into Ellison’s actual words, Shadow and Act is an essential volume, which includes one of the most thrilling Molotov cocktails ever pitched into the face of a clueless literary critic, that is often just as potent and as lapel-grabbing as Baldwin’s The Fire Next Time.

For it would seem that while Negroes have been undergoing a process of “Americanization” from a time preceding this birth of this nation — including the fusing of their blood lines with other non-African strains, there has been a stubborn confusion as to their American identity. Somehow it was assumed that the Negroes, of all the diverse American peoples, would remain unaffected by the climate, the weather, the political circumstances — from which not even slaves were exempt — the social structures, the national manners, the modes of production and the tides of the market, the national ideals, the conflicts of values, the rising and falling of national morale, or the complex give and take of acculturalization which was undergone by all others who found their existence within the American democracy.

This passage, taken from an Ellison essay on Amiri Baraka’s Blues People, is not altogether different from Baldwin’s view of America as “a paranoid color wheel” in The Evidence of Things Not Seen, where Baldwin posited that a retreat into the bigoted mystique of Southern pride represented the ultimate denial of “Americanization” and thus African-American identity. Yet the common experiences that cut across racial lines, recently investigated with comic perspicacity on a “Black Jeopardy” Saturday Night Live sketch, may very well be a humanizing force to counter the despicable hate and madness that inspires uneducated white males to desecrate a Mississippi black church or a vicious demagogue to call one of his supporters “a thug” for having the temerity to ask him to be more respectful and inclusive.

Ellison, however, was too smart and too wide of a reader to confine these sins of dehumanization to their obvious targets. Like Baldwin and Coates and Richard Wright, Ellison looked to France for answers and, while never actually residing there, he certainly counted André Malraux and Paul Valéry among his hard influences. In writing about Richard Wright’s Black Boy, Ellison wisely singled out critics who failed to consider the full extent of African-American humanity even as they simultaneously demanded an on-the-nose and unambiguous “explanation” of who Wright was. (And it’s worth noting that Ellison himself, who was given his first professional writing gig by Wright, was also just as critical of Wright’s ideological propositions as Baldwin.) Ellison described how “the prevailing mood of American criticism has so thoroughly excluded the Negro that it fails to recognize some of the most basic tenets of Western democratic thought when encountering them in a black skin” and deservedly excoriated whites for seeing Paul Robeson and Marian Anderson merely as the ne plus ultra of African-American artistic innovation rather than the beginning of a great movement.

shriversombreroAt issue, in Ellison’s time and today, is the degree to which any individual voice is allowed to express himself. And Ellison rightly resented any force that would stifle this, whether it be the lingering dregs of Southern slavery telling the African-American how he must act or who he must be in telling his story as well as the myopic critics who would gainsay any voice by way of their boxlike assumptions about other Americans. One sees this unthinking lurch towards authoritarianism today with such white supremacists as Jonathan Franzen, Lionel Shriver, and the many Brooklyn novelists who, despite setting their works in gentrified neighborhoods still prominently populated by African-Americans, fail to include, much less humanize, black people who still live there.

“White supremacist” may seem like a harshly provocative label for any bumbling white writer who lacks the democratic bonhomie to leave the house and talk with other people and consider that those who do not share his skin color may indeed share more common experience than presumed. But if these writers are going to boast about how their narratives allegedly tell the truth about America while refusing to accept challenge for their gaping holes and denying the complexity of vital people who make up this great nation, then it seems apposite to bring a loaded gun to a knife fight. If we accept Ellison’s view of race as “an irrational sea in which Americans flounder like convoyed ships in a gale,” then it is clear that these egotistical, self-appointed seers are buckling on damaged vessels hewing to shambling sea routes mapped out by blustering navigators basking in white privilege, hitting murky ports festooned with ancient barnacles that they adamantly refuse to remove.

Franzen, despite growing up in a city in which half the population is African-American, recently told Slate‘s Isaac Chotiner that he could not countenance writing about other races because he has not loved them or gone out of his way to know them and thus excludes non-white characters from his massive and increasingly mediocre novels. Shriver wrote a novel, The Mandibles, in which the only black characters are (1) Leulla, bound to a chair and walked with a leash, and (2) Selma, who speaks in a racist Mammy patois (“I love the pitcher of all them rich folk having to cough they big piles of gold”). She then had the effrontery to deliver a keynote speech at the Brisbane Writers Festival arguing for the right to “try on other people’s hats,” failing to understand that creating dimensional characters involves a great deal more than playing dress-up at the country club. She quoted from a Margot Kaminski review of Chris Cleave’s Little Bee that offered the perfectly reasonable consideration, one that doesn’t deny an author’s right to cross boundaries, that an author may wish to take “special care…with a story that’s not implicitly yours to tell.” Such forethought clearly means constructing an identity that is more human rather than crassly archetypal, an eminently pragmatic consideration on how any work of contemporary art should probably reflect the many identities that make up our world. But for Shriver, a character should be manipulated at an author’s whim, even if her creative vagaries represent an impoverishment of imagination. For Shriver, inserting another nonwhite, non-heteronormative character into The Mandibles represented “issues that might distract from my central subject moment of apocalyptic economics.” Which brings us back to Ellison’s question of “Americanization” and how “the diverse American peoples” are indeed regularly affected by the decisions of those who uphold the status quo, whether overtly or covertly.

Writer Maxine Benba-Clarke bravely confronted Shriver with the full monty of this dismissive racism and Shriver responded, “When I come to your country. I expect. To be treated. With hospitality.” And with that vile and shrill answer, devoid of humanity and humility, Shriver exposed the upright incomprehension of her position, stepping from behind the arras as a kind of literary Jan Smuts for the 21st century.3

If this current state of affairs represents a bristling example of Giambattista Vico’s corsi e ricorsi, and I believe it does, then Ellison’s essay, “Twentieth-Century Fiction and the Black Mask of Humanity,” astutely demonstrates how this cultural amaurosis went down before, with 20th century authors willfully misreading Mark Twain, failing to see that Huck’s release of Jim represented a moment that not only involved recognizing Jim as a human being, but admitting “the evil implicit in his ’emancipation'” as well as Twain accepting “his personal responsibility in the condition of society.” With great creative power comes great creative responsibility. Ellison points to Ernest Hemingway scouring The Adventures of Huckleberry Finn merely for its technical accomplishments rather than this moral candor and how William Faulkner, despite being “the greatest artist the South has produced,” may not be have been quite the all-encompassing oracle, given that The Unvanquished‘s Ringo is, despite his loyalty, devoid of humanity. In another essay on Stephen Crane, Ellison reaffirms that great art involves “the cost of moral perception, of achieving an informed sense of life, in a universe which is essentially hostile to man and in which skill and courage and loyalty are virtues which help in the struggle but by no means exempt us from the necessary plunge into the storm-sea-war of experience.” And in the essays on music that form the book’s second section (“Sound and the Mainstream”), Ellison cements this ethos with his personal experience growing up in the South. If literature might help us to confront the complexities of moral perception, then the lyrical, floating tones of a majestic singer or a distinctive cat shredding eloquently on an axe might aid us in expressing it. And that quest for authentic expression is forever in conflict with audience assumptions, as seen with such powerful figures as Charlie Parker, whom Ellison describes as “a sacrificial figure whose struggles against personal chaos…served as entertainment for a ravenous, sensation-starved, culturally disoriented public which had but the slightest notion of its real significance.”

What makes Ellison’s demands for inclusive identity quite sophisticated is the vital component of admitting one’s own complicity, an act well beyond the superficial expression of easily forgotten shame or white guilt that none of the 20th or the 21st century writers identified here have had the guts to push past. And Ellison wasn’t just a writer who pointed fingers. He held himself just as accountable, as seen in a terrific 1985 essay called “An Extravagance of Laughter” (not included in Shadow and Act, but found in Going with the Territory), in which Ellison writes about how he went to the theatre to see Jack Kirkland’s adaptation of Erskine Caldwell’s Tobacco Road. (I wrote about Tobacco Road in 2011 as part of this series and praised the way that this still volatile novel pushes its audience to confront its own prejudices against the impoverished through remarkably flamboyant characters.) Upon seeing wanton animal passion among poor whites on the stage, Ellison burst into an uncontrollable paroxysm of laughter, which emerged as he was still negotiating the rituals of New York life shortly after arriving from the South. Ellison compared his reaction, which provoked outraged leers from the largely white audience, to an informal social ceremony he observed while he was a student at Tuskegee that involved a set of enormous whitewashed barrels labeled FOR COLORED placed in public space. If an African-American felt an overwhelming desire to laugh, he would thrust his head into the pit of the barrel and do so. Ellison observes that African-Americans “who in light of their social status and past condition of servitude were regarded as having absolutely nothing in their daily experience which could possibly inspire rational laughter.” And the expression of this inherently human quality, despite being a cathartic part of reckoning with identity and one’s position in the world, was nevertheless positioned out of sight and thus out of mind.

When I took an improv class at UCB earlier this year, I had an instructor who offered rather austere prohibitions to any strain of humor considered “too dark” or “punching down,” which would effectively disqualify both Tobacco Road and the Tuskegee barrel ritual that Ellison describes.2 These restrictions greatly frustrated me and a few of my classmates, who didn’t necessarily see the exploration of edgy comic terrain as a default choice, but merely one part of asserting an identity inclusive of many perspectives. I challenged the notion of confining behavior to obvious choices and ended up getting a phone call from the registrar, who was a smart and genial man and with whom I ended up having a friendly and thoughtful volley about comedy. I had apparently been ratted out by one student, who claimed that I was “disrupting” the class when I was merely inquiring about my own complicity in establishing base reality. In my efforts to further clarify my position, I sent a lengthy email to the instructor, one referencing “An Extravagance of Laughter,” and pointed out that delving into the uncomfortable was a vital part of reckoning with truth and ensuring that you grew your voice and evolved as an artist. I never received a reply. I can’t say that I blame him.

Ellison’s inquiry into the roots of how we find common ground with others suggests that we may be able to do so if we (a) acknowledge the completeness of other identities and (b) allow enough room for necessary catharsis and the acknowledgment of our feelings and our failings as we take baby steps towards better understanding each other.

The most blistering firebomb in the book is, of course, the infamous essay “The World and the Jug,” which demonstrates just what happens when you assume rather than take the time to know another person. It is a refreshingly uncoiled response that one could not imagine being published in this age of “No haters” reviewing policies and genial retreat from substantive subjects in today’s book review sections. Reacting to Irving Howe’s “Black Boys and Native Sons,” Ellison condemns Howe for not seeing “a human being but an abstract embodiment of living hell” and truly hammers home the need for all art to be considered on the basis of its human experience rather than the spectator’s constricting inferences. Howe’s great mistake was to view all African-American novels through the prism of a “protest novel” and this effectively revealed his own biases against what black writers had to say and very much for certain prerigged ideas that Howe expected them to say. “Must I be condemned because my sense of Negro life was quite different?” writes Ellison in response to Howe roping him in with Richard Wright and James Baldwin. And Ellison pours on the vinegar by not only observing how Howe self-plagiarized passages from previous reviews, but how his intractable ideology led him to defend the “old-fashioned” violence contained in Wright’s The Long Dream, which, whatever its merits, clearly did not keep current with the changing dialogue at the time.

Shadow and Act, with its inclusion of interviews and speeches and riffs on music (along with a sketch of a struggling mother), may be confused with a personal scrapbook. But it is, first and foremost, one man’s effort to assert his identity and his philosophy in the most cathartic and inclusive way possible. We still have much to learn from Ellison more than fifty years after these essays first appeared. And while I will always be galvanized by James Baldwin (who awaits our study in a few years), Ralph Ellison offers plentiful flagstones to face the present and the future.

SUPPLEMENT: One of the great mysteries that has bedeviled Ralph Ellison fans for decades is the identity of the critic who attacked Invisible Man as a “literary race riot.” In a Paris Review interview included in Shadow and Act, Ellison had this to say about the critic:

But there is one widely syndicated critical bankrupt who made liberal noises during the thirties and has been frightened ever since. He attacked my book as a “literary race riot.”

With the generous help of Ellison’s biographer Arnold Rampersad (who gave me an idea of where the quote might be found in an email volley) and the good people at the New York Public Library, I have tracked down the “widely syndicated critical bankrupt” in question.

sterlingnorthHis name is Sterling North, best known for the children’s novel Rascal in 1963. He wrote widely popular (and rightly forgotten) children’s books while writing book reviews for various newspapers. North was such a vanilla-minded man that he comics “a poisonous mushroom growth” and seemed to have it in for any work of art that dared to do something different — or that didn’t involve treacly narratives involving raising baby raccoons.

And then, in the April 16, 1952 issue of the New York World-Telegram, he belittled Ellison’s masterpiece, writing these words:

This is one of the most tragic and disturbing books I have ever read. For the most part brilliantly written and deeply sincere, it is, at the same time, bitter, violent and unbalanced. Except for a few closing pages in which the author tries to express something like a sane outlook on race relations, it is composed largely of such scenes of interracial strife that it achieves the effect of one continuous literary race riot. Ralph Ellison is a Negro with almost as much writing talent as Richard Wright. Like his embittered hero (known only as “I’ throughout the book, Mr. Ellison received scholarships to help him through college, one from the State of Oklahoma which made possible three years at the Tuskegee Institute, and one from the Rosenwald Foundation.

If Mr. Ellison is as scornful and bitter about this sort of assistance as he lets his “hero” be, those who made the money available must wonder if it was well spent.

North’s remarkably condescending words offer an alarming view of the cultural oppression that Ellison was fighting against and serve as further justification for Ellison’s views in Shadow and Act. Aside from his gross mischaracterization of Ellison’s novel, there is North’s troubling assumptions that Ellison should be grateful in the manner of an obsequious and servile stereotype, only deserves a scholarship if he writes a novel that fits North’s limited idea of what African-American identity should be, and that future white benefactors should think twice about granting opportunities for future uppity Ellisons.

It’s doubtful that The Sterling North Society will recognize this calumny, but this is despicable racism by any measure. A dive into North’s past also reveals So Dear to My Heart, a 1948 film adaptation of North’s Midnight and Jeremiah that reveled in Uncle Tom representations of African-Americans.

North’s full review of The Invisible Man can be read below:

sterling-north

Next Up: James George Frazer’s The Golden Bough!

The Power Broker (Modern Library Nonfiction #92)

(This is the ninth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The American Political Tradition.)

mlnf92Sunset Park is a cozy part of Brooklyn trilling with children making midday escapes from big brick schools, with a few old factories that wail great threnodies whenever the moon winks a ditty about displaced residents on a cloudy night. There are robust workers and tight-knit families and bahn mi bistros and bustling bakeries from which one can savor the tantalizing nectar of glorious Spanish gossip squeezing into the streets. If you are tipsy after too many pints at the Irish pubs lining the southwestern fringe, there are 24 hour donut shops serving as makeshift diners, with loquacious jacks cooking up chorizo hash for any hungry ghost in a fix.

This is the region, along with East New York and Flatlands and Bensonhurst, where Brooklyn’s true soul still shines. It remains insulated from the Williamsburg hipsters oblivious to the high rise monstrosities now being hoisted near the East River or the yuppies who cleave to Park Slope’s gluten-free stroller war zone like children keeping to the shallow end of the pool. But the motley banter rivals the bright babble bubbling five miles east in Ditmas Park and even the chatty ripples that percolate just two miles south in Bay Ridge. In Sunset Park, you can pluck the city’s most enormous plantains from bold bodega bins bulging with promise, talk to the last honest bartender at Brooklyn’s best bowling alley, or walk beneath a Buddhist temple for some of the finest vegetarian Chinese grub in the region. It is a place of repose. It is a place of fun. It is a place to live.

Yet as great and as welcoming and as improbably enduring as this part of Brooklyn is, it could have been bigger. And for a long time, it was. Until Robert Moses came along.

There are many grim tales contained within Robert A. Caro’s The Power Broker — an alarmingly large and exquisitely gripping and undeniably great and insanely obsessive masterpiece of journalism documenting the most ruthless urban planner that New York, and possibly America, has ever known. If you love New York City even one tenth as much as I do, you will find many reasons to shout obscenities out your window after reading about what Robert Moses did to this mighty metropolis. It was Moses who killed off the free aquarium, open to all, that once stood in Battery Park. It was Moses who pitted reliable mass transit lines serving regular Janes and Joes against highways designed solely for those who had the shekels to buy and upkeep a car. It was Moses who believed African-Americans to be “dirty” and who, in building Riverside Park, stiffed the Harlem section of playgrounds (seventeen in the West Side; one in Harlem) and football fields (five to one). Moses was so casually racist that most of the parks he built, the parks that secured his popularity, served white middle-class New Yorkers. But working-class families needed these parks more and were often reduced to opening a fire hydrant in the streets and playing in the gutter during a hot summer.

Not a single person in power will ever change the Manhattan skyline in the irreversible way that Moses did. Robert Moses had massive ambition, savvy savagery, limitless arrogance and energy, improbably large coffers that he willed together through a bridge bond ploy, a panache for grabbing and holding onto power, and a sick talent for persuading some of the most powerful figures of the 20th century to sign crooked agreements and/or get steamrolled into deals that screwed them over in quite profound ways.

thirdavenue

For me, one of the acts that sums Moses up is the way in which he ripped out a major part of Sunset Park’s soul by erecting the Gowanus Expressway above Third Avenue. This is a toxic concrete barrier that still remains as cold and as gray and as unwelcoming as the bleakest rainstorm in December. To this very day, you can still hear the Belt Parkway’s thundering traffic as far away as Sixth Avenue. During a recent walk along Third Avenue on a somewhat chilly afternoon, I surveyed Moses’s handiwork and was nearly mowed down by a minivan barreling out of Costco, its back bulging with wasteful mass-produced goods, as a mad staccato honk pierced my ears with a motive that felt vaguely murderous.

Robert Moses wanted to make New York a city for automobiles, even though he never learned how to drive. And in some of the neighborhoods where his blots against natural urban life remain, his dogged legacy against regular people still persists.

gowanusparkway

(Source: The Gowanus Improvement: November 1, 1941 / The Triborough Bridge Authority)

Sunset Park’s residents had begged Moses to build the expressway over Second Avenue. This was closer to the water and the industrial din and might have preserved the many small businesses and happy homes that once punctuated Third Avenue’s happy line. But Moses, citing the recently opened subway that now serves the D, N, and R underneath Fourth Avenue and the available support beams from the soon-to-be-demolished El, was determined to raise a freeway on Third Avenue that he claimed was much cheaper, even though the engineers who weren’t on Moses’s payroll had observed that one mere mile of freeway looping back to the shore wouldn’t substantially reduce the cost. But Moses had fought barons before and had made a few curving compromises while constructing the Northern State Parkway. Armed with the power of eminent domain and a formidable administrative power in which bulldozers and blockades could be summoned against opponents almost as fast as a modern day Seamless delivery, Moses was not about to see his vision vitiated. And if that meant calling the good parts of Sunset Park a “slum,” which it wasn’t, or spouting off any number of lies or threats to destroy perfectly respectable working class neighborhoods, then he’d do it.

As documented by Caro, the Gowanus stretched a raised subway line’s harmless Venetian-blind shadow into a dirty expanse that was nearly two and a half times as wide, wider than a football field and twice as onyx. The traffic lights were so swiftly timed that one had to be a running back to sprint beneath the smog-choking blackness to the other side of the street. The condensation from the steel pillars created such a relentless dripping that it transformed this once sunny thoroughfare into a dirt-clogged river Styx for cars. The cost was seven movie theaters, dozens of restaurants, endless mom and pop stores, butcher shops that raffled Christmas turkeys, and tidy affordable apartments — all shuttered. Moses did not plan for the increased industrial traffic that sprinkled into Sunset Park’s streets, just as he hadn’t for his many other freeways and bridges. Garbage and rats accumulated in the surrounding lots. There was violence and drugs and gang wars. The traffic tightened and slowed to a crawl, demanding more roads, more buildings to gut, more more neighborhoods to disrupt for the worse.

robertmosesgraphicnovel

Who was this man? And why was he so determined to assert his will? He fancied himself New York’s answer to Georges-Eugène Haussmann (even reusing a doughnut-shaped building for the 1964 World’s Fair that the Parisian planner himself had put together in 1867), yet didn’t begin to earn a dime for his tyranny until his forties. (He lived off his family’s money and secured early planning jobs by declining a salary.) He thought himself a poet (not an especially good one), but if he had any potential prose style, it turned sour and hard and technocratic by the time he hit Oxford and received his doctorate at Columbia. He worked seemingly every hour of the day and took endless walks, memorizing the precise points where he would later build big parks and tennis courts. And he loved to swim, taking broad strokes well beyond the shores in his sixties and seventies with an endurance and strength that crushed men who were two decades younger. Small wonder that Moses gave the city so many public pools.

After I finished reading The Power Broker, I wanted to know more. I found myself plunging into the collected works of Jane Jacobs (Jacobs’s successful battle to save Washington Square Park was left out by Caro due to the enormity of The Power Broker‘s original manuscript), as well as Anthony Flint’s excellent volume Wrestling with Moses (documenting the battles between Moses and Jacobs), an extremely useful volume edited by Hilary Ballon and Kenneth T. Jackson called Robert Moses and the Modern City that may be the best overview of every Moses project (and attempts, not entirely successfully, to refute some of Caro’s claims), as well as a wonderful graphic novel from Pierre Christin and Olivier Balez (Robert Moses: The Master Builder of New York City) which I recommend for anyone who doesn’t have enough time to read Caro’s 1,200 page biography written in very small print (although you really should read it).

I wanted to know how a man like Moses could operate so long without too many challenging him. His behavior often resembled a spoiled infant braying for his binky. When faced by an authority figure, Moses would often threaten to resign from a position until he got his way. Moses used this tactic so frequently that Mayor La Guardia once sent him a note reading, “Enclosed are your last five or six resignations; I’m starting a new file,” followed by city corporation counsel Paul Windels creating a pad of forms reading “I, Robert Moses, do hereby resign as _______ effective __________,” which further infuriated Moses.

The answer, of course, was through money and influence that Moses had raised through a bridge bond scheme floated through the Triborough Bridge and Tunnel Authority, with Moses as Chairman:

Moses wanted banks to be so anxious to purchase Triborough bonds that they would use all of their immense power to force elected officials to give his public works proposals the approval that would result in their issuance. So although the safety of the banks’ money was already amply assured by Triborough’s current earnings (so great that each year the Authority collected far more money than it spent), by the irrevocable covenants guaranteeing that tolls could never be removed without the bondholders’ consent, and by Triborough’s monopoly, also irrevocable, that guaranteed them that if any future intracity water crossing were built, they would share in its tolls, too, Moses provided them with additional assurances. He maintained huge cash reserves — “Fantastic,” says Jackson Phillips, director of municipal research for Dun and Bradstreet; “the last time I looked they had ten years’ interest on reserve” — and when he floated the Verrazano bonds he agreed to lay aside — in addition to the existing reserves! — 15 percent ($45,000,000) of the cash he received for the new bond issue, and not touch it until the bridge was open and operating five years later. Purchasers of the Verrazano bonds could be all but certain that they could collect their interest every year even if the bridge never collected a single toll. Small wonder that Phillips says, “Triborough’s are just about the best bonds there are.” Wall Streeters may believe that “any investment is a bet,” but Robert Moses was certainly running the safest game in town.

In other words, Moses pulled off one of the most sinister financial games in New York history. The Triborough Authority could not only collect tolls on its bridges and capitalize on these receipts by issuing revenue bonds, which would in turn generate considerable income for Moses to fund his many public works projects, but it was capable of spending more money than the City of New York. Which meant that the city often had to come crawling back to Moses. And if the city or the state wanted to audit the Triborough Authority, this operation was so incredibly complicated that it would require at least fifty accountants working full-time for a year in order to comprehend it. Government did not have this kind of money to place safeguards against Moses. Moreover, it needed Moses’s financial assistance in order to provide for the commonweal.

It wasn’t until 1968, when Governor Nelson Rockefeller and Mayor John Lindsay put an end to these remarkable shenanigans by siphoning tolls into the newly created Metropolitan Transportation Authority. The bondholders might have sued over this. It was, after all, unconstitutional to uproot existing contractual obligations. But Rockefeller’s brother David happened to be the head of Chase Manhattan Bank. And Chase was the largest TBTA bondholder. In a glaring case of “it’s not what you know, it’s who you know,” the Triborough Authority as puppet organization for Moses was finished. Moses was forced to abandon his role. And the man’s political hold on New York was effectively finished after four decades of relentless building and endless resignation threats.

It seemed a fitting end for a man who had maintained such a stranglehold over such a large area. Six years later, Robert Caro’s biography appeared. Moses wrote a 23 page response shortly after the book’s publication. Caro’s rebuttal was five paragraphs, concluding with this one:

It is slightly absurd (but typical of Robert Moses) to label as without documentation a book that has 83 solid pages of single-spaced, small-type notes and that is based on seven years of research, including 522 separate interviews.

Next Up: Ralph Ellison’s Shadow and Act!

The American Political Tradition (Modern Library Nonfiction #93)

(This is the eighth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The Contours of American History.)

mlnf93Before he became famous for delineating “the paranoid style in American politics” and honing every principled bone against the feverish anti-intellectualism one now sees embodied in everything from long-standing philistine Dan Kois decrying “eating his cultural vegetables” to lunatic presidential candidate Ted Cruz declaring gluten-free meals as a politically correct “social experiment,” historian Richard Hofstadter spent four years on a fiercely independent book that would go on to sell close to a million copies. The American Political Tradition was a Plutarchian overview of illustrious American figures ranging from vivacious abolitionist Wendell Phillips to Woodrow Wilson as closeted conservative. It was aimed at winning over a high-minded American public. Like William Appleman Williams, Hofstadter was very much following in Charles Beard’s footsteps, although this historian hoped to march to his own interpretive drum. Reacting to the toxic McCarthyism at the time, Hofstadter’s cautious defense of old school American liberalism, with the reluctant bulwark hoisted as he poked holes into the foibles of celebrated icons, saddled him with the label of “consensus historian.” With each subsequent volume (most notably The Age of Reform), Hofstadter drifted further away from anything close to a scorching critique of our Founders as hardliners enforcing their economic interests to a more vociferous denouncement of agrarian Populists and numbnuts standing in the way of erudite democratic promise. Yet even as he turned more conservative in later years, Hofstadter insisted that his “assertion of consensus history in 1948 had its sources in the Marxism of the 1930s.”

Such adamantine labels really aren’t fair to Hofstadter’s achievements in The American Political Tradition. The book is by no means perfect, but its Leatherman Wave-like dissection of American history unfolds with some sharp and handy blades. While Hofstadter is strangely reluctant to out Andrew Jackson as a demagogue (“He became a favorite of the people, and might easily come to believe that the people chose well.”) and far too pardonable towards John C. Calhoun, a rigid bloviator with a harsh voice who was one of slavery’s biggest cheerleaders and whose absolutist stance against tariffs under the guise of moderatism would later inspire the South to consider secession as a legitimate nuclear option3, Hofstadter at his best slices with a necessary critical force into many hallowed patriarchs. For it is the sum of their variegated and contradictory parts that has caused some to view the American trajectory in Manichean terms.

One of the book’s standout chapters is Hofstadter’s shrewd analysis of Lincoln as an exceptionally formidable man who dialed down his egalitarian ardor to zero the meter for his shrewd and very rapid political rise. In just four years, Lincoln advanced from an obscure attorney in Illinois to a prominent party leader in that same state’s House of Representatives. But Hofstadter cogently argues that Lincoln was far from the outspoken abolitionist who would later lay down some very strong words against those who would deny other people freedom. Lincoln not only kept his enemies closer than his friends, but he was exceptionally careful with his rhetoric, even though one eye-popping 1836 declaration proposed extending suffrage to women.2 Much as Franklin D. Roosevelt was very savvy about letting his political opponents make the first move before he acted, Lincoln used the Declaration of Independence’s very text as ammunition and inspiration for his justification for abolition, which come much later — Lincoln’s first public condemnation of slavery arrived when Lincoln was forty-five — than Lincoln’s many admirers are often willing to admit.

Hofstadter points out that Lincoln’s seeming contradiction between revolutionary politics and pragmatic interpretation of the law was not especially peculiar, but part of a nuts-and-bolts perpetuation of an ongoing political tradition, one that can be seen with Lincoln’s hard maneuvering with the 1851 conditional loan he issued to his stepbrother John D. Johnson. Lincoln’s famous House Divided speech was masterful rhetoric urging national reconciliation of the slavery issue, but he didn’t exactly go out of his way to out himself as an abolitionist. Hofstadter points out that in 1858, seemingly Honest Abe spoke in two entirely different manners about racial equality in Chicago and in Charleston (see the second paragraph of his first speech). Yet these observations not only illustrate Lincoln’s political genius, but invite parallels to Lyndon Johnson’s brilliant and equally contradictory engineering in passing the 1957 Civil Rights Act (perhaps best chronicled in a gripping 100 page section of Robert A. Caro’s excellent Master of the Senate). The American political tradition, which Hofstadter identifies as a continuity with capitalist democratic principles, is seen today with Hillary Clinton struggling against a young population hungry for progressive change unlikely to happen overnight, despite Bernie Sanders’s valiant plans and the immediate need to rectify corporate America’s viselike hold on the very democratic principles that have sustained this nation for more than two hundred years.

Yet this is the same tradition that has given us long years without a stabilizing central bank, the Trail of Tears, the Civil War, the Credit Mobilier scandal, robber barons, and Hoover’s unshakable faith that “prosperity was just around the corner,” among many other disgraces. Hofstadter is thankfully not above condemning lasseiz-faire absolutism, such as Grover Cleveland’s unrealistic assumption that “things must work out smoothly without government action, or the whole system, coherent enough in theory, would fall from the weakness of its premises” or the free silver campaign that buttressed the bombastic William Jennings Bryan into an improbable presidential candidate. On Bryan, Hofstadter describes his intellectual acumen as “a boy who never left home” and one can see some of Bryan’s regrettable legacy in the red-faced fulminations of a certain overgrown boy who currently pledges to make America great again. A careless and clumsy figure like Bryan was the very antithesis of Lincoln. Bryan failed to see difficult political tasks through to their necessary end. He would adopt principles that he once decried. His well-meaning efforts amounted to practically nothing. Think of Bryan as Fargo‘s Jerry Lundegaard to Lincoln’s Joe Girard. Hofstadter suggests that “steadfast and self-confident intelligence,” perhaps more important than courage and sincerity, was the very quality that Bryan and this nation so desperately needed. Yet in writing about Teddy Roosevelt and pointing to the frequency of “manly” and “masterful” in his prose, Hofstadter imputes that these “more perfect” personal qualities for the political tradition “easily became transformed into the imperial impulse.”

This is, at times, a very grumpy book. One almost bemoans the missed opportunity to enlist the late Andy Rooney to read aloud the audio version. But it is not without its optimism. Hofstadter places most of his faith in abolitionist agitator Wendell Phillips. But even after defending Phillips from numerous historical condemnations and pointing to Phillips’s “higher level of intellectual self-awareness,” Hofstadter sees the agitator as merely “the counterweight to sloth and indifference.” But Hofstadter, at this young stage of his career, isn’t quite willing to write off agitators. He does point to why Phillips was a necessary and influential force providing equilibrium:

But when a social crisis or revolutionary period at last matures, the sharp distinctions that govern the logical and doctrinaire mind of the agitator become at one with the realities, and he appears overnight to the people as a plausible and forceful thinker. The man who has maintained that all history is the history of class struggles and has appeared so wide of the mark in times of class collaboration may become a powerful leader when society is seething with unresolved class conflict; the man who has been valiantly demanding the abolition of slavery for thirty years may become a vital figure when emancipation makes its appearance as a burning issue of practical politics. Such was the experience of Wendell Phillips: although he never held office, he became one of the most influential Americans during the few years after the fall of Fort Sumter.

thealternativefactorThe question of whether you believe Hofstadter to be a consensus historian or not may depend on how much you believe that he viewed the American political tradition much like two Lazaruses forever duking it out for existence in the old Star Trek episode “The Alternative Factor.” He certainly sees a nation of political pragmatists and obdurate agitators caught in an eternal dead lock, which is not too far from the progressive historians who styled their interpretations on class conflict. But his fine eye for ferreting out the Burkean undertow within Woodrow Wilson’s putative liberalism or exposing how Hoover’s faith in unregulated business had him quivering with disbelief after Black Thursday suggests a historian who is interested in countering ideological bromides. Perhaps if Hofstadter had stretched some of his chapters across a massive book, his reputation as a consensus historian wouldn’t have been the subject of so many heated arguments among political wonks.

Fortunately, the next Modern Library essay in this series will investigate how one man fluctuated his politics to serve his own ends and reshaped a major metropolis through the iron will of his personality. That very long and very great book may be the key that turns the consensus lock. It will certainly tell us a lot more about political power.

Next Up: Robert A. Caro’s The Power Broker!

The Contours of American History (Modern Library Nonfiction #94)

(This is the seventh entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The Promise of American Life.)

mlnf94

History is never the thrilling Zapcat powerboat ride it can and should be when we remain committed to oaring through the same exhausted legends about American exceptionalism and bogus democratic promise. Much as we may find new insights into human existence by tilting our canoes to the ripples contained within a storyteller’s cadences, so too may we discover more complete ways of contending with our historical contradictions through the viewpoint of a responsible revisionist armed with the facts and rejecting the hard establishment line.

The revisionist historian, that charming and sometimes infuriating rabble-rouser never to be confused with some creepy Holocaust denier flailing in a sea of empty Cheetos bags and crackpot pamphlets, often gets needlessly maligned in America. Before Annette Gordon-Reed offered conclusive evidence of Thomas Jefferson’s relationship with Sally Hemings (upheld by a 1998 DNA test), Fawn Brodie was attacked by vanilla-minded legacy holders two decades before for pushing beyond James Callender’s tawdry trolling, daring to suggest that there was good reason to believe that our much heralded champion of the rights of man had skeletons in his closet that were vital to understanding his philosophy. Brodie’s book, despite its psychobiographical failings, led to a reckoning with our myths and assumptions about the Sage of Monticello, one that continues to this very day with college students demanding the removal of Jefferson statues on campuses.

Provided that their efforts do not involve going out of their way to Bowlderize troubling if incontrovertible parts of the story and the results are as expansive and as rigorous as their more timorous mainstream counterparts, revisionists are often vital reconcilers of the public record. It is the facile propagandist who ignores Rosa Parks’s radicalism to paint a roseate image of a meek and tired seamstress who refused to give up her seat on a bus (“small,” “delicate,” and “little,” as belittled by Bill Clinton in 2005) or who upholds the lie that Abner Doubleday created baseball.

In recent decades, many young students have ardently clutched their copies of Howard Zinn’s A People’s History of the United States with the taut adamantine grip of a Fallout 4 junkie reluctant to capitulate her controller. Zinn’s thoughtful volume has been vehemently denounced by some establishment historians who have questioned the perceived polemical emphasis of class conflict at the expense of other issues. But before Zinn, there was William Appleman Williams, a brash energetic troublemaker who was arguably a more rigorous scholar than Zinn and who was among the best and the boldest of the firebrand 20th century historians who emerged from a Charles Beard afterglow with ass to kick once the bubble gum supply ran out.

William Appleman Williams unpacked the economic motivations of American expansion and foreign policy in The Tragedy of American Diplomacy and broadened this scholarship further with The Contours of American History, a punchy volume examining how imperialism and liberalism became a sordid double stitch intertwined in the American quilt well before the Sons of Liberty spilled massive chests of desperately offloaded tea into Boston Habor. Yet Williams’s often nimble analysis, riddled as it sometimes is with conceptual overreach, robustly articulates the ever-changing and contradictory American Weltanschauung that has motivated nearly every governmental decision since. He documents a worldview that started off with the relatively benign goal of creating and sustaining an economic nation that provided for everyone, but devolved under the autocratic yoke of Jacksonian democracy and Gilded Age greed to the corporate capitalist nightmare we are all trying to awake from today. And because Williams’s challenge to the so-called “American experiment” was so unprecedented in the mid-20th century, this historian was tarnished, besmirched, and condemned by other putative progressives who might have enlarged their rigid notions of national identity if they had been more willing to dive into the subtle words and actions directing the unshakable financial impetus.

Williams was harassed by the House Committee on Un-American Activities, that despicably despotic body that ruined the lives of so many, with a demand to produce the unfinished Contours manuscript. The HUAC would order Williams to testify in Washington and then cancel the appearance by telegram once he’d hopped on a train to the Beltway. Even after he testified for ten minutes and the HUAC abandoned its witch hunt, the IRS harassed him in various forms for nearly twenty years. Williams was hounded by the neoliberalism critic Arthur Schlesigner, Jr., who dutifully condemned Williams as “pro-communist” to the American Historical Association’s president. Even as late as 2009, an academic called Williams an “idiot” before a Society of Historians of American Foreign Relations panel, decrying Williams’s approach to history as a crude retooling of Charles Beard’s infamous assault upon our Founding Fathers’s pecuniary predispositions.3

But Williams was far from a typical progressive. He was a registered Republican when he first came to Wisconsin. He voted for Nixon as the lesser evil in 1960. And even in Contours, he defended Herbert Hoover’s hands-off Depression era policies, seeing this as a necessary tactic to forestall property holders from creating a business-friendly fascism that could have had a more diabolical effect on our clime than the many Hoovervilles that had mushroomed across the nation. Williams argued that Hoover’s perceived failure to do anything represented a more active resistance against special interests than the Progressive Movement was willing to acknowledge or act upon at the time. And that’s the way this jazz-loving Midwestern historian rolled. As Williams was to write in a 1973 essay, the revisionist’s duty was to “see basic facts in a different way and as interconnected in new relationships. He is a sister and a brother to those who use old steel to make a zipper, as contrasted with those who add new elements to make a better steel.”

In my previous Modern Library essay, I castigated Herbert Croly for the historical developments that he could not see ahead of him, for erring too much in his perfervid belief in a central government and for diminishing the justifiable grievances of protesters. William Appleman Williams may very well represent the opposite problem: a historian who could see the implications of any action all too well, one who was willing to articulate any interpretation of the facts even if it meant being alienated by the jingoistic minds who needed to reconsider the other fateful historical trajectories upholding the status quo.

Williams’s highly specific examples very much allow him to sell us on his interpretation. In Tragedy, for example, Williams’s deductive prowess is in high gear when he examines how Woodrow Wilson’s March 1913 decision to refuse a government loan to China, one long coveted by American industrialists at the time (and later attempted privately), actually fell within the framework of the Open Door Policy. Many historians have interpreted Wilson’s pushback as a betrayal of American expansionism at the time, but Williams points to the lack of private capital available to fulfill the job as well as the possibility that any governmental loan, even one secured with the help of other financiers, may have been perceived as a very clear threat to neighboring Japan. The Open Door Policy, for all of its flaws and its needless sullying of China, was intended to provide a peacefully imperialist framework for a burgeoning American empire: a GATT or IMF before its time, though regrettably without much in the way of homegrown protest. (Rebellion would come later in Beijing with the May Fourth movement.) The ostensible goal was to strengthen China with fresh influxes of low-risk private capital so that it could withstand troublesome neighbors looking for a fight, even as the new obligations to American entrepreneurs forged hot rivulets of cash rolling back to the imperialist homeland. Wilson’s decision was, as discerned by Williams, a canny chesslike stratagem to avoid war and conflict, one that would keep China a servant to America’s riches. From the vantage point of the 21st century, this useful historical interpretation reveals Wilson to be a pioneer in the kind of venal and now all too commonplace globalization that morally bankrupt neoliberals like Thomas Friedman have no problem opening their old steel zippers for. Their free trade fantasies possess all the out-of-sight, out-of-mind justification of a revenge porn junkie ignoring another person’s real world humiliation for fleeting sociopathic pleasure.

It was with Contours that Williams blew the lid off the great American lie, exposing the American liberal’s failure to confront his own implication in much of the lasseiz nous faire madness. Williams traced the origins of our mercantilist approach to Anthony Ashley Cooper, the Earl of Shaftesbury. In the 17th century, Shaftesbury was a political figure who opposed harsh penalties and absolutist government. He stood up for the nonconformists and called for regular parliaments, and would go on to found and lead the early Whig party in the wake of the British Exclusion Crisis. While traveling to Oxford to remove an abscess from his liver, he hit it off with a young doctor by the name of John Locke. (There weren’t as many cafes back then as there are today. In the 1600s, you had to take whatever mingling opportunities you could get.) Locke, of course, would later have many ideas about the social contract, a scheme about inalienable natural rights that would eventually find its way into a number one ditty penned by Jefferson that would become known as the Declaration of Independence.

But there was a twist to this tale. As Williams points out, Locke’s ideas were a corruption of Shaftesbury’s more inclusive and democratic efforts. Where Shaftesbury was willing to rebel against the King to ensure that courts and alternative political parties were in place to prevent the government from becoming an absolute tyranny, even going to the trouble of building a coalition that extended across all classes to fight for these safeguards when not putting together the Habeas Corpus Act of 1679, it was Locke who limited Shaftesbury’s remarkably liberal contributions by undercutting individual rights. Locke believed that those who owned property were perfectly justified in protesting their government, for they were the ones who had entered into a social contract. But the rabble who didn’t own property could more or less buzz off.2 As Williams put it, “[I]ndividualism was a right and a liberty reserved to those who accepted a status quo defined by a certain set of natural truths agreed upon a majority. Within such a framework, and it is a far narrower set of limits than it appears at first glance, the natural laws of property and labor were deemed sufficient to guide men’s pursuit of happiness.”

Yet those who subscribed to these early mercantilist standards believed that this classically liberal idea of “corporate structure” involved a basic responsibility to provide for everyone. And the way of sustaining such a benevolent national juggernaut was through the establishment of an empire: a Pax Americana predicated upon the promise of a democracy promulgated by patriarchs who not so quietly believed that the people were incapable of it.3 Williams observes how the Quakers in Philadelphia, who opposed expansion and much of the onslaughts against Native Americans, were very much committed to noblesse oblige, setting up hospitals, education, and philanthropic endeavors to take care of everyone. But this generous spirit was no match for the free trade nabobs or the hard-hearted Calvinists who increasingly shifted such solicitude to the propertied class (one can easily imagine Alec Baldwin’s Glengarry Glenn Ross “Always be closing” speech spouted by a Calvinist), leading the great theologian Jonathan Edwards to offer righteous pushback against “fraud and trickishness in trade.”

Against this backdrop, post-Revolutionary expansion and the Monroe Doctrine allowed mercantilism to transmute into an idea that was more about the grab than the munificent results, with visions of empire dancing in many heads. By the time Frederick Jackson Turner tendered his Frontier Thesis in 1893, mercantilism was no longer about providing for the commonweal, but about any “self-made man” looking out after his interests. Williams points to Chief Justice John Marshall’s efforts to enforce safeguards, such as his Gibbons vs. Ogden decision regulating interstate commerce, against the monopolies that would come to dominate America near the turn of the century. Marshall’s immediate successor, Chief Justice Taney, expanded the flexibility of the Constitution’s Contract Clause with his 1837 Charles River Bridge v. Warren Bridge decision, permitting states to alter any contract as it saw fit. While Taney’s decision seemed to strike the death knell against monopolies, it was no match against the consolidated trusts that were to come with the railroads and the robber barons. Rather curiously, for all of his sharp observations about free trade and expansionist dangers during this time, Williams devotes little more than a paragraph to the 1836 closing of the Second Bank of the United States:

[Nicholas Biddle] did a better job than the directors of the Bank of England. Under his leadership the bank not only established a national system of credit balancing which assisted the west as much as the east, and probably more, but sought with considerable success to save smaller banks from their own inexperience and greed. It was ultimately his undoing, for what the militant advocates of lasseiz nous faire came to demand was help without responsibilities. In their minds, at any rate, that was the working definition of democratic freedom.

Talk about sweeping one of the greatest financial calamities in American history under the rug! I don’t want to get too much into Andrew Jackson, who I believe to be nothing less than an abhorrent, reckless, and self-destructive maniac who claimed “liberalism” using the iron fist of tyranny, in this installment. I shall preserve my apparently unquenchable ire for Old Hickory when I tackle Arthur Schlesinger, Jr.’s The Age of Jackson in a few years (Modern Library Nonfiction #36). But Jackson’s imperious and irresponsible battle with Biddle, complete with his Specie Circular, undoubtedly led to the Panic of 1837, in which interest rates spiked, the rich got richer, a fixable financial mess spiraled out of control and became needlessly dangerous, and buyers could not come up with the hard cash to invest in land. Considering Williams’s defense of Hoover in both Contours and Tragedy, it is extremely curious that he would shy away from analyzing why some form of central bank might be necessary to mitigate against volatility, even though he adopted some fascinating counterpoints to the “too big to fail” theory decades before Bernanke and Krugman.

This oversight points to the biggest issue I have with Williams. His solution to the great imperialist predicament was democratic socialism, which he called “the only real frontier available to Americans in the second half of the 20th century.” While this is a clever way of inverting Turner’s thesis, to uphold this, Williams cites a few examples such as the courage of Wendell Phillips, a few throwaway references to social property, and a late 19th century return with Edward Bellamy and Henry Demarest Lloyd to the Quaker-like notion of “a commonwealth in which men were brothers first and economic men second.” But while Williams is often a master of synthesis, he falls somewhat short in delineating how his many historical examples can aid us to correct our ongoing ills. If the American Weltanschauung is so steeped in our culture, how then can democratic socialism uproot it? This vital question remains at the root of any progressive-minded conversation. But now that we have a presidential race in which socialism is no longer a dirty word and the two leading Democratic candidates bicker over who is the greater progressive, perhaps the answer might arrive as naturally as Williams anticipated.

Next Up: Richard Hofstadter’s The American Political Tradition!

The Promise of American Life (Modern Library Nonfiction #95)

(This is the sixth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: In Cold Blood.)

mlnf95Before The New Republic devolved under Chris Hughes into a half-worthy husk of knee-jerk platitudes just a few histrionic clickbait headlines shy of wily Slate reductionism, it was a formidable liberal magazine for many decades, courageous enough to take real stands while sustaining vital dialogue about how and when government should intercede in important affairs. The source of this philosophical thrust, as duly documented by Franklin Foer, was the greatly diffident son of a prominent newspaperman, an unlikely progenitor who entered and exited Harvard many times without ever finishing, someone who suffered from severe depression and who, for a time, didn’t know what to do with his life other than play bridge and tennis and write about obscure architecture. But Croly found it in him to spill his views about democracy’s potential, what he called the “New Nationalism,” into a 1909 book called The Promise of American Life, which served as something of a manifesto for the early 20th century Progressives and became a cult hit among political wonks at the time. It partially inspired Theodore Roosevelt, who was proudly name-checked by Croly as “a Hamiltonian with a difference,” to initiate his ill-fated 1912 Bull Moose campaign as an outsider presidential candidate. (Historians have argued over the palpable influence of Croly’s book on Roosevelt, but it’s possible that, had not Croly confirmed what Roosevelt had already been thinking about, Roosevelt may not have entered the 1912 race as ardently as he did. With a more united Republican coalition against Wilson, America may very well have carried on with a second Taft term, with an altogether different involvement in World War I. Taft’s notable rulings as Chief Justice of the Supreme Court, which included extending executive power and broadening the scope of police evidence, may not been carried out in the 1920s. A book is often more of a Molotov shattering upon history’s turf than we are willing to accept.)

Croly’s book touched a nerve among a small passionate group. One couple ended up reading Croly’s book aloud to each other during their honeymoon (leaving this 21st century reader, comparing Croly’s thick “irremediable”-heavy prose style against now all too common sybaritic options, to imagine other important activities that this nubile pair may have missed out on). The newly married couple was Willard Straight and Dorothy Whitney. They had money. They invited Croly to lunch. The New Republic was formed.

So we are contending with a book that not only created an enduring magazine and possibly altered the course of American history, but one that had a profound impact on the right elite at the right time. So it was a tremendous surprise to discover a book that greatly infuriated me during the two times I read it, at one time causing me to hurl it with high indignant velocity against a wall, for reasons that have more to do with this gushing early 20th century idealist failing to foresee the rise of Nazism, the despicable marriage of racism and police brutality, growing income inequality, corporate oligarchy, draconian Common Core educational standards, and dangerous demagogues like George Wallace and Donald Trump.

But it is also important to remember that Croly wrote this book before radio, television, the Internet, women’s suffrage, two world wars, the Great Depression, smartphones, outrage culture, and 9/11. And it is never a good idea to read an older book, especially one of a political nature, without considering the time that it was written. I did my best to curb my instincts to loathe Croly for what he could not anticipate, for his larger questions of how power aligns itself with the democratic will of the people are still very much worth considering. Croly is quite right to identify the strange Frankenstein monster of Alexander Hamilton’s pragmatic central government and Thomas Jefferson’s rights of man — the uniquely American philosophical conflict that has been the basis of nearly every national conflict and problem that has followed — as a “double perversion” of our nation’s potential, even if Croly seems unwilling to consider that some “perversions” are necessary for an evolving democratic republic and he is often too trusting of executive authority and the general public’s obeisance to it. That these inquiries still remain irreconcilable (and are perverted blunter still by crass politicians who bellow about how to “make America great again” as they eject those who challenge them from the room) some 107 years after the book’s publication speaks to both the necessity and the difficulty of the question.

I’ve juxtaposed Croly’s meek-looking law clerk mien against George Bellows’s famous boxing painting (unveiled two years before Croly’s book) because there really is no better way to visualize the American individual’s relationship to its lumbering, venal, and often futile government. Croly’s solution is to call for all Americans to be actively engaged in a collaborative and faithful relationship with the nation: “to accept a conception of democracy which provides for the substantial integrity of his country, not only as a nation with an exclusively democratic mission, but as a democracy with an essentially national career.” On its face, this seems like a reasonable proposition. We all wish to belong in a democracy, to maintain fidelity to our country, and to believe that the Lockean social contract in which the state provides for the commonweal is a workable and reasonable quid pro quo. But it is also the kind of orgiastic meat and potatoes mantra that led both Kennedy and Reagan to evoke mythical American exceptionalism with the infamous “shining city upon a hill” metaphor. Dulcet words may make us feel better about ourselves and our nation, but we have seen again and again how government inaction on guns and a minimum wage that does not reflect contemporary living standards demands a Black Lives Matter movement and a “fight for $15.” And when one begins to unpack just what Croly wants us to give up for this roseate and wholly unrealistic Faustian bargain, we begin to see someone who may be more of a thoughtful and naive grandstander than a vital conceptual pragmatist.

Croly is right to demand that America operate with a larger administrative organ in place, some highly efficient Hamiltonian body that mitigates against “the evil effects of a loose union.” He smartly points out that such evils as slavery resulted from the American contradictions originating in the strange alliance between our poetic Jeffersonian call for Constitutional democracy and individualistic will and the many strains of populism and nationalism that followed. In his insistence on “the transformation of Hamiltonianism into a thoroughly democratic political principle,” Croly is suspicious of reformers, many of which he singles out in a manner strikingly similar to Norman Mailer’s “Quick and Expensive Comments on the Talent in the Room.” He calls William Jennings Bryan an “ill conceived” reformer, claims the now nearly forgotten William Travers Jerome to be “lulled into repose” by traditional Jeffersonian democracy (never mind Jerome’s successful crusades against Tammany Hall corruption, regrettably overshadowed by his prosecution of Harry K. Thaw during the Stanford White murder trial), interestingly pegs William Randolph Hearst as someone motivated by endless “proclaimation[s] of a rigorous interpretation of the principle of equal rights,” and holds up Teddy Roosevelt as “more novel and more radical” in his calls for a Square Deal than “he himself has probably proclaimed.”

But Croly’s position on reform is quite problematic, deeply unsettling, and often contradictory. He believes that citizens “should be permitted every opportunity to protest in the most vigorous and persistent manner,” yet he states that such protests “must conform to certain conditions” enforced by the state. While we are certainly far removed from the 1910 bombing of the Los Angeles Times building that galvanized the labor movement, as we saw with the appalling free speech cages during the 2004 Republican Convention, muzzling protesters not only attenuated their message but allowed the NYPD to set up traps for the activists, which ensured their arrest and detention — a prototype for the exorbitant enforcement used to diminish and belittle the Occupy Wall Street movement a few years later. Croly believes that the job of sustaining democratic promise should, oddly enough, be left to legislators and executives granted all the power required and sees state and municipal governments as largely unsuccessful:

The interest of individual liberty in relation to the organization of democracy demands simply that the individual officeholder should possess an amount of power and independence adequate to the efficient performance of his work. The work of a justice of the Supreme Court demands a power that is absolute for its own special work, and it demands technically complete independence. An executive should, as a rule, serve for a longer term, and hold a position of greater independence than a legislator, because his work of enforcing the laws and attending to the business details of government demands continuity, complete responsibility within its own sphere, and the necessity occasionally of braving adverse currents of public opinion. The term of service and the technical independence of a legislator might well be more restricted than that of an executive; but even a legislator should be granted as much power and independence as he may need for the official performance of his public duty. The American democracy has shown its enmity to individual political liberty, not because it has required its political favorites constantly to seek reëlection, but because it has since 1800 tended to refuse to its favorites during their official term as much power and independence as is needed for administrative, legislative, and judicial efficiency. It has been jealous of the power it delegated, and has tried to take away with one hand what it gave with the other.

There is no room for “Act locally, think globally” in Croly’s vision. This is especially ungenerous given the many successful progressive movements that flourished decades after Croly’s death, such as the civil rights movement beginning with local sit-ins and developing into a more cogent and less ragged strain of the destructive Jacksonian populism that Croly rightly calls out, especially in relation to the cavalier obliteration of the Second Bank of the United States and the Nullification Crisis of 1832, which required Henry Clay to clean up Jackson’s despotic absolutism with a compromise. On the Nullification point, Croly identifies Daniel Webster, a man who became treacherously committed to holding the Union together, as “the most eloquent and effective expositor of American nationalism,” who “taught American public opinion to consider the Union as the core and crown of the American political system,” even as he offers a beautifully stinging barb on Webster’s abolitionist betrayal with the 1850 speech endorsing the Fugitive Slave Act: “He was as much terrorized by the possible consequences of any candid and courageous dealing with the question as were the prosperous business men of the North; and his luminous intelligence shed no light upon a question, which evaded his Constitutional theories, terrified his will, and clouded the radiance of his patriotic visions.”

But Croly also promulgates a number of loopy schemes, including making representative legislatures at any level beholden to an executive who is armed with a near tyrannical ability to scuttle laws, even as he claims that voters removing representatives through referendum “will obtain and keep a much more complete and direct control over the making of their laws than that which they have exerted hitherto; and the possible desirability of the direct exercise of this function cannot be disputed by any loyal democrat.” Well, this loyal democrat, immediately summoning Lord Acton’s famous quote, calls bullshit on giving any two-bit boss that kind of absolute power. Because Croly’s baffling notion of “democracy” conjures up the terrifying image of a sea of hands raised in a Bellamy salute. On one hand, Croly believes that a democracy must secure and exercise individual rights, even as he rightly recognizes that, when people exercise these rights, they cultivate the “tendency to divide the community into divergent classes.” On the other hand, he believes that individuals should be kept on a restrictive leash:

[T]hey should not, so far as possible, be allowed to outlast their own utility. They must continue to be earned. It is power and opportunity enjoyed without being earned which help to damage the individual — both the individuals who benefit and the individuals who consent — and which tend to loosen the ultimate social bond. A democracy, no less than a monarchy or an aristocracy, must recognize political, economic, and social discriminations, but it must also manage to withdraw its consent whenever these discriminations show any tendency to excessive endurance. The essential wholeness of the community depends absolutely on the ceaseless creation of a political, economic, and social aristocracy and their equally incessant replacement.

There’s certainly something to be said about how many Americans fail to appreciate the rights that they have. Reminding all citizens of their duties to flex their individual rights may be a very sound idea. (Perhaps one solution to American indifference and political disillusion is the implementation of a compulsory voting policy with penalties, similar to what goes on in Australia.) But with such a middling door prize like this handed out at the democratic dance party, why on earth would any individual want to subscribe to the American promise? Aristocrats, by their very nature, wish to hold onto their power and privilege and not let go. Croly’s pact is thus equally unappealing for the struggling individual living paycheck to paycheck, the career politician, or the business tycoon.

Moreover, in addition to opposing the Sherman Antitrust Act, Croly nearly succumbs to total Taylorism in his dismissal of labor unions: “They seek by the passage of eight-hour and prevailing rate-of-wages laws to give an official sanction to the claims of the unions, and they do so without making any attempt to promote the parallel public interest in an increasing efficiency of labor. But these eight-hour and other similar laws are frequently being declared unconstitutional by the state courts, and for the supposed benefit of individual liberty.” Granted, Croly’s words came ten years before the passage of the Adamson Act, the first federal law enforcing a mandatory eight-hour day. But Croly’s failure to see the social benefits of well-rested workers better positioned to exercise their individual liberty for a democratic promise is one of his more outrageous and myopic pronouncements, even as he also avers how the conditions that create unrestricted economic opportunities also spawn individual bondage. But if Croly wants Americans to “[keep] his flag flying at any personal cost or sacrifice,” then he really needs to have more sympathy for the travails of the working stiff.

Despite all my complaints, I still believe some 21st century thinker should pick up from Croly’s many points and make an equally ambitious attempt to harmonize Hamilton and Jefferson with more recent developments. American politics has transformed into a cartoonish nightmare from which we cannot seem to escape, one that causes tax absolutist lunatics like Grover Norquist to appear remotely sane. That we are seeing a strange replay of the 1912 election with the 2016 presidential race, with Trump stepping in as an unlikely Roosevelt and Bernie Sanders possibly filling in for Eugene Debs, and that so many Americans covet an “outsider” candidate who will fix a government that they perceive as a broken system speaks to a great need for some ambitious mind to reassess our history and the manner in which we belong to our nation, while also observing the many ways in which Americans come together well outside of the political bear trap. For the American individual is no longer boxing George Bellows-style with her government. She is now engaged in a vicious MMA match unfurling inside a steel cage. Whether this ugly pugilism can be tempered with peace and tolerance is anyone’s guess, but, if we really believe in democracy, the least we can do is try to find some workaround in which people feel once again that they’re part of the process.

Next Up: William Appleman Williams’s The Contours of American History!

In Cold Blood (Modern Library Nonfiction #96)

(This is the fifth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The Journalist and the Murderer.)

halmacapoteTruman Capote was a feverish liar and a frenzied opportunist from the first moment his high voice pierced the walls of a literary elite eager to filth up its antimacassars with gossip. He used his looks to present himself as a child prodigy, famously photographed in languorous repose by Harold Halma to incite intrigue and controversy. He claimed to win national awards for his high school writing that no scholar has ever been able to turn up. He escorted the nearly blind James Thurber to his dalliances with secretaries and deliberately put on Thurber’s socks inside out so that his wife would notice, later boasting that one secretary was “the ugliest thing you’ve ever seen.” Biographer Gerald Clarke chronicled how Capote befriended New Yorker office manager Daise Terry, who was feared and disliked by many at the magazine, because he knew she could help him. (Capote’s tactics paid off. Terry gave him the easiest job on staff: copyboy on the art department.) If Capote wanted to know you, he wanted to use you. But the beginnings of a man willing to do just about anything to get ahead can be found in his early childhood.

Capote’s cousin Jennings Faulk Carter once described young Truman coming up with the idea of charging admission for a circus. Capote had heard a story in the local paper about a two-headed chicken. Lacking the creative talent to build a chicken himself, he enlisted Carter and Harper Lee for this faux poultry con. The two accomplices never saw any of the money. Decades later, Capote would escalate this tactic on a grander scale, earning millions of dollars and great renown for hoisting a literary big top over a small Kansas town after reading a 300 word item about a family murder in The New York Times. Harper Lee would be dragged into this carnival as well.

mlnf96The tale of how two frightening men murdered four members of the Clutter family for a pittance and created a climate of fear in the surrounding rural area (and later the nation) is very familiar to nearly anyone who reads, buttressed by the gritty 1967 film (featuring a pre-The Walking Dead Scott Wilson as Dick Hickock and a pre-Bonnie Lee Bakley murder Robert Blake as Perry Smith) and a deservedly acclaimed 2005 film featuring the late great Philip Seymour Hoffman as Capote. But what is not so discussed is the rather flimsy foundation on which this “masterpiece” has been built.

Years before “based on a true story” became a risible cliche, Capote and his publicists framed In Cold Blood‘s authenticity around Capote’s purported accuracy. Yet the book itself contains many gaping holes in which we have only Smith and Hickock’s words, twisted further by Capote. What are we to make of Bill and Johnny — a boy and his grandfather who Smith and Hickock pick up for a roadside soda bottle-collecting adventure to make a few bucks? In our modern age, we would demand the competent journalist to track these two side characters down, to compare their accounts with those of Smith and Hickock. Capote claims that these two had once lived with the boy’s aunt on a farm near Shreveport, Louisiana, yet no independent party appears to have corroborated their identities. Did Capote (or Hickock and Smith) make them up? Does the episode really contribute to our understanding of the killers’ pathology? One doesn’t need to be aware of a recent DNA test that disproved Hickock and Smith’s involvement with the quadruple murder of the Walker family in Sarasota County, Florida, taking place one month after the Clutter murders, to see that Capote is more interested in holding up the funhouse mirror to impart specious complicity:

Hickock consented to take the [polygraph] test and so did Smith, who told Kansas authorities, “I remarked at the time, I said to Dick, I’ll bet whoever did this must be somebody that read about what happened out here in Kansas. A nut.” The results of the test, to the dismay of Osprey’s sheriff as well as Alvin Dewey, who does not believe in exceptional circumstances, were decisively negative.

Never mind that polygraph tests are inaccurate. It isn’t so much Hickock and Smith’s motivations that Capote was interested in. He was more concerned with stretching out a sense of amorphous terror on a wide canvas. As Hickock and Smith await to be hanged, they encounter Lowell Lee Andrews in the adjacent cell. He is a fiercely intelligent, corpulent eighteen-year-old boy who fulfilled his dormant dreams of murdering his family, but Capote’s portrait leaves little room for subtlety:

For the secret Lowell Lee, the one concealed inside the shy church going biology student, fancied himself an ice-hearted master criminal: he wanted to wear gangsterish silk shirts and drive scarlet sports cars; he wanted to be recognized as no mere bespectacled, bookish, overweight, virginal schoolboy; and while he did not dislike any member of his family, at least not consciously, murdering them seemed the swiftest, most sensible way of implementing the fantasies that possessed him.

We have modifiers (“shy,” “ice-hearted,” “gangsterish,” “silk,” “scarlet,” “bespectacled,” “bookish,” “virginal,” “swiftest,” and “sensible”) that conjure up a fantasy atop the fantasy, that suggest relativism to the two main heavies, but there is little room for subtlety or for any doubt in the reader’s mind. Capote does bring up the fact that Andrews suffered from schizophrenia, but diminishes this mental illness by calling it “simple” before dredging up the M’Naghten Rule, which was devised in 1843 (still on the books well before psychiatry existed and predicated upon a 19th century standard) to exclude any insanity defense whereby the accused recognizes right from wrong. But he has already tarnished Andrews with testimony from Dr. Joseph Satten: “He considered himself the only important, only significant person in the world. And in his own seclusive world it seemed to him just as right to kill his mother as to kill an animal or a fly.” I certainly don’t want to defend Andrews’s crime (much less the Clutter family murders), but this conveniently pat assessment does ignore more difficult and far more interesting questions that Capote lacks the coherence, the empathy, or the candor to confess his own contradictions to pursue. Many pages before, in relation to Hickock, Capote calls M’Naghten “a formula quite color-blind to any gradations between black and white.” In other words, Capote is the worst kind of journalist: a cherry-picking sensationalist who applies standards as he sees fit, heavily steering the reader’s opinion even as he feigns objectivity. The ethical reader reads In Cold Blood in the 21st century, wanting Katherine Boo to emerge from the future through a wormhole, if only to open up a can of whoopass on Capote for these egregious and often thoughtless indiscretions.

Capote’s decision to remove himself from the crisp, lurid story was commended by many during In Cold Blood‘s immediate reception as a feat of unparalleled objectivity, with the “nonfiction novel” label sticking to the book like a trendy hashtag that hipsters refuse to surrender, but I think Cynthia Ozick described the thorny predicament best in her infamous driveby on Capote (collected in Art & Ardor): “Essence without existence; to achieve the alp of truth without the risk of the footing.” If we accept any novel — whether “nonfiction” or fully imaginative — as some sinister or benign cousin to the essay, as a reasonably honest attempt to reckon with the human experience through invention, then In Cold Blood is a failure: the work of a man who sat idly in his tony Manhattan spread with cadged notebooks and totaled recall of aggressively acquired conversations even as his murderous subjects begged their “friend” to help them escape the hangman’s noose.

In 2013, Slate‘s Ben Yagoda described numerous factual indiscretions, revealing that editor William Shawn had penciled in “How know?” on the New Yorker galley proofs of Capote’s four part opus (In Cold Blood first appeared in magazine form). That same year, the Wall Street Journal uncovered new evidence from the Kansas Bureau of Investigation, which revealed that the KBI did not, upon receiving intelligence from informant Floyd Wells, swiftly dispatch agent Harold Nye to the farmhouse where Richard Hickock had lodged. (“It was as though some visitor were expected,” writes Capote. Expected by Hickock’s father or an author conveniently tampering his narrative like a subway commuter feverishly filling in a sudoku puzzle?) As Jack de Bellis has observed, Capote’s revisions from New Yorker articles to book form revealed Capote’s feeble command of time, directions, and even specific places. But de Bellis’s examination revealed more descriptive imprudence, such as Capote shifting a line on how Perry “couldn’t stand” another prisoner to “could have boiled him in oil” (“How know?” we can ask today), along with many efforts to coarsen the language and tweak punctuation for a sensationalist audience.

And then there is the propped up hero Alvin Dewey, presented by Capote as a tireless investigator who consumes almost nothing but coffee and who loses twenty pounds: a police procedural stereotype if ever there was one. Dewey disputes closing his eyes during the execution and the closing scene of Dewey meeting Nancy Clutter’s best friend, Susan Kidwell, in a cemetery is not only invented, but heavily mimics the belabored ending of Capote’s 1951 novel, The Grass Harp. But then “Foxy” Dewey and Capote were tighter than a pair of frisky lovers holed up for a week in a seedy motel.

Capote was not only granted unprecedented access to internal documents, but Capote’s papers reveal that Dewey provided Capote with stage directions in the police interview transcripts. (One such annotation reads “Perry turns white. Looked at the ceiling. Swallows.”) There is also the highly suspect payola of Columbia Pictures offering Dewey’s wife a job as a consultant on the 1965 film for a fairly substantial fee. Harold Nye, another investigator whose contributions have been smudged out of the history told Charles J. Shields in a December 30, 2002 interview (quoted in Mockingbird), “I really got upset when I know that Al [Dewey] gave them a full set of the reports. That was like committing the largest sin there was, because the bureau absolutely would not stand for that at all. If it would have been found out, he would have been discharged immediately from the bureau.”

haroldnyeIn fact, Harold Nye and other KBI agents did much of the footwork that Capote attributes to Dewey. Nye was so incensed by Capote’s prevarications that he read 115 pages of In Cold Blood before hurling the book across the living room. And in the last few years, the Nye family has been fighting to reveal the details inside two tattered notebooks that contain revelations about the Clutter killings that may drastically challenge Capote’s narrative.

Yet even before this, Capote’s magnum opus was up for debate. In June 1966, Esquire published an article by Phillip K. Tompkins challenging Capote’s alleged objectivity. He journeyed to Kansas and discovered that Nancy Clutter’s boyfriend was hardly the ace athlete (“And now, after helping clear the dining table of all its holiday dishes, that was what he decided to do that — put on a sweatshirt and go for a run.”) that Capote presented him as, that Nancy’s horse was sold for a higher sum to the father of the local postmaster rather than “a Mennonite farmer who said he might use her for plowing,” and that the undersheriff’s wife disputed Capote’s account:

During our telephone conversation, Mrs. Meier repeatedly told me that she never heard Perry cry; that on the day in question she was in her bedroom, not the kitchen; that she did not turn on the radio to drown out the sound of crying; that she did not hold Perry’s hand; that she did not hear Perry say, ‘I’m embraced by shame.’ And finally – that she had never told such things to Capote. Ms. Meier told me repeatedly and firmly, in her gentle way, that these things were not true.

(For more on Capote’s libertine liberties, see Chapter 4 of Ralph F. Voss’s Truman Capote and the Legacy of In Cold Blood.)

Confronted by these many disgraceful distortions, we are left to ignore the “journalist” and assess the execution. On a strictly showboating criteria, In Cold Blood succeeds and captures our imagination, even if one feels compelled to take a cold shower knowing that Capote’s factual indiscretions were committed with a blatant disregard for the truth, not unlike two psychopaths murdering a family because they believed the Clutters possessed a safe bountiful with riches. One admires the way that Capote describes newsmen “[slapping] frozen ears with ungloved, freezing hands,” even as one winces at the way Capote plays into patriarchal shorthand when Nye “visits” Barbara Johnson (Perry Smith’s only surviving sister: the other two committed suicide), describing her father as a “real man” who had once “survived a winter alone in the Alaskan wilderness.” The strained metaphor of two gray tomcats — “thin, dirty strays with strange and clever habits” – wandering around Garden City during the Smith-Hickcock trial allows Capote to pad out his narrative after he has exhausted his supply of “flat,” “dull,” “dusty,” “austere,” and “stark” to describe Kansas in the manner of some sheltered socialite referencing the “flyover states.” Yet for all these cliches, In Cold Blood contains an inexplicably hypnotic allure, a hold upon our attention even as the book remains aggressively committed to the facile conclusion that the world is populated by people capable of murdering a family over an amount somewhere “between forty and fifty dollars.” As Jimmy Breslin put it (quoted in M. Thomas Inge’s Conversations with Truman Capote), “This Capote steps in with flat, objective, terrible realism. And suddenly there is nothing else you want to read.”

That the book endures — and is even being adapted into a forthcoming “miniseries event’ by playwright Kevin Hood — speaks to an incurable gossipy strain in Western culture, one reinforced by the recent success of the podcast Serial and the television series The Jinx. It isn’t so much the facts that concern our preoccupation with true crime, but the sense that we are vicariously aligned with the fallible journalist pursuing the story, who we can entrust to dig up scandalous dirt as we crack open our peanuts waiting for the next act. If the investigator is honest about her inadequacies, as Serial‘s Sarah Koenig most certainly was, the results can provide breathtaking insight into the manner in which we incriminate other people with our emotional assumptions and our fallible memories and superficially examined evidence. But if the “journalist” removes himself from culpability, presenting himself as some demigod beyond question or reproach (Capote’s varying percentages of total recall memory certainly feel like some newly wrangled whiz kid bragging about his chops before the knowledge bowl), then the author is not so much a sensitive artist seeking new ways inside the darkest realm of humanity, but a crude huckster occupying an outsize stage, waiting to grab his lucrative check and attentive accolades while the real victims of devastation weep over concerns that are far more human and far more deserving of our attention. We can remove the elephants from the lineup, but the circus train still rolls on.

Next Up: The Promise of American Life by Herbert Croly!

The Journalist and the Murderer (Modern Library Nonfiction #97)

(This is the fourth entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: The Taming of Chance.)

mlnf97One of the mistakes often made by those who immerse themselves in Janet Malcolm’s The Journalist and the Murderer is believing that MacDonald’s guilt or innocence is what matters most. But Malcolm is really exploring how journalistic opportunity and impetuous judgment can lead any figure to be roundly condemned in the court of public opinion. Malcolm’s book was written before the Internet blew apart much of the edifice separating advertising and editorial with native advertising and sponsored articles, but this ongoing ethical dilemma matters ever more in our age of social media and citizen journalism, especially when Spike Lee impulsively tweets the wrong address of George Zimmerman (and gets sued because of the resultant harassment) and The New York Post publishes a front page cover of two innocent men (also resulting in a lawsuit) because Reddit happened to believe they were responsible for the 2013 Boston Marathon bombing.

Yet it is important to approach anything concerning the Jeffrey MacDonald murder case with caution. It has caused at least one documentary filmmaker to go slightly mad. It is an evidential involution that can ensnare even the most disciplined mind, a permanently gravid geyser gushing out books and arguments and arguments about books, with more holes within the relentlessly regenerating mass than the finest mound of Jarlsberg. But here are the underlying facts:

On February 17, 1970, Jeffrey MacDonald reported a stabbing to the military police. Four officers found MacDonald’s wife Colette, and their two children, Kimberley and Kristen, all dead in their respective bedrooms. MacDonald went to trial and was found guilty of one count of first-degree murder and two counts of second-degree murder. He was sentenced to three life sentences. Only two months before this conviction, MacDonald hired the journalist Joe McGinniss — the author of The Selling of a President 1968, then looking for a comeback — to write a book about the case, under the theory that any money generated by MacDonald’s percentage could be used to sprout a defense fund. MacDonald placed total trust in McGinniss, opening the locks to all his papers and letting him stay in his condominium. McGinniss’s book, Fatal Vision, was published in the spring of 1983. It was a bestseller and spawned a popular television miniseries, largely because MacDonald was portrayed as a narcissist and a sociopath, fitting the entertainment needs of a bloodthirsty public. MacDonald didn’t know the full extent of this depiction. Indeed, as he was sitting in jail, McGinniss refused to send him a galley or an advance copy. (“At no time was there ever any understanding that you would be given an advance look at the book six months prior to publication,” wrote McGinniss to MacDonald on February 16, 1983. “As Joe Wambuagh told you in 1975, with him you would not even see a copy before it was published. Same with me. Same with any principled and responsible author.” Malcolm copiously chronicles the “principled and responsible” conduct of McGinniss quite well, which includes speaking with MacDonald in misleading and ingratiating tones, often pretending to be a friend — anything to get MacDonald to talk.)

wallacemacdonald

On 60 Minutes, roughly around the book’s publication, Mike Wallace revealed to MacDonald what McGinniss was up to:

Mike Wallace (narrating): Even government prosecutors couldn’t come up with a motive or an explanation of how a man like MacDonald could have committed so brutal a crime. But Joe McGinniss thinks he’s found the key. New evidence he discovered after the trial. Evidence he has never discussed with MacDonald. A hitherto unrevealed account by the doctor himself of his activities in the period just before the murders.

Joe McGinniss: In his own handwriting, in notes prepared for his own attorneys, he goes into great detail about his consumption of a drug called Eskatrol, which is no longer on the market. It was voluntarily withdrawn in 1980 because of dangerous side effects. Among the side effects of this drug are, when taken to excess by susceptible individuals, temporary psychosis, often manifested as a rage reaction. Here we have somebody under enormous pressure and he’s taking enough of this Eskatrol, enough amphetamines, so that by his own account, he’s lost 15 pounds in the three weeks leading up to the murders.

eskatrolnoteWallace: Now wait. According to the note which I’ve seen, three to five Eskatrol he has taken. We don’t know if he’s taken it over a period of several weeks or if he’s taken three to five Eskatrol a day or a week or a month.

McGinniss: We do know that if you take three to five Eskatrol over a month, you’re not going to lose 15 pounds in doing so.

Jeffrey MacDonald: I never stated that to anyone and I did not in fact lose fifteen pounds. I also wasn’t taking Eskatrol.

Wallace (reading MacDonald’s note): “We ate dinner together at 5:45 PM. It is possible I had one diet pill at this time. I do not remember and do not think I had one. But it is possible. I had lost 12 to 15 pounds in the prior three to four weeks in the process, using three to five capsules of Eskatrol Spansule. I was also…”

MacDonald: Three to five capsules for the three weeks.

Wallace: According to this.

MacDonald: Right.

Wallace: According to this.

MacDonald: And that’s a possibility.

Wallace: Then why would you put down here that…that there was even a possibility?

MacDonald: These are notes given to an attorney, who has told me to bare my soul as to any possibility so we could always be prepared. So I…

Wallace: Mhm. But you’ve already told me that you didn’t lose 15 pounds in the three weeks prior…

MacDonald: I don’t think that I did.

Wallace: It’s in your notes. “I had lost 12-15 lbs. in the prior 3-4 weeks, in the process using 3-5 capsules of Eskatrol Spansules.” That’s speed. And compazine. To counteract the excitability of speed. “I was losing weight because I was working out with a boxing team and the coach told me to lose weight.” — 60 Minutes

One of McGinniss’s exclusive contentions was that MacDonald had murdered his family because he was high on Eskatrol. Or, as he wrote in Fatal Vision:

It is also fact that if Jeffrey MacDonald were taking three to five Eskatrol Spansules daily, he would have been consuming 75 mg. of dextroamphetamine — more than enough to precipitate an amphetamine psychosis.

Note the phrasing. Even though McGinniss does not know for a fact whether or not MacDonald took three to five Eskatrol (and MacDonald himself is also uncertain: both MacDonald and McGinniss prevaricate enough to summon the justifiably hot and bothered mesh of Mike Wallace’s grilling), he establishes the possibility as factual — even though it is pure speculation. The prognostication becomes a varnished truth, one that wishes to prop up McGinniss’s melodramatic thesis.

* * *

Malcolm was sued for libel by Jeffrey Masson over her depiction of him in her book, In the Freud Archives. In The Journalist and the Murderer, she has called upon all journalists to feel “some compunction about the exploitative character of the journalist-subject relationship,” yet claims that her own separate lawsuit was not the driving force in the book’s afterword. Yet even Malcolm, a patient and painstaking practitioner, could not get every detail of MacDonald’s appearance on 60 Minutes right:

As Mike Wallace — who had received an advance copy of Fatal Vision without difficulty or a lecture — read out loud to MacDonald passages in which he was portrayed as a psychopathic killer, the camera recorded his look of shock and utter discomposure.

Wallace was reading MacDonald’s own notes to his attorney back to him, not McGinniss’s book. These were not McGinniss’s passages in which MacDonald was “portrayed as a psychopathic killer,” but passages from MacDonald’s own words that attempted to establish his Eskatrol use. Did Malcolm have a transcript of the 60 Minutes segment now readily available online in 1990? Or is it possible that MacDonald’s notes to his attorney had fused so perfectly with McGinnis’s book that the two became indistinguishable?

This raises important questions over whether any journalist can ever get the facts entirely right, no matter how fair-minded the intentions. It is one thing to be the hero of one’s own story, but it is quite another to know that, even if she believes herself to be morally or factually in the clear, the journalist is doomed to twist the truth to serve her purposes.

It obviously helps to be transparent about one’s bias. At one point in The Journalist and the Murderer, Malcolm is forthright enough to confess that she is struck by MacDonald’s physical grace as he breaks off pieces of tiny powdered sugar doughnuts. This is the kind of observational detail often inserted in lengthy celebrity profiles to “humanize” a Hollywood actor uttering the same calcified boilerplate rattled off to every roundtable junketeer. But if such a flourish is fluid enough to apply to MacDonald, we are left to wonder how Malcolm’s personal connection interferes with her purported journalistic objectivity. In the same paragraph, Malcolm neatly notes the casual abuse MacDonald received in his mailbox after McGinniss’s book was published — in particular a married couple who read Fatal Vision while on vacation who took the time to write a hateful letter while sunbathing at the Sheraton Waikiki Hotel. This casual cruelty illustrates how the reader can be just as complicit as the opportunistic journo in perpetuating an incomplete or slanted portrait.

The important conundrum that Malcolm imparts in her short and magnificently complicated volume is why we bother to read or write journalism at all if we know the game is rigged. The thorny morality can extend to biography (Malcolm’s The Silent Woman is another excellent book which sets forth the inherent and surprisingly cyclical bias in writing about Sylvia Plath). And even when the seasoned journalist is aware of ethical discrepancies, the judgmental pangs will still crop up. In “A Girl of the Zeitgeist” (contained in the marvelous collection, Forty-One False Starts), Malcolm confessed her own disappointment in how Ingrid Sischy failed to live up to her preconceptions as a bold and modern woman. Malcolm’s tendentiousness may very well be as incorrigible as McGinnis’s, but is it more forgivable because she’s open about it?

* * *

It can be difficult for Janet Malcolm’s most arduous advocates to detect the fine grains of empathy carefully lining the crisp and meticulous forms of her svelte and careful arguments, which are almost always sanded against venal opportunists. Malcolm’s responsive opponents, which have recently included Esquire‘s Tom Junod, Errol Morris, and other middling men who are inexplicably intimidated by women who are smarter, have attempted to paint Malcolm as a hypocrite, an opportunist, and a self-loathing harpy of the first order. Junod wrote that “it’s clear to anyone who reads her work that very few journalists are animated by malice than Janet Malcolm” and described her work as “a self-hater whose work has managed to speak for the self-hatred” of journalism. Yet Junod cannot cite any examples of this self-hate and malice, save for the purported Henry Youngman-like sting of her one liners (Malcolm is not James Wolcott; she is considerably more thoughtful and interesting) and for pointing out, in Iphigenia in Forest Hills, how trials “offer unique opportunities for journalistic heartlessness,” failing to observe how Malcolm pointed out how words or evidence lifted out of context could be used to condemn or besmirch the innocent until proven guilty (and owning up to her own biases and her desire to interfere).

Malcolm is not as relentless as her generational peer Renata Adler, but she is just as refreshingly formidable. She is as thorough with her positions and almost as misunderstood. She has made many prominent enemies for her controversial positions — even fighting a ten year trial against Jeffrey Masson over the authenticity of his quotations (dismissed initially by a federal judge in California on the grounds that there was an absence of malice). Adler was ousted from The New Yorker, but Malcolm was not. In the last few years, both have rightfully found renewed attention for their years among a new generation.

One origin for the anti-Malcolm assault is John Taylor’s 1989 New York Magazine article, “Holier than Thou,” which is perhaps singularly responsible for making it mandatory for any mention of The Journalist and the Murderer to include its infamous opening line: “Every journalist who is not too stupid or too full of himself to notice what is going on knows that what he does is morally indefensible.” Taylor excoriated Malcolm for betraying McGinniss as a subject, dredged up the Masson claims, and claimed that Malcolm used Masson much as McGinniss had used MacDonald. It does not occur to Taylor that Malcolm herself may be thoroughly familiar with what went down and that the two lengthy articles which became The Journalist and the Murderer might indeed be an attempt to reckon with the events that caused the fracas:

Madame Bovary, c’est moi,” Flaubert said of his famous character. The characters of nonfiction, no less than those of fiction, derive from the writer’s most idiosyncratic desires and deepest anxieties; they are what the writer wishes he was and worries that he is. Masson, c’est moi.

Similarly, Evan Hughes had difficulty grappling with this idea, caviling over the “bizarre stance” of Malcolm not wanting to be “oppressed by the mountain of documents that formed in my office.” He falsely infers that Malcolm has claimed that “it is pointless to learn the facts to try to get to the bottom of a crime,” not parsing Malcolm’s clear distinction between evidence and the journalist’s ineluctable need to realize characters on the page. No matter how faithfully the journalist sticks with the facts, a journalistic subject becomes a character because the narrative exigencies demand it. Errol Morris can find Malcolm’s stance “disturbing and problematic” as much as he likes, but he is the one who violated the journalistic taboo of paying subjects for his 2008 film, Standard Operating Procedure, without full disclosure. One of Morris’s documentary subjects, Joyce McKinney, claimed that she was tricked into giving an interview for what became Tabloid, alleging that one of Morris’s co-producers broke into her home with a release form. Years before Morris proved triumphant in an appellate court, he tweeted:

The notion of something “unvarnished” attached to a personal account may have originated with Shakespeare:

And therefore little shall I grace my cause
In speaking for myself. Yet, by your gracious patience,
I will a round unvarnished tale deliver
Of my whole course of love. What drugs, what charms,
What conjuration and what mighty magic—
For such proceeding I am charged withal—
I won his daughter.
Othello, Act 1, Scene 3

Othello hoped that in telling “a round unvarnished tale,” he would be able to come clean with Brabantio over why he had eloped with the senator’s daughter Desdemona. He wishes to be straightforward. It’s an extremely honorable and heartfelt gesture that has us very much believing in Othello’s eloquence. Othello was very lucky not to be speaking with a journalist, who surely would have used his words against him.

Next Up: Truman Capote’s In Cold Blood!

The Taming of Chance (Modern Library Nonfiction #98)

(This is the third entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: Operating Instructions.)

mlnf98In the bustling beginnings of the twentieth century, the ferociously independent mind who forever altered the way in which we look at the universe was living in poverty.* His name was Charles Sanders Peirce and he’d anticipated Heisenberg’s uncertainty principle by a few decades. In 1892, Peirce examined what he called the doctrine of necessity, which held that every single fact of the universe was determined by law. Because before Peirce came along, there were several social scientists who were determined to find laws in everything — whether it be an explanation for why you parted your hair at a certain angle with a comb, felt disgust towards specific members of the boy band One Direction, or ran into an old friend at a restaurant one hundred miles away from where you both live. Peirce declared that absolute chance — that is, spontaneity or anything we cannot predict before an event, such as the many fish that pelted upon the heads of puzzled citizens in Shasta County, California on a January night in 1903 — is a fundamental part of the universe. He concluded that even the careful rules discovered by scientists only come about because, to paraphrase Autolycus from A Winter’s Tale, although humans are not always naturally honest, chance sometimes makes them so.

The story of how Peirce’s brave stance was summoned from the roiling industry of men with abaci and rulers is adeptly set forth in Ian Hacking’s The Taming of Chance, a pleasantly head-tingling volume that I was compelled to read twice to ken the fine particulars. It’s difficult to articulate how revolutionary this idea was at the time, especially since we now live in an epoch in which much of existence feels preordained by statistics. We have witnessed Nate Silver’s demographic models anticipate election results and, as chronicled in Moneyball, player performance analysis has shifted the way in which professional baseball teams select their roster and steer their lineup into the playoffs, adding a strange computational taint that feels as squirmy as performance enhancing drugs.

But there was a time in human history in which chance was considered a superstition of the vulgar, even as Leibniz, seeing that a number of very smart people were beginning to chatter quite a bit about probability, argued that the true measure of a Prussian state resided in how you tallied the population. Leibniz figured that if Prussia had a central statistic office, it would not only be possible to gauge the nation’s power but perhaps lead to certain laws and theories about the way these resources worked.

This was obviously an idea that appealed to chin-stroking men in power. One does not rule an empire without keeping the possibility of expansion whirling in the mind. It didn’t take long for statistics offices to open and enthusiasts to start counting heads in faraway places. (Indeed, much like the early days of computers, the opening innovations originated from amateurs and enthusiasts.) These early statisticians logged births, deaths, social status, the number of able-bodied men who might be able to take up weapons in a violent conflict, and many other categories suggested by Leibniz (and others that weren’t). And they didn’t just count in Prussia. In 1799, Sir John Sinclair published a 21 volume Statistical Account of Scotland that undoubtedly broke the backs of many of the poor working stiffs who were forced to carry these heavy tomes to the guys determined to count it all. Some of the counters became quite obsessive in their efforts. Hacking reports that Sinclair, in particular, became so sinister in his efforts to get each minister of the Church of Scotland to provide a detailed congregation schedule that he began making threats shrouded in a jocose tone. Perhaps the early counters needed wild-eyed dogged advocates like Sinclair to establish an extremely thorough baseline.

The practice of heavy-duty counting resulted, as Hacking puts it, in a bona-fide “avalanche of numbers.” Yet the intersection of politics and statistics created considerable fracas. Hacking describes the bickering and backbiting that went down in Prussia. What was a statistical office? Should we let the obsessive amateurs run it? Despite all the raging egos, bountiful volumes of data were published. And because there was a great deal of paper being shuffled around, cities were compelled by an altogether different doctrine of necessity to establish central statistical hubs. During the 1860s, statistical administrations were set up in Berlin, New York, Stockholm, Vienna, Rome, Leipzig, Frankfurt-am-Main, and many others. But from these central offices emerged a East/West statistics turf war, with France and England playing the role of Biggie on the West and Prussia as Tupac on the East. The West believed that a combination of individual competition and natural welfare best served society, while the East created the welfare state to solve these problems. And these attitudes, which Hacking is good enough to confess as caricaturish even as he illustrates a large and quite important point, affected the way in which statistics were perceived. If you believe in a welfare state, you’re probably not going to see laws forged from the printed numbers. Because numbers are all about individual action. And if you believe in the Hobbesian notion of free will, you’re going to look for statistical laws in the criminal numbers, because laws are formed by individuals. This created new notions of statistical fatalism. It’s worth observing that science at the time was also expected to account for morality.

Unusual experiments ensued. What, for example, could the chest circumference of a Scotsman tell us about the stability of the universe? (Yes, the measurement of Scottish chests was seriously considered by a Belgian guy named Adolphe Quetelet, who was trying to work out theories about the average man. When we get to Stephen Jay Gould’s The Mismeasure of Man several years from now, #21 in the Modern Library Nonfiction canon, I shall explore more pernicious measurement ideas promulgated as “science.” Stay tuned!) More nefariously, if you could chart the frequency of how often the working classes called in sick, perhaps you could establish laws to determine who was shirking duty, track the unruly elements, and punish the agitators interfering with the natural law. (As we saw with William Lamb Melbourne’s story, the British government was quite keen to crack down on trade unions during the 1830s. So just imagine what a rabid ideologue armed with a set of corrupted and unproven “laws” could do. In fact, we don’t even have to jump that far back in time. Aside from the obvious Hollerith punch card example, one need only observe the flawed radicalization model presently used by the FBI and the DHS to crack down on Muslim “extremists.” Arun Kundnani’s recent book, The Muslims Are Coming, examines this issue further. And a future Bat Segundo episode featuring Kundnani will discuss this dangerous approach at length.)

Throughout all these efforts to establish laws from numbers (Newton’s law of gravity had inspired a league of scientists to seek a value for this new G constant, a process that took more than a century), Charles Babbage, Johann Christian Poggendorf, and many others began publishing tables of constants. It is one thing to publish atomic weights. It is quite another to measure the height, weight, pulse, and breath of humans by gender and ethnicity (along with animals). The latter constant sets are clearly not as objective as Babbage would like to believe. And yet the universe does adhere to certain undeniable principles, especially when you have a large data set.

It took juries for mathematicians to understand how to reconcile large numbers with probability theory. In 1808, Pierre-Simon Laplace became extremely concerned with the French jury system. At the time, twelve-member juries convicted an accused citizen by a simple majority. He calculated that a seven-to-five majority had a chance of error of one in three. The French code had adopted the unusual method of creating a higher court of five judges to step in if there was a disagreement with a majority verdict in the lower court. In other words, if the majority of the judges in the higher court agreed with the minority of jurors in the lower court that an accused person should be acquitted, then the accused person would be acquitted. Well, this complicated system bothered Laplace. Accused men often faced execution in the French courts. So if there was a substantial chance of error, then the system needed to be reformed. Laplace began to consider juries composed of different sizes and verdicts ranging from total majority (12:0) to partial majority (9:3, 8:4), and he computed the following odds (which I have reproduced from a very helpful table in Hacking’s book):

hacking-juryerror

The problems here become self-evident. You can’t have 1,001 people on a jury arguing over the fate of one man. On the other hand, you can’t have a 2/7 chance of error with a jury of twelve. (One of Laplace’s ideas was a 144 member jury delivering a 90:54 verdict. This involved a 1/773 chance of error. But that’s nowhere nearly as extreme as a Russian mathematician named M.V. Ostrogradsky, who wasted much ink arguing that a 212:200 majority was more reliable than a 12:0 verdict. Remember all this the next time you receive a jury duty notice. Had some of Laplace’s understandable concerns been more seriously considered, there’s a small chance that societies could have adopted larger juries in the interest of a fair trial.)

French law eventually changed the minimum conviction from 7:5 to 8:4. But it turned out that there was a better method to allow for a majority jury verdict. It was a principle that extended beyond mere frequency and juror reliability, taking into account Bernoulli’s ideas on drawing black and white balls from an urn to determine a probability value. It was called the law of large numbers. And the great thing is that you can observe this principle in action through a very simple experiment.

Here’s a way of seeing the law of large numbers in action. Take a quarter and flip it. Write down whether the results are heads or tails. Do it again. Keep doing this and keep a running tally of how many times the outcome is heads and how many times the coin comes up tails. For readers who are too lazy to try this at home, I’ve prepared a video and a table of my coin toss results:

edcointoss

The probability of a coin toss is 1:1. On average, the coin will turn up heads 50% of the time and tails 50% of the time. As you can see, while my early tosses leaned heavily towards heads, by the time I had reached the eighteenth toss, the law of large numbers ensured that my results skewed closer to 1:1 (in this case, 5:4) as I continued to toss the coin. Had I continued to toss the coin, I would have come closer to 1:1 with every toss.

galtonbox

The law of large numbers offered the solution to Laplace’s predicament. It also accounts for the mysterious picture at the head of this essay. That image is a working replica of a Galton box (also known as a quincunx). (If you’re ever in Boston, go to the Museum of Science and you can see a very large working replica of a Galton box in action.) Sir Francis Galton needed a very visual method of showing off the central limit theorem. So he designed a box, not unlike a pachinko machine, in which beans are dropped from the top and work their way down through a series of wooden pins, which cause them to fall along a random path. Most of the beans land in the center. Drop more beans and you will see a natural bell curve form, illustrating the law of large numbers and the central limit theorem.

Despite all this, there was still the matter of statistical fatalism to iron out, along with an understandable distrust of statistics among artists and the general population, which went well beyond Disraeli’s infamous “There are three kinds of lies: lies, damned lies, and statistics” quote. Hacking is a rigorous enough scholar to reveal how Dickens, Dostoevsky, and Balzac were skeptical of utilitarian statistics. Balzac, in particular, delved into “conjugal statistics” in his Physiology of Marriage to deduce the number of virtuous women. They had every reason to be, given how heavily philosophers leaned on determinism. (See also William James’s “The Dilemma of Determinism.”) A German philosopher named Ernst Cassirer was a big determinism booster, pinpointing its beginnings in 1872. Hacking challenges Cassierer by pointing out that determinism incorporated the doctrine of necessity earlier in the 1850s, an important distinction in returning back to Peirce’s idea of absolute chance.

I’ve been forced to elide a number of vital contributors to probability and some French investigations into suicide in an attempt to convey Hacking’s intricate narrative. But the one word that made Perice’s contributions so necessary was “normality.” This was the true danger of statistical ideas being applied to the moral sciences. When “normality” became the ideal, it was greatly desirable to extirpate anything “abnormal” or “aberrant” from the grand human garden, even though certain crime rates were indeed quite normal. We see similar zero tolerance measures practiced today by certain regressive members of law enforcement or, more recently, New York Mayor Bill de Blasio’s impossible pledge to rid New York City of all traffic deaths by 2024. As the law of large numbers and Galton’s box observed, some statistics are inevitable. Yet it was also important for Peirce to deny the doctrine of necessity. Again, without chance, Peirce pointed out that we could not have had all these laws in the first place.

It was strangely comforting to learn that, despite all the nineteenth century innovations in mathematics and probability, chance remains very much a part of life. Yet when one begins to consider stock market algorithms (and the concomitant flash crashes), as well as our collective willingness to impart voluminous personal data to social media companies who are sharing these numbers with other data brokers, I cannot help but ponder whether we are willfully submitting to another “law of large numbers.” Chance may favor the prepared mind, as Pasteur once said. So why court predictability?

* Peirce’s attempts to secure academic employment and financial succor were thwarted by a Canadian scientist named Simon Newcomb. (A good overview of the correspondence between the two men can be found at the immensely helpful “Perice Gateway” website.)

Next Up: Janet Malcolm’s The Journalist and the Murderer!

Operating Instructions (Modern Library Nonfiction #99)

(This is the second entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list. Previous entry: Melbourne.)

mlnf99It is easy to forget, as brave women document their battles with cancer and callous columnists bully them for their candor, that our online confessional age didn’t exist twenty years ago. I suspect this collective amnesia is one of the reasons why Anne Lamott’s Operating Instructions — almost an urtext for mommy blogs and much of the chick lit that followed — has been needlessly neglected by snobbish highbrow types, even when hungry young writers rushed to claim transgressive land in the Oklahoma LiveJournal Run of 2006.

Lamott’s book, which is a series of honed journal entries penned from the birth of her son Sam to his first birthday, was ignored by the New York Times Book Review upon its release in 1993 (although Ruth Reichl interviewed her for the Home & Garden section after the book, labeled “an eccentric baby manual” by Reichl, became a bestseller). Since then, aside from its distinguished inclusion on the Modern Library list, it has not registered a blip among those who profess to reach upward. Yet if we can accept Karl Ove Knausgaard’s honesty about fatherhood in the second volume of his extraordinary autobiographical novel, My Struggle, why then do we not honor Anne Lamott? It is true that, like Woody Allen in late career, Lamott has put out a few too many titles. It is also true that she attracts a large reading audience, a sin as unpardonable to hoity-toity gasbags as a man of the hoi polloi leaving the toilet seat up. Much as the strengths of Jennifer Weiner’s fiction are often dwarfed by her quest for superfluous respect, Anne Lamott’s acumen for sculpting the familiar through smart and lively prose doesn’t always get the credit it deserves.

Operating Instructions — with its breezy pace, its populist humor, and its naked sincerity — feels at first to be a well-honed machine guaranteed to attract a crowd of likeminded readers. But once you start looking under the hood, you begin to understand how careful Lamott is with what she doesn’t reveal. It begins with the new baby’s name. We are informed that Samuel John Stephen Lamott’s name has been forged from Lamott’s brothers, John and Steve. But where does the name Samuel come from? And why is Lamott determined to see Sams everywhere? (A one-armed Sam, the son of a friend named Sam, et al.) There are murky details about Sam’s father, who flits in and out of the narrative like some sinister figure with a twirling moustache. He is six foot four and two hundred pounds. He is in his mid-fifties, an older man who Lamott had a fling with. We learn later in the book that he “filed court papers today saying that we never fucked and that he therefore cannot be the father.” Even so, what’s his side of the story?

This leaves Lamott, struggling for cash and succor, raising Sam on her own with a dependable “pit crew” of friends. Yet one is fascinated not only by Lamott’s unshakable belief that she will remain a single parent for the rest of her natural life (“there is nothing I can do or say that will change the fact that his father chooses not to be his father. I can’t give him a dad, I can’t give him a nuclear family”), but by how the absence of this unnamed father causes her to dwell on her own father’s final days.

Lamott’s father was a writer who “died right as I crossed the threshold into publication.” His brain cancer was so bad that he could barely function in his final days. Lamott describes leaving her father in the car with a candy bar as she hits the bank. Her father escapes the car, becoming a “crazy old man pass[ing] by, his face smeared with chocolate, his blue jeans hanging down in back so you could see at least two inches of his butt, like a little boy’s.” It is a horrifying image of a man Lamott looked up to regressing into childhood before the grave, leaving one to wonder if this has ravaged Lamott’s view of men — especially since she repeatedly chides the apparent male relish of peeing standing up — and what idea of manhood she will pass along to her growing boy.

Part of me loves and respects men so desperately, and part of me thinks they are so embarrassingly incompetent at life and in love. You have to teach them the very basics of emotional literacy. You have to teach them how to be there for you, and part of me feels tender toward them and gentle, and part of me is so afraid of them, afraid of any more violation. I want to clean out some of these wounds, though, with my therapist, so Sam doesn’t get poisoned by all my fear and anger.

This is an astonishing confession for a book that also has Lamott tending to Sam’s colic, describing the wonders of Sam’s first sounds and movement, and basking in the joys of a human soul emerging in rapid increments. Motherhood has long been compared to war, to the point where vital discussions about work-family balance have inspired their own “mommy wars.” Operating Instructions features allusions to heroes, Nagasaki, Vietnam, and other language typically muttered by priapic military historians. Yet Lamott’s take also reveals a feeling that has become somewhat dangerous to express in an era of mansplaining, Lulu hashtags, and vapid declarations of “the end of men.” Men are indeed embarrassing, but are they an ineluctable part of motherhood? It is interesting that Lamott broaches this question long after Sam’s father has become a forgettable presence in the book. And yet months later, Lamott is more grateful for the inherited attributes of the “better donor” in “the police lineup of my ex-boyfriends”:

He’s definitely got his daddy’s thick, straight hair, and, God, am I grateful for that. It means he won’t have to deal with hat hair as he goes through life.

Throughout all this, Lamott continues to take in Sam. He is at first “just a baby,” some human vehicle that has just left the garage of Lamott’s belly:

The doctor looked at the baby’s heartbeat on the monitor and said dully, “The baby’s flat,” and I immediately assumed it meant he was dead or at least retarded from lack of oxygen. I don’t think a woman would say anything like that to a mother. “Flat?” I said incredulously. “Flat?” Then he explained that this meant the baby was in a sleep cycle.

But as Sam occupies a larger space in Lamott’s life, there is an innate ecstasy in the way she describes his presence. Sam is “a breathtaking collection of arms and knees,” “unbelievably pretty, with long, thin, Christlike feet,” and “an angel today…all eyes and thick dark hair.” We’re all familiar with the way that new parents gush about their babies, yet Lamott is surprisingly judicious in tightening the pipe valve. Even as she declares the inevitable epithets of frustration (“Go back to sleep, you little shit”) and trivializes Sam (“I thought it would be more like getting a cat”), Sam’s beauty is formidable enough to spill elsewhere, such as this description of a mountain near Bolinas:

So we were driving over the montain, and on our side it was blue and sunny, but as soon as we crested, I could see the thickest blanket of fog I’ve ever seen, so thick it was quilted with the setting sun shining upward from underneath it, and it shimmered with reds and roses, and above were radiant golden peach colors. I am not exaggerating this. I haven’t seen a sky so stunning and bejeweled and shimmering with sunset colors and white lights since the last time I took LSD, ten years ago.

Being a mother may be akin to a heightened narcotic experience, but that doesn’t have to stop you from feeling.

* * *

I suggested earlier that Operating Instructions serves as a precursor to the mommyblog, but this doesn’t just extend to the time-stamp. There is something about setting down crisp observations while the baby is napping that inspires an especially talented writer to find imaginative similes, especially in commonplace activities which those who are not mothers willfully ignore or take for granted. Compare Lamott and Dooce‘s Heather Armstrong (perhaps the best-known of the mommy bloggers) as they describe contending with a breast pump:

“You feel plugged into a medieval milking machine that turns your poor little gumdrop nipples into purple slugs with the texture of rhinoceros hide.” — Anne Lamott, 1993

“I end up lying on my back completely awake as my breasts harden like freshly poured cement baking in the afternoon sun.” — Dooce, February 23, 2004

Armstrong has sedulously avoided invoking Lamott’s name in more than a decade of blogging, but, in both cases, we see just enough imagery squirted into the experience for the reader to feel the struggle. Both Lamott and Armstrong have rightly earned a large readership for describing ordinary situations in slightly surreal (and often profane) terms. (Both writers are also marked in ways by religion. Lamott came to Christianity after a wild life that involved alcoholism. Armstrong escaped Mormonism, eluding to a period as an “unemployed drunk” before meeting her husband, who she subsequently divorced.)

Next Up: Ian Hacking’s The Taming of Chance!

Melbourne (Modern Library Nonfiction #100)

(This is the first entry in The Modern Library Nonfiction Challenge, an ambitious project to read and write about the Modern Library Nonfiction books from #100 to #1. There is also The Modern Library Reading Challenge, a fiction-based counterpart to this list.)

mlnf100History has produced such a rich pile of devious political figures who spend every spare minute scheming and plotting their rise that today’s aspiring aristocrats, who can be found working every connection to get their kids into bright educational citadels and reliable sinecures, cannot come close to such cutthroat monomania. Yet there are also those who blunder into top office like bumpkins crashing high-class weddings through the simple repetitive act of placing one foot in front the other. William Lamb, aka Lord Melbourne, Prime Minister of the United Kingdom for eight years (1834, 1835-1841) and the subject of Lord David Cecil’s generous biography, was one such man.

Melbourne was a ponderous speaker, a bookish man who reportedly dozed off in the middle of a conversation, a leader largely blind to the way people beneath his station lived, and a cautionary tale for any soul who avoids conflict. “He pondered, he compared, he memorized,” writes Cecil of Melbourne in middle age, just before his improbable political career begins, “the Elizabethan drama, for instance, he knew so well that he could repeat by heart whole scenes not only of Shakespeare but of Massinger; the margins of his books were black with the markings of his flowing, illegible hand.” Melbourne was so mind-bogglingly passive in his actions that he not only refused to intervene in his wife’s adulterous affairs, but he believed that each infidelity would pass with the fleeting speed of a common cold.

It’s easy to ridicule Melbourne and the people of that time (as the bitterly judgmental Carrie A.A. Frye and Philip Ziegler, another Melbourne biographer, have). Melbourne was cuckolded by Lord Byron. When Byron would no longer plant his flagpole in Lady Caroline Lamb, Melbourne’s wife gradually traded down in her boys on the side until she tapped Edward Bulwer-Lytton (best known today for inspiring a writing contest for wretched writing). Caroline would go on to write Glenarvon, an awful roman à clef which exposed the Byron episode and left the Lambs open to disgrace and derision. When his wife died, the lonely Melbourne sought solace with another Caroline (the remarkable Caroline Norton, a tireless crusader who would go on to campaign successfully for legislative acts rectifying the second-class status of women), there was an attempt at blackmail. When Queen Victoria ascended to the throne, Melbourne became her unlikely tutor and constant companion, wasting a good chunk of his late years because the young Queen required constant attention (much of it documented in Victoria’s journals, which are now digitized and accessible through arrangement with your library; Cecil is good enough to quote from many of these entries).

When I learned from Paul Douglass’s Lady Caroline Lamb just how abhorrently Melbourne had treated the largely forgotten badass Isaac Nathan, I began to grow less tolerant of Melbourne’s nonplussed nature. Nathan — a Jewish composer who wrote the groundbreaking Hebrew Melodies and suffered from the Jewish exclusion laws which denied him the ability to vote, run for office, or pursue justice in the courts against the scabrous opportunists who stole his lyrics, often without credit or compensation — befriended Caroline and set many of her words to music. Despite Nathan defending Caroline when she was disgraced (to the lively extent of fighting duels and even publishing a defense of her character in Fugitive Pieces after her death), Melbourne refused to pay Nathan for services rendered to the Whigs when Nathan really needed the cash, leaving Nathan humiliated and bankrupt and forced to flee to Australia, where he was to write Don John of Austria (the first opera composed and performed in Australia), became the first to research indigenous music and the first settler in this new and exciting country to be killed by a tram. (Don’t worry. Nathan died at 74. It was an accident.)

Melbourne’s clueless cruelty also emerged as organized labor became a more vocal part of British life. In March 1834, a group of laborers in Dorset started a trade-union and it was discovered that these men had administered secret oaths as part of the membership. Several of these men were arrested and sentenced to seven years of penal transportation. At the time, Melbourne was Home Secretary. Instead of overturning this remarkably harsh punishment, Melbourne asked the local magistrates about the temperament of these men. He was informed by these tendentious adjudicators that they were scoundrels. Melbourne, strictly on this point of secret oaths, confirmed this inhumane sentence. And during the next month, a group of thirty thousand marched to Whitehall to demand redress. He refused to see these leaders. And this austere decision set back the trade-union movement for years. As Cecil writes:

“So far from being criminals and revolutionaries, they were sober, respectable men enough, driven into lawless courses largely by ignorance and hunger and by the struggle to hang up their families on wages lately reduced to seven shillings a week. Melbourne was not to blame for not realizing their true characters. He was not there, and he had to trust to the reports of his subordinates.”

Melbourne also did not intervene when the revolting laborers of 1830 (during the Swing Riots) were sent to the gallows. Even Cecil is forced to accept the “painful and disturbing” prospect of an ostensibly kind-hearted man who wished to uphold the death sentence even when prisoners were not intended to be executed. Yet as callous as these consequences were, contributing to great unrest in the immediate years that followed, one has to remember that these terrible measures emerged in response to fears over recent turmoil in France and while parliamentary reform was being hashed out at a frustratingly glacial pace. There was a palpable anxiety that events across the English Channel would be reenacted at home.

How did such a man ascend to Prime Minister? Largely because there was nobody else. In 1834, King William IV needed someone who could keep variegated political factions together and, although the King didn’t care much for Melbourne, he liked him better than the other candidates. After all, this wasn’t exactly a position that you could leave open because you didn’t care for the present spate of résumés. Melbourne almost didn’t take the job. (Indeed, near the end of his stint as Prime Minister, he drifted forward with listlessness and exhaustion. Obligation seemed to be the only quality that kept him going.) An opportunistic little creep named Tom Young, who ensconced himself into Melbourne’s administrative circle through skillful cunning, was the one who played to Melbourne’s vanity and love for the classics, securing Melbourne’s commitment with the following words: “Why, damn it all, such a position was never held by any Greek or Roman: and if it only last three months, it will be worth while to have been Prime Minister of England.”

Melbourne was a weird Prime Minister. His strategy involved ridding himself of loud and querulous colleagues and keeping the new Government as calm as possible, even as he remained obdurate in his decision making. This approach did not sit well with some of the more boisterous statesmen. In a moment that could almost be pulled out of a David Lynch movie, Cecil describes Lord Henry Brougham visiting Melbourne’s house just after learning that he would not have a place in the new government. “Do you think I am mad?” shouts Brougham over and over again, his tone and gestures rising with violence as he repeats this question, almost anticipating the charismatic psychosis of Blue Velvet‘s Frank Booth. Yet the highly avoidant Melbourne could not fend off the King, assorted radicals, and any number of people who beseeched him for attention. “Damn it!” he cried to himself. “Why can’t they be quiet?” (In 1836, the aforementioned Norton blackmail episode went down, with Melbourne emerging largely unscathed even while living at Downing Street.)

I can’t entirely pardon Melbourne for some of his asshattery, but Cecil’s careful touch allowed me to understand and even empathize with some of Melbourne’s flaws, for he was also quite idiosyncratic. He stuffed his coats with endless notes. He would emit several strange sounds before beginning to talk. He would shout at random servants and ask them what time it was rather than consult a watch. These quirks allowed him to be liked by the right people, or, perhaps more accurately, tolerated because his actions were so endearingly inexplicable. Perhaps they felt sorry for him because of the Glenarvon episode, although Cecil doesn’t really address how that scandal besmirched his later life, long after Caroline was gone.

What I can say is that Cecil does such a classy job conveying the shenanigans of these often loutish patricians — the rampant adultery, the tolerated insane behavior, the strange manner that all this infiltrated British poetry and politics — that I was placed in the unusual position of fighting strong desires to throw my mind into the mire of the French Revolution, parliamentary protocol, and numerous other subjects. In the last two years, we have seen wild ideological sentiment (exacerbated by Twitter) and staunch stylistic preference (e.g., any polemical book on the lyrical essay) erode the possibilities of understanding human nuance. Melbourne reminds us that the more receptive we are to factual details that trouble or intrigue us, the more willing we are to commiserate with a person’s embarrassing qualities. Perhaps this was one reason why Melbourne was one of John F. Kennedy’s favorite books.

Cecil found both a subject and a tone that recalls John P. Marquand’s Pulitzer Prize-winning 1937 novel, The Late George Apley, published just two years before Cecil’s first half of Melbourne. He tells us baldly at the end that Melbourne’s death caused no great stir during the nineteenth century’s rampantly changing atmosphere. It is a crushing realization. Like Apley, Melbourne outlived his time and took in his personal and professional regrets with a resigned agreeableness. Melbourne’s life is often a sad portrait, yet we are somehow won over by him. Cecil’s book is a welcome reminder that if we’re going to judge someone, maybe we should buffet the impulse to castigate them with a smidgen of kindness, reserving our wrath for the real monsters. Without that vital flexibility that allows us to evolve, there may come a point when we outlive our time too. Sooner than Melbourne.

Next Up: Anne Lamott’s Operating Instructions!

The Modern Library Nonfiction Challenge

mlnfindexJust under three years ago, I began the Modern Library Reading Challenge. It was an ambitious alternative to a spate of eccentric reading challenges then making the rounds. These included such gallant reading missions as the Chunkster, the Three Card Monte/Three Sisters Bronte, the Read All of Shakespeare While Blindfolded Challenge, and the Solzhenitsyn Russian Roulette Challenge. It took a fairly eccentric person to place the literary embouchure ever so nobly to one’s lips and fire off a fusillade of eupohonic Prince Pless bliss into the trenchant air. But I was game.

In my case, the idea was to write at least 1,000 words on each title after reading it. The hope was to fill in significant reading gaps while also cutting an idiosyncratic course across the great works of 20th century literature, with other intrepid readers walking along with me.

Over the next twenty-three months, I steadily worked my way through twenty-three works of fiction. Some of the books were easy to find. Some required elaborate trips to exotic bookstores in far-off states. When I checked out related critical texts and biographies from the New York Public Library, I was often informed by the good librarians at the Mid-Manhattan branch that I was the first soul to take these tomes home in sixteen years. This surprised me. New York was a city with eight million people. Surely there had to be more curiosity seekers investigating these authors. But I discovered that some of these prominent authors had been severely neglected. When I got to The Old Wives’ Tale, Arnold Bennett was so overlooked that I appeared to be the first person to upload a photo of reasonable resolution (which I had taken from a public domain image published in a biography) onto the Internet.

There were other surprises. I became an Iris Murdoch obsessive. I was finally able to overcome my youthful indiscretions and appreciate The Adventures of Augie March as the masterpiece that it was. My mixed feelings on Brideshead Revisited proved controversial in some circles and caused at least one academic to condemn me. On the other hand, I also sparked an online friendship with Stephen Wood, who was also working his way through the Mighty 100, and was put into contact with an extremely small yet determined group of enthusiasts making similar reading attempts in various corners of the world.

Yet when I told some people about my project, it was considered strange or sinister. When I mentioned the Modern Library Reading Challenge to a much older writer, she was stunned that anyone my age go to the trouble of Lawrence Durrell. (And she liked Durrell!) Her quizzical look led me to wonder if she was going to send me to some shady authority to administer a second opinion.

One of the project’s appeals was its methodical approach: I was determined to read all the books from #100 to #1. This not only provided a healthy discipline, but it ensured that I wouldn’t push the least desired books to the end. Much as life provides you with mostly happy and sometimes unpleasant tasks to fulfill as they arrive, I felt that my reading needed to maintain a similar commitment. This strategy also created a vicarious trajectory for others to follow.

Everything was going well. Very well indeed. Henry Green. Jean Rhys. The pleasant surprise of The Ginger Man. With these authors, how could it not go well? I was poised to read to the finish line. I was zooming my Triumph TR6 down a hilly two-lane highway with a full tank of gas. Cranking loud music. Not a care in the world.

And then I hit Finnegans Wake.

To call Finnegans Wake “difficult” is a woefully insufficient description. This is a book that requires developing an ineluctably Talmudic approach. But I am not easily fazed. Finnegans Wake is truly a book of grand lexical riches, even if I remain permanently stalled within the voluble tendrils of its first 50 pages. I have every intention of making my way through Finnegans Wake. I have reread Dubliners, A Portrait of the Artist as a Young Man, and Ulysses. I have consulted numerous reference texts. I have even listened to all 176 episodes of Frank Delaney’s excellent podcast, Re: Joyce. These have all been pleasant experiences, but I am still not sure if any of this significantly contributes to my understanding of Finnegans Wake. However, when you do something difficult, it is often best to remain somewhat clueless. If you become more aware of how “impossible” something may be, then you may not see it through to the end. Joyce remains the Everest of English literature. I am determined to scale the peak, even if I’m not entirely sure how reliable my gear is.

The regrettable Finnegans Wake business has also meant that the Modern Library Reading Challenge has been stuck on pause. It has been eleven months since I published a new Modern Library installment on these pages. And while I have certainly stayed busy during this time (I have made a documentary about Gary Shteyngart’s blurbs, attempted to fund a national walk that I intend to fulfill one day, canceled and brought back The Bat Segundo Show, and created a new thematic radio program, among other industries), I have long felt that persistent progress — that is, an efflorescent commitment to a regular fount of new material — is the best way to stay in shape and keep any project alive.

I have also had a growing desire to read more nonfiction, especially as the world revealed itself to be a truly maddening and perilous place as the reading challenge unfolded. Some have sought to keep their heads planted beneath the ground like quavering ostriches about all this. There are far too many adults I know, now well in their thirties, who remain distressingly committed to the “La la la I can’t hear you!” school of taking in bad news. But I feel that understanding how historical and social cycles (Vico, natch) cause human souls to saunter down dark and treacherous roads also allows us to comprehend certain truths about our present age. To carry on in the world without a sense of history, without even a cursory understanding of ideas and theories that have been attempted or considered before, is to remain a rotten vegetable during the more important moments of life.

It turns out that the Modern Library has another list of one hundred titles devoted to nonfiction. And the nonfiction list is, to my great surprise, more closely aligned to the fiction list than I anticipated.

In 1998, the Washington Post‘s David Streitfeld revealed that the Modern Library fiction list was plagued by modest scandal. The ten august Modern Library board members behind the fiction list had no knowledge over who had voted for what, why the books were ranked the way they were, or how the list had been composed, with many of the rankings more perfunctory than anyone knew. Brave New World, for example, had muscled its way up to #5, but only because many of the judges believed that it needed to be somewhere on the list.

So when the Modern Library gang devoted its attention to a nonfiction list, it was, as Salon‘s Craig Offman reported, determined not to repeat many of the same mistakes. University of Chicago statistics professor Albert Mandansky was signed on to ensure a more dutiful ranking progress. Younger authors and more women were included among the board. Mandansky went to the trouble of creating a computer algorithm so that there could be no ties. But the new iron fist approach offered some drawbacks. There was a new rule that an author could only have one title on the list, which meant that Edmund Wilson’s To the Finland Station didn’t make the cut. And when the top choice was announced — The Education of Henry Adams — the crowd stayed silent. It was rumored that one board member scandalously played with his dentures as the titles were called.

Perhaps the Modern Library’s second great experiment reveals the unavoidable pointlessness behind these lists. As novelist Richard Powers recently observed in a National Book Critics Circle post, “The reading experiences I value most are the ones that shake me out of my easy aesthetic preferences and make the favorites game feel like a talent show in the Iroquois Theater just before the fire. Give me the not-yet likable, the unhousebroken, something that is going to throw my tastes in a tizzy and make my self-protecting Tops of the Pops slink away in shame.”

On the other hand, if it takes anywhere from five to ten years to get through a hundred titles, then the reader is inured to this problem. Today’s favorites may be tomorrow’s dogs, and yesterday’s lackluster choices may be tomorrow’s crown jewels. As the Modern Library reader grows older, there’s nearly a built-in guarantee that these preordained tastes will become passe at some point. (To wit: Lord David Cecil’s Melbourne, the first book I will be reading for this new challenge, is now out of print.)

So I have decided to take up the second challenge, reading the nonfiction list from #100 to #1. Modern Library Nonfiction Challenge titles shall flow from these pages as I slowly make my way through Finnegans Wake during the first challenge. Hopefully, once the disparity between the two challenges has been worked out, I will eventually make steady progress on the fiction and nonfiction fronts. But the nonfiction challenge won’t be a walk in the park either. It has its own Finnegans Wake at #23. I am certain that Principia Mathematica will come close to destroying my brain. But as I said three years ago, I plan to read forever or die trying.

To prevent confusion for longtime readers, the fiction challenge will be separated from the nonfiction challenge by color. Fiction titles shall carry on in red. Nonfiction titles will be in gold.

I’ve started to read Melbourne and I’m hoping to have the first Modern Library Nonfiction Challenge essay up before the end of the month. This page, much like the fiction list, will serve as an index. I will add the links and the dates as I read the books. I hope that these efforts will inspire more readers to take up the challenge. (And if you do end up reading along, don’t be a stranger!)

Now let’s get this party started. Here are the titles:

100. Melbourne, Lord David Cecil (December 27, 2013)
99. Operating Instructions, Anne Lamott (January 14, 2014)
98. The Taming of Chance, Ian Hacking (March 23, 2014)
97. The Journalist and the Murderer, Janet Malcolm (July 17, 2014)
96. In Cold Blood, Truman Capote (November 11, 2015)
95. The Promise of American Life, Herbert Croly (January 21, 2016)
94. The Contours of American History, William Appleman Williams (February 7, 2016)
93. The American Political Tradition, Richard Hofstadter (February 18, 2016)
92. The Power Broker, Robert A. Caro (May 11, 2016)
91. Shadow and Act, Ralph Ellison (November 3, 2016)
90. The Golden Bough, James George Frazer (13 volumes, Third Edition) (November 14, 2016)
89. Pilgrim at Tinker Creek, Annie Dillard (November 23, 2016)
88. Six Easy Pieces, Richard P. Feynman (November 30, 2016)
87. A Mathematician’s Apology, G.H. Hardy (December 3, 2016)
86. This Boy’s Life, Tobias Wolff (June 15, 2017)
85. West with the Night, Beryl Markham (August 21, 2017)
84. A Bright Shining Lie, Neil Sheehan (December 6, 2017)
83. Vermeer, Lawrence Gowing (February 22, 2018)
82. The Strange Death of Liberal England, George Dangerfield (September 16, 2018)
81. The Face of Battle, John Keegan (December 26, 2018)
80. Studies in Iconology, Erwin Panofsky (January 23, 2019)
79. The Rise of Theodore Roosevelt, Edmund Morris (February 20, 2019)
78. Why We Can’t Wait, Martin Luther King Jr. (February 28, 2019)
77. Battle Cry of Freedom, James M. McPherson (September 11, 2020)
76. The City in History, Lewis Mumford (September 12, 2020)
75. The Great War and Modern Memory, Paul Fussell (March 3, 2022)
74. Florence Nightingale, Cecil Woodham-Smith (June 14, 2022)
73. James Joyce, Richard Ellmann (December 22, 2023)
72. The Gnostic Gospels, Elaine Pagels (March 16, 2024)
71. The Rise of the West, William H. McNeill
70. The Strange Career of Jim Crow, C. Vann Woodward
69. The Structure of Scientific Revolutions, Thomas S. Kuhn
68. The Gate of Heavenly Peace, Jonathan D. Spence
67. A Preface to Morals, Walter Lippmann
66. Religion and the Rise of Capitalism, R.H. Tawney
65. The Art of Memory, Frances A. Yates
64. The Open Society and Its Enemies, Karl Popper
63. The Sweet Science, A.J. Liebling
62. The House of Morgan, Ron Chernow
61. Cadillac Desert, Marc Reisner
60. In the American Grain, William Carlos Williams
59. Jefferson and His Time, Dumas Malone (6 volumes)
58. Out of Africa, Isak Dinesen
57. The Second World War, Winston Churchill (6 volumes)
56. The Liberal Imagination, Lionel Trilling
55. Darkness Visible, William Styron
54. Working, Studs Terkel
53. Eminent Victorians, Lytton Strachey
52. The Right Stuff, Tom Wolfe
51. The Autobiography of Malcolm X, Alex Haley and Malcolm X
50. Samuel Johnson, Walter Jackson Bate
49. Patriotic Gore, Edmund Wilson
48. The Great Bridge, David McCullough
47. Present at the Creation, Dean Acheson
46. The Affluent Society, John Kenneth Galbraith
45. A Study of History, Arnold J. Toynbee (12 volumes)**
44. Children of Crisis, Robert Coles (5 volumes)
43. The Autobiography of Mark Twain, Mark Twain (3 volumes)
42. Homage to Catalonia, George Orwell
41. Goodbye to All That, Robert Graves
40. Science and Civilization in China, Joseph Needham (5 volumes, abridged)*
39. Autobiographies, W.B. Yeats
38. Black Lamb and Gray Falcon, Rebecca West
37. The Making of the Atomic Bomb, Richard Rhodes
36. The Age of Jackson, Arthur Schlesinger, Jr.
35. Ideas and Opinions, Albert Einstein
34. On Growth and Form, D’Arcy Thompson
33. Philosophy and Civilization, John Dewey
32. Principia Ethica, G.E. Moore
31. The Souls of Black Folk, W.E.B. Du Bois
30. The Making of the English Working Class, E.P. Thompson
29. Art and Illusion, Ernest H. Gombrich
28. A Theory of Justice, John Rawls
27. The Ants, Bert Hoelldobler and Edward O. Wilson
26. The Art of the Soluble, Peter B. Medawar
25. The Mirror and the Lamp, Meyer Howard Abrams
24. The Mismeasure of Man, Stephen Jay Gould
23. Principia Mathematica, Alfred North Whitehead and Bertrand Russell (3 volumes)
22. An American Dilemma, Gunnar Myrdal
21. The Elements of Style, William Strunk and E.B. White
20. The Autobiography of Alice B. Toklas, Gertrude Stein
19. Notes of a Native Son, James Baldwin
18. The Nature and Destiny of Man, Reinhold Niebuhr
17. The Proper Story of Mankind, Isaiah Berlin
16. The Guns of August, Barbara Tuchman
15. The Civil War, Shelby Foote (Three volumes: Fort Sumter to Perryville, Fredericksburg to Meridian, Red River to Appomattox)
14. Aspects of the Novel, E.M. Forster
13. Black Boy, Richard Wright
12. The Frontier in American History, Frederick Jackson Turner
11. The Lives of a Cell, Lewis Thomas
10. The General Theory of Employment, Interest, and Money, John Maynard Keynes
9. The American Language, H.L. Mencken
8. Speak, Memory, Vladimir Nabokov
7. The Double Helix, James D. Watson
6. Selected Essays, 1917-1932, T.S. Eliot
5. Silent Spring, Rachel Carson
4. A Room of One’s Own, Virginia Woolf
3. Up from Slavery, Booker T. Washington
2. The Varieties of Religious Experience, William James
1. The Education of Henry Adams, Henry Adams

* December 15, 2018 Update: While I am striving to read the unabridged versions of all works for this project, upon further reflection, I’ve realized that the cost of obtaining the full 27 volume set of Needham’s opus is well beyond my price range. Each volume ranges from $40 to $200, in part due to the extortionate pricing of Cambridge University Press, a publisher that has proven deaf to my inquiries about obtaining a review copy. This effectively makes this purchase equal to the price of a used car. In addition, it is rather insane for any reader, even one who possesses my ridiculous ambitions, to devote some 8,000 pages to one author. I have reluctantly opted to substitute the five volume Shorter Science and Civilisation in China when I get to this particular essay. As of now, I do have the unabridged The Golden Bough under my belt. And I will spring for the unabridged Toynbee. I hope readers following along can forgive me for cutting corners on one entry. But I do want to complete this project before I depart this earth. And pragmatically speaking, this is the only way to do it.

** August 3, 2022 Update: Four years ago, it was possible to get a copy of the full twelve volume set of Toynbee for under $200. But in a testament to how rapidly these books are going out of print, getting a copy of the full set has become increasingly difficult to find. I may have to tackle the abridged version, with great reluctance.

Kim (Modern Library #78)

(This is the twenty-third entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: A Room with a View)

Three years ago, my jocular compadre Lydia Kiesling pointed out that Kim‘s festering reputation as an imperialist watermark had hindered her from a serious plunge. She rightly identified a “Post-Colonial Burn Index” for this type of literature, whereby enduring high and mighty white males braying in turgid and self-congratulatory sentences about their entitled position was an experience about as pleasant as being repeatedly kicked in the teeth by a herd of Thoroughbred racehorses that had been paddocked too long without option of rotary gallop.

While Lydia found Kim to be a pleasant surprise, I felt Kipling’s “masterpiece” to be largely repugnant: the kind of pernicious slog that turns good people into Aryan crusaders if they don’t move on quickly to something else. The book’s enticing aesthetic of geography, esoteric terminology, Arabic names, Jainist neologisms, and now commonplace food wasn’t enough to shake the deeply unsettling feeling that Kipling, despite his welcome overtures, really wanted all of India to remain subservient to the Anglo way, perhaps because this was the only way he could reckon with his nostalgia for a time long passed. This novel was his swan song to India. And while the book is sometimes an engaging adventure, it is too fraught with covert condescension.

Among many disgraceful stereotypes, Kim is a novel which describes how “Kim could lie like an Oriental,” how “[a]ll hours of the twenty-four are alike to the Oriental” and describes both “the Oriental’s indifference to mere noise,” how “Orientals understand speed,” and how a project “[falls] back, Oriental-fashion, on time and chance.” There is a Russian agent who announces late in the book, “It is we who can deal with Orientals.” (This sentiment of “dealing with Orientals” is later echoed by Hurree.) But the fun doesn’t stop there. There’s an odious drummer-boy from Liverpool who badgers Kim when he “[talks] the same as a nigger.”

This is far more insidious than Kingsley Amis writing of Kim‘s problematic meticulousness, “if he says coriander when he means cardamum I will let it go.” As my homeboy Edward Said wisely observed in Culture and Imperialism:

…yes, Kipling can get into the skin of others with some sympathy. But no, Kipling never forgets that Kim is an irrefragable part of British India: the Great Game does go on, with Kim a part of it, no matter how many parables the lama fashions. We are naturally entitled to read Kim as a novel belonging to the world’s greatest literature, free to some degree from its encumbering historical and political circumstances. Yet by the same token, we must not unilaterally abrogate the corrections in it, and carefully observed by Kipling, to its contemporary actuality.

The depictions of residents from the Far and Near East as lesser beings have been held up as criticisms of racism by some Kipling scholars. But given that the novel goes out of its way to grant thirteen-year-old Kimball O’Hara, “burned black as any native,” the luxury of swinging both ways as sahib and a boy capable of disguising himself in “native-fashion,” there’s a decidedly privileged feel to Kim’s picaresque adventures which gives any 21st century reading experience a sour and regressive taint.

So what is Kim‘s appeal? For me, the lama is the novel’s high point. He finds Kim in Lahore. He sets out with the boy to seek the physical manifestation of their respective visions (for Kim, a Red Bull in a green field; for the lama, “The River of the Arrow”). He serves as a remarkably patient patriarchal figure throughout. The novel felt more honest when Kim used the lama’s otherness to skimp out on train fare or when Kim was free to get into wild adventures without obligation or mimesis.

The sympathetic socialist critic Irving Howe is perhaps the closest in describing why the novel is still worth a soupçon of consideration. Howe observes that Kipling was “a jingo and a bully, or defender of bullies,” but identifies Kim as a work that involves seeing the world “as an apprehension of things as they are” and “accepting, even venerating sainthood, without at all proposing to surrender the world, or even worldliness, to saints.” But one of the chief frustrations about Kim is that, for all of Kipling’s erudition about India, he is blind to his own inherent prejudices.

No matter how liberated Kim may be, he is still identified by how he is seen or how he is “suited”:

The pallor of hunger suited Kim very well as he stood, tall and slim, in his sad-coloured, sweeping robes, one hand on his rosary and the other in the attitude of benediction, faithfully copied from the lama. An English observer might have said that he looked rather like the young saint of a stained-glass window, whereas he was but a growing lad faint with emptiness.

Is not Kipling complicit in how his characters are seen by the reader, who may be an “English observer” of another sort? In the gnarly opening chapters, we see Kim “flat on his belly” while a tall man stands “erect as an arrow.” And this is hardly the first time the novel resorts to a descriptive style where “erect” positioning is so closely identified to social station or caste.

Unlike Edmund Wilson, who complained about how the novel doesn’t live up to “what the reader tends to expect,” I don’t have any particular problems with the book’s inconclusive finale. Fiction has no obligation to answer everything. Kipling’s efforts to reconcile the book’s spiritual side (the Buddhist idea of the Wheel of Things, as introduced by the lama) with its espionage side (the Great Game of geopolitical conflict “that never ceases day and night”) smack of a desperate effort to sandwich disparate ingredients into a luncheon that cannot possibly satisfy everybody, let alone account for the complexities of a massive nation. It is fundamentally impossible for either Kipling or Kim to make a dichotomous choice when there is, quite literally, so much territory covered on the Great Trunk Road, on board the “te-rain,” and along the “long, peaceful line of the Himalayas.” (In deference to the lama’s portent, there are quite a number of “rivers” in this book, often through rail and road.) The Middle Way may be the “path to freedom,” but the river that the lama does eventually find cannot be found on any map.

But I am with Wilson in calling out Kipling’s failings to confront a very real crisis. I am hardly alone. Even the enthusiastic biographer Martin Seymour-Smith was to confess, “Kim is not, for me, quite the masterpiece that it is for many critics,” believing the problem to stem from the novel being simultaneously a children’s book and an adult’s book. Seymour-Smith also posits the interesting theory that Kipling’s failure to return to India and confront its considerable change is one of the reasons it is not quite right.

Kim lacks the imagination and the deft command of Kipling’s shorter fiction. But this novel was such a despondent read that I don’t think I’ll be reading this blustery Nobel laureate again for at least another decade. If I want a Great Game, I’ll drag out Cranium or Twister from the closet.

Next Up: James Joyce’s Finnegans Wake! (This will take a very long time!)

A Room with a View (Modern Library #79)

(This is the twenty-second entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Brideshead Revisited)

Merchant Ivory Productions has been one of the greatest threats to literature during the past three decades. Known for producing well photographed films that put most sane people to sleep, the Merchant Ivory team has demonstrated a remarkable knack for divesting zest from the literary classics. They have ordered esteemed actors across sweeping vistas as if they are unbudgeable bovine who require vast encouragement to produce milk. They have bored more often than seems reasonable. Where Orson Welles’s Shakespeare adaptations or Iain Softley’s The Wings of the Dove or Stanley Kubrick’s Barry Lyndon or Sally Potter’s Orlando or William Wyler’s The Heiress or Corman’s Poe pictures or The Royal Shakespeare Company’s nine hour version of Nicholas Nickleby bristle with life and visual excitement, demanding that you get your hands on the source material at once, the Merchant Ivory movies are the cinematic equivalent to visiting the in-laws or steeling yourself up for a dreadful Thanksgiving or attending a funeral for someone you didn’t really know that well.

I have been dragged to too many of these goddam films over the years, often by friends who had nobody else to go with or by women who I have dated, and I have been polite. Because being polite often results in perversity. But the one thing I didn’t do, thanks to Merchant Ivory’s vacation slideshow approach to literary adaptation, was read E.M. Forster. Until now.

* * *

It all began with a bundle of notes Forster scribbled during the winter of 1901. It was his first trip to Italy, and he was forming some ideas about a novel set in Florence. There was a list of characters, a fund-raising concert as part of the narrative (later dropped), and a young woman named Lucy, who changed surnames swifter than a serial matrimonialist. There were more character lists and more drafts and more notes. Then in December 1903, Forster began referencing something called “The New Lucy Novel,” reconstructed from the Italian bones of “Old Lucy” with a new English section to match. Forster then wrote Where Angels Fear to Tread and The Longest Journey, flitting between these projects and various incarnations of the Lucy novels, before completing A Room with a View. (If you can get your hands on the edition of Room edited by Oliver Stallybrass, I recommend it. Stallybrass is more thorough about these matters than a querulous tax auditor. But while he can be humorless and overreaching, his notes provide helpful connection points.)

Forster wanted to write a romantic novel because he was interested in subverting formula. Biographer Nicola Beauman has suggested that Forster’s own fears of marriage (he was a lifelong bachelor who maintained a long-term relationship with a married policeman) undermined his self-confidence as a novelist around the summer of 1906. Perhaps this internal tension accounts for the subtle manner in which Forster’s heroine, Lucy, responds to the men who woo her.

Lucy Honeychurch — a name, I am sorry to say, which implied some pornographic starlet in my dirty mind until I remembered that I was reading a book published more than a century before — is on vacation with her cousin Charlotte Bartlett, an older chaperone who is about as much fun to be around as Pat Boone. (There is a juicy moment late in the novel, where Lucy tells Charlotte to remove a certain word from her envelopes, which is especially satisfying.) The two women arrive at a lodging house called the Pension Bertolini. They are disappointed with the room, which does not have a view of the Arno. Employing the finest passive-aggressive moves that prewar chivalry is willing to put up with, the two women finagle rooms with views from a certain Mr. Emerson and his son George.

People on vacation sometimes have to deal with louts. But in the first decade of the twentieth century, you could be ostracized for your perceived class or for displaying any modest idiosyncrasy. Thus, we see the poor Emersons, despite their potential philosophical namesake (which Forster is good enough to note in the book) and their early grand gesture, shunned for being “peculiar.”

Forster has some fun with the travel culture of the time. Everybody comes to Italy clutching a bright red Baedeker travel guide. To stray from the course is nothing short of mortifying. One day, Lucy is on her own with by an aspiring novelist named Miss Lavish, who unwittingly abandons her and takes the Baedeker with her. Lucy runs into the Emersons and, without any Baedeker, the three enter Peruzzi Chapel, where Mr. Emerson earned my instant respect by shouting “No!” when told how to interpret the frescoes by a patronizing lecturer.

“Pull out from the depths those thoughts you do not understand,” says Mr. Emerson to Lucy not long after this, “and spread them out in the sunlight and know the meaning of them.” This is actually pretty good advice for people walking in concentrated metropolitan areas looking down at their smartphones. The technology may change, but conformity remains the same.

Needless to say, this casual iconoclasm has the other tourists searching for other reasons to sneer at the Emersons. George gets pegged as some working-class interloper because he says that he works on “the railway.” But this doesn’t stop him from romancing Lucy.

The first kiss Lucy receives from George comes after she falls into an open terrace in the woods, with Forster very keen to describe how “the flowers beat against her dress in blue waves.” Nature, it seems, is doomed to ensnare you into a smooch, especially if you wantonly wander on your own. But isn’t life an adventure? It’s propriety, that troubling need to maintain a certain impression or to participate in bunk etiquette, that kills the mood.

So how does a young woman like Lucy summon her passions? It comes through the freedom to play the piano, albeit badly:

She was no dazzling executante; her runs were not at all like strings of pearls, and she struck no more right notes than was suitable for one of her age and situation. Nor was she the passionate young lady, who performs so tragically on a summer’s evening with the window open. Passion was there, but it could not be easily labelled; it slipped between love and hatred and jealousy, and all the furniture of the pictorial style. And she was tragical only in the sense that she was great, for she loved to play on the side of Victory. Victory of what and over what — that is more than the words of daily life can tell us.

Yet when Forster moves the action back to England, the words of daily life tell us everything. Cecil Vyse, a young man whose surname rightfully connotes the personality of a clamp, is as far from legitimate life as one can get. How many women were forced into marrying Cecil Vyse types around 1908? And how many unhappy marriages were saved with Cecil Vyse types getting killed off during the Great War? Our first glimpse of Lucy in the second part could almost happen on a stage. The window curtains part, and we encounter a terrace differing from the one in Florence, one “transfigured by the view beyond,” with Lucy in a rustic seat that “seemed on the edge of a green magic carpet which hovered in the air above the tremulous world.” The reader’s view of Lucy changes, but her passion remains. Yet Cecil’s own view of Lucy is “only as a commonplace girl who happened to be musical,” with Italy working some unspecified marvel in her. Forster, ever skeptical, manages to get in a few digs at this problematic practice:

An engagement is so potent a thing that sooner or later it reduces all who speak of it to this state of cheerful awe. Away from it, in the solitude of their rooms, Mr Beebe, and even Freddy, might again be critical. But in its presence and in the presence of each other they were sincerely hilarious. It has a strange power, for it compels not only the lips, but the very heart. The chief parallel -to compare one great thing with another- is the power over us of a temple of some alien creed. Standing outside, we deride or oppose it, or at the most feel sentimental. Inside, though the saints and gods are not ours, we become true believers, in case any true believer should be present.

Cecil’s belief comes from material things, from playing tricks on people, and from standing against the sanctity of life. As one character suggests near the end of the book, “He’s the type who’s kept Europe back a thousand years.” The word “medieval” pops up quite a bit in Room. Cecil is described as medieval. Churches are “built by faith in the full fervour of medievalism.” It’s even the name of a chapter. Forster expressly states that “Lucy does not stand for the medieval lady, who was rather an ideal to which she was bidden to lift her eyes when feeling serious.” So how does religion, as reflected through the clergyman Mr. Beebe, fit into all this? It’s surprisingly compatible. There is a bathing scene in which the Emersons and Mr. Beebe frolic in the splendor of The Sacred Lake, a pool that forms “when a good deal of water comes down after heavy rains” (a Flood perhaps from which to build a new Ark?). They run so free and naked, tossing their clothes with mirthful abandon, that one is heartened to find a loophole for flopping chorizos within Forster’s proper world.

Room is a paean for youthful ardor no matter what one’s age, a plea for humanity to bask in Phaethon’s shining possibilities. One wonders if Forster could have finished the novel had he still been at work when the guns of August boomed. If the novel can sometimes be too light for its own good, it’s nowhere nearly as dead as the soporific cinematic adaptations which wilt in its shadow.

Next Up: Rudyard Kipling’s Kim!

Brideshead Revisited (Modern Library #80)

(This is the twenty-first entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: The Adventures of Augie March)

Soak up enough art over the years and you’ll run into the cultural dichotomy, either through half-cocked introspection or cocktail party gunpoint. It’s a practice where two artists of equal merit and/or influence are positioned at opposing ends in talk, much as an oily advertising tyrant pins blindfolds on fat suburban heads to establish the next tasteless drink to slam down lacquered American throats.

The participant is forced to decide between two heavyweights. The answers are revealed among pals and peers, with shocked susurrations floating through the room like a toxic Yanni album, and the participant is put in a strange mode of defense. It is wrongly assumed that a devotee of one artist cannot possibly appreciate the other, and there are many words expended which slur the subtleties of artistic appreciation. But the practice does pass the time. In my twenties, I spent a minimum of 250 hours arguing with a Liverpudlian friend on Friday nights over Lennon vs. McCartney while sitting at a stop sipping Guinness from paper cups, awaiting the N Judah’s slow crawl up the hill into San Francisco’s empyrean drinking holes. Books were passed back and forth. Albums were played over and over, often at deafening levels. In hindsight, it’s astonishing how much musical and biographical minutiae we were able to summon up during these near rabbinical talks. I fear that I may be approaching similar levels of conversational twist with my partner, who is quite vocal about her Hammett preference while I argue strenuously for Chandler as the superior.

But here’s a cultural dichotomy likely to get me into trouble. I prefer P.G. Wodehouse over Evelyn Waugh, and this partiality, when announced, has had certain snobs declare me as a yob before I get the chance to articulate my reasons. While Wodehouse’s comic situations and character types tend to repeat over his 96 volumes (with such prolificity, how could they not?), there are few equals to the charm of his syntax, his lovable myopia to modern developments, his snazzy formality, and his genial silliness. Only a reader with an ass tighter than a hummer having a hard time with a parallel park would resist the artistic romance of the short story “The Man Upstairs” or the giddy premise of a portrait used to hypnotize the masses into eating ham in Quick Service, to say nothing of Jeeves or Blandings Castle. But the Modern Library magistrates, presumably viewing the good Pellham Grenville to be too light for their lofty criteria, decided there was no room for Wodehouse on the list. They gave three slots to a savagely precise stylist who cratered not long after the war. Wodehouse, as everyone knows, had a longer and steadier run.

So it’s quite aggravating to be forced, due to my orthodox commitment to this Modern Library countdown framework, to write about Waugh on the later novels first. My love for the early stuff is bountiful enough to avoid bringing up Wodehouse altogether. Just to be clear, if Lady Metroland shows up in a Waugh novel, it’s probably a winner. Yet because Brideshead Revisited is very much about clinging to what remains of older values and expired dreams, and because it sees Waugh hiding behind Charles Ryder looking back, if not in anger then from passive despair, as an excuse to belabor these points, I couldn’t help but think of Wodehouse’s comparatively freer manner as I sludged through this often beautiful and often maddening novel. Brideshead Revisited is also considerably more depressing if you happen to read it, as I did, shortly before hitting a birthday milestone in which that vile veneer between youth and middle age is decidedly closer to the latter and you are shuffling into inevitable adulthood while trying to find legitimate methods to retain youthful wonder.

* * *

I am writing a very beautiful book, to bring tears, about very rich, beautiful, high born people who live in palaces and have no troubles except what they make themselves and those are mainly the demons sex and drink which after all are easy to bear as troubles go nowadays.

That’s Waugh in a letter to Lady Dorothy Lygon in March 23, 1944, midway through the writing of Brideshead and shortly after a parachute accident. It’s likely he’s taking the piss out of the enterprise, for Waugh was not one to suffer fools (although he once suggested to Nancy Mitford that suffering fools was one of God’s happy responsibilities). He was up against wartime censors, spending much of his time soused out of his mind. Yet he was vehemently opposed to any efforts at Catholic reform. Some of these developments probably account for why Waugh was such a miserable bastard in his final years, and why his wartime efforts exacerbated the need to produce a magnum opus to match his prodigious intake of champagne.

It is safe to say that I did not shed a single tear for any of the assholes in Brideshead Revisited, although I was not without empathy. My salubrious contempt for people who bitch and moan when they have it all has been memorialized in several places, and I’m not likely to shake this quality anytime soon. It didn’t exactly enhance my reading experience when Charles Ryder, Waugh’s protagonist, was revealed to have the very exemplar of a free ride existence. Here is a Oxonian who lives beyond his means at school. Despite having a hearty coterie, a cushy spread, and a special friend named Sebastian Flyte (“we lit fat, Turkish cigarettes and lay on our backs”), Charles feels “at heart that this was not all that Oxford had to offer.” He complains about his neighbors, treats his servant Lunt with some disgrace, and ingratiates himself with Sebastian’s family, the Marchmains, who are “rich in the way people who are who just let their money sit quiet.” First World problems all the way.

When Charles stays with his father during the long vacation, Waugh does give us a number of masterfully executed comic moments. Charles’s father cannot comprehend that his son is short of funds, yet makes many cost-prohibitive suggestions on how a young man should live. He also has funny ideas of who “young people” are. There is the gloriously preposterous three-course dinner of humdrum quality, consumed “purely out of respect for your Aunt Philippa.” Charles’s father also manages to chase away Jorkins, one of Charles’s old acquaintances, by pretending he is American and extending this fantasy into a foolish belief that the young man will spend more time living at the family home.

Such idiosyncrasies can’t last forever. Charles receives a telegram from Sebastian that could almost serve as a six word memoir of their relationship (“GRAVELY INJURED COME AT ONCE, SEBASTIAN”), which sends Charles up to the famed Marchmain estate. The grave injury is reveled to be merely a cracked ankle bone. But the pretext leads Charles to “[believe] myself very near heaven, during those languid days at Brideshead.”

Sebastian encourages Charles to draw a fountain, a pivotal experience that lays down the flagstones for Charles’s career as an architectural painter. (He later finds uncommon success during a financial slump, publishing folios such as Ryder’s Country Seats, Ryder’s English Homes, and Ryder’s Village. But, of course, it’s the war that pushes him into glum vocational duty.) There is wine tasting, appreciation of Sebastian’s foibles (which include Catholicism and his teddy bear Aloysius), rooftop sunbathing, a trip to Italy on the Marchmain dime, and romance beneath the seams.

Not long after Italy, Sebastian is revealed as an alcoholic who requires constant attention, someone so out of control that he must be watched at all times and denied money that will surely keen its way onto a bar tab. It’s disheartening and telling that Sebastian’s dipsomania is portrayed by Charles as his most memorable quality. We are never fully informed of the dashing aspects which inspired their relationship because Charles can only reveal the true extent of his feelings through omission (and this isn’t limited to Sebastian: late in the book, when Charles has married, he is remiss to name his wife for an uncomfortably long stretch of pages). For all of Charles’s talk about memory, what is he leaving out? Has he actually learned anything?

“Inappropriate” relationships turn reductio ad absurdum when Julia, Sebastian’s sister, is engaged to marry an aspiring politico named Rex Mottram in high Catholic style. By this point, Sebastian has fled the family, besotted and quite in denial about his true feelings. Charles becomes smitten with Julia because she resembles her brother. But Rex puts the kibosh on the Catholic wedding when he reveals a secret first wife. So much for the covenant of lifelong matrimony. But Waugh doesn’t stop there. There’s a richly ironic moment when Brideshead, who is Sebastian’s older brother and has an Asperger’s-like affinity for matchboxes, finds an unlikely match and Catholic maxims are bended further.

* * *

The Catholic hold on how people should live reflects Charles’s own efforts to reckon with his present existence, which he forever compares against the past. Charles’s time with his father and the the deception Charles reveals later on a cruise ship (accompanied by some gleeful skewering of modern convenience by Waugh, including an ice swan filled with caviar and passengers who are so pampered into lax inattention that adulterous shenanigans become effortless) also illustrate the divide between old virtues and contemporary developments. But sometimes Charles’s belief in the past can be more insufferable than Jay Gatsby:

These memories, which are my life — for we possess nothing certainly except the past — were always with me….These memories are the memorials and pledges of the vital hours of a lifetime. These hours of afflutus in the human spirit, the springs of art, are, in their mystery, akin to the epochs of history, when a race which for centuries has lived content, unknown, behind its own frontiers, digging, eating, sleeping, begetting, doing what was requisite for survival and nothing else, will, for a generation or two, stupefy the world; commit all manner of crimes, perhaps; follow the wildest chimeras, go down in the end in agony, but leave behind a record of new heights scaled and new rewards won for all mankind; the vision fades, the soul sickens, and the routine of survival starts again.

To which I can only reply: lighten the fuck up. I’m as skeptical and as angry about news and developments as the next guy, but if you can’t find a happy belief in everyday magic and if you can’t reckon with relationships you should have pursued before the age of thirty-nine, maybe the problem is you. Would Charles have been happier if he had embraced candor and accepted the inevitability of change? Why does he have to be old and miserable?

Anthony Blanche, the Alfred Jingle knockoff who may be the most belabored character in all of Waugh’s fiction, is an uncloseted, flamboyant homosexual who serves as counterpoint to the secret and unspecified relationship between Charles and Sebastian. Waugh gives Blanche long speeches and “an unforgettable self-taught stammer” and has this annoying habit of being overly explicit about Blanche’s otherness:

At the age of fifteen, for a wager, he was disguised as a girl and taken to play at the big table in the Jockey Club at Buenos Aries…he had practice black art in Cefaluu; he had been cured of drug-taking in California and of an Oediups complex in Vienna.

and

He swept lightly across the room to the most prominent canvas — a jungle landscape — paused a moment, his head cocked like a knowing terrier…

Wodehouse never had to sell his readership on eccentricity this hard. On the other hand, perhaps Charles is describing Blanche this way because he is needlessly “proper.” Still, if Blanche can strong-arm his way into affluent and artistic circles, surely he’s more than just a freak. Maybe the truly depraved people are the ones who cling to normalcy like a spoiled boy holding his Gyro-Bot tight.

* * *

A mere eighteen months ago, I promised that I would respond to Lydia Kiesling’s notion of Evelyn Waugh as a “bi-curious hipster boyfriend.” So let’s get this out of the way. As of August 2012, Michael Cera’s career is in modest free fall: a benison for those of us who have long tired of his squeaky-voiced faux emo act. As of August 2012, there are still a few hipsters, although they are no longer taken seriously (not even by n+1). The smarter ones have moved to Portland or joined an Occupy movement or now write for The New Inquiry. But a sizable majority have transformed into obnoxious early thirtysomething layabouts who have no desire to grow up or grapple with serious issues, much less read an author who is challenging and/or not Caucasian. In their defense, some of them have been slammed hard by the 2008 recession and face chronic unemployment. But that’s still no excuse for slacking in the worst sense of the word.

Was Waugh a bi-curious hipster boyfriend? Not quite. He was a recovering hipster. Like any figure saddled by the deep need to abide by inflexible norms incompatible with the whims of life, he was torn and hungry and more than a little sad. But when it came to expressing his inner turmoil, he was willing to go to the mat and, like all great artists, give us plenty to talk about.

Next Up: E.M. Forster’s A Room With a View!

The Adventures of Augie March (Modern Library #81)

(This is the twentieth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Angle of Repose)

In 1995, Martin Amis insisted that Saul Bellow’s The Adventures of Augie March was America’s very reflection: a literary lodestone attracting all known bits of iron and reducing all subsequent ambition to blast furnace rejects. Six years later, Christopher Hitchens was more liberal about the dilemma: “I do not set myself up as a member of the jury in the Great American Novel contest, if only because I’d prefer to see the white whale evade capture for a while longer.”*

Augie March is indeed a fearsome masterpiece, but I’m inclined to side with Hitchens on the legacy question, for I would like to believe that some as yet unwritten book will change the game in ways now unknown. For now, we have Augie, which definitely stands as one of the 20th century’s heavyweights. I can state with certitude that this book will humble you, perhaps even wreck you for a time. Because nothing you read or write will feel this perfect.

I was so in awe of this novel that I was forced to read the two apprentice novels that came before (Dangling Man and The Victim), as well as Bellow’s recently published volume of letters. I needed to know that Bellow could fail like the rest of us. I needed this great human chronicler to be made more human. Dangling Man, in particular, proved to be an unexpectedly funny chronicle of a shut-in, with such declarations as “Hemmed in all day, inactive, I lie down at night in enervation and, as a result, I sleep badly.” And I was somewhat surprised to see Bellow take this book quite seriously. “I’m speaking of wretchedness and saying that no man by his own effort finds his way out of it,” Bellow wrote to David Bazelon in 1944.

* * *

But most literary people are self-important in their twenties. I swallowed Bellow’s middle period novels (Henderson the Rain King, Herzog, Humboldt’s Gift) during those years, but I never got around to reading the 600-page redwood that made Bellow a giant. I recall a few older strangers giving me approving nods on buses and subways. At the time, Bellow was still alive, but he was one of those writers you weren’t supposed to talk about. I had no idea why. It may have had something to do with Bellow siring his fourth child at the age of 84. I read his books anyway.

When I discovered that Dave Eggers was a huge Bellow fan (Eggers called Bellow “the person who I idolized more than anybody else” in an interview) and when I saw how The Adventures of Augie March had made Eggers’s fiction writing even more insufferable (You Shall Know Our Velocity anyone?), I became gravely horrified that Augie would have the same disastrous effect on me. (Again, I was in my twenties.) I did not want to become some smug asshole swimming in a twee cesspool. So I avoided reading Augie March in the same way that I avoided born again Christians, mass murderers, and rude moviegoers who bring loud plastic bags to crinkle.

This was a severe mistake.

* * *

No book can tell you how to live, but a great novel can kick your ass in the right direction. And I memorialize my youthful follies as minor regrets and as a plea to anyone under thirty to not make the same mistake. Read this novel at once!

The American temperament once prided itself upon initiative, innovation, and a sense of duty to anyone needing help. Augie March epitomizes all three ideals, but it is thankfully not without corruption or philandering or the need to hustle. After all, this book is set partly during the Great Depression. The gripping chapter where Augie takes his neighbor Mimi Villars in for an abortion is not only exceptionally daring for a book published in 1953, but, when Augie faces reprisals for his help, it reveals the peculiarly punitive American attitude steeped in moral judgment combined with partial knowledge of the facts.

Augie’s picaresque existence of finding odd jobs and falling in with odd characters and fretting over friends and losing lovers represents the kind of well-filled life serving in sharp contrast to today’s hipsters and go nowhere types. I am no longer in my twenties, but reading Augie did find me wondering how much time I was wasting and whether my energies needed to be focused more on the joy and love which drips in droves throughout this bawdy book.

* * *

Augie March is extremely well-observed, whether capturing a salon’s “oriental rugs that swallow sounds in their nap” or describing the way that Augie returns to Chicago to see a “gray snarled city with the hard black straps of rails” after his adventures in Mexico. It is wise, adventurous, heartbreaking, rueful, exciting, inspiring, but never mawkish. It is populated by indelible side characters such as the patriarch Einhorn, an ever-resourceful operator with a “fatty, beaky, noble Bourbon face” who serves as Augie’s father figure, the querulous Grandma Lausch who tends to the March home when Augie’s mother cannot, and Mintouchian, the avuncular Armenian who doles out some rules for living. Even Trotsky makes a cameo.

And then there’s Bellow’s nimble linguistic dexterity, in which his gift for description merges seamlessly with Augie’s expansive wisdom:

But maybe that spicy, sumptuous fish-gravy odor that belonged to the past made me too much of a critic of the present moment, exaggerating Mama’s difficulties and imagining that the Gulistan and the drapes were the softenings of a cage.

This passage comes late in the book, when Augie is wondering if he has been altogether decent to his debilitated Mama and to his developmentally disabled brother Georgie, locked away and betrayed by Augie’s older brother Simon, who spends most of the book with a missing tooth. It’s especially wistful that this is the ultimate cost of Augie’s raucous adventures: that the broken family should be so physically broken and that dear relatives should be schlepped away to institutions.

Since Augie may be fated to start a family of his own, his Adventures could be read as a Rosseau-like confessional. Rosseau hoped to make his way into heaven by telling all. For Augie, perhaps family and love may be the empyrean reward. When Augie says in the final paragraph that he’s “a sort of Columbus of those near-in-hand,” we realize his terra incognita may not necessarily be of the “American, Chicago-born” category, but more concerned with stretching the soul. And if his soul has already stretched across decades, why wouldn’t it stretch further?

* — It may be worth noting that Amis, who befriended Bellow, took Hitchens to meet the great genius. But the two distinctive writers got a bit contentious. From Bellow’s August 29, 1989 letter to Cynthia Ozick:

During dinner he mentioned that he was a great friend of Edward Said. Leon Wieseltier and Noam Chomsky were also great buddies of his. At the mention of Said’s name, Janis grumbled. I doubt that this was unexpected, for Hitchens almost certainly thinks of me as a terrible reactionary — the Jewish Right. Brought up to respect and to reject politeness at the same time, the guest wrestled briefly and silently with the louche journalist and finally [the latter] spoke up. He said that Said was a great friend and that he must apologize for differing with Janis but loyalty to a friend demanded that he set the record straight. Everybody remained polite. For Amis’ sake I didn’t want a scene. Fortunately (or not) I had within reach several excerpts from Said’s Critical Inquiry piece, which I offered in evidence. Jews were (more or less) Nazis. But of course, said Hitchens, it was well known that [Yitzhak] Shamir had approached Hitler during the war to make deals. I objected that Shamir was Shamir, he wasn’t the Jews. Besides I didn’t trust the evidence. The argument seesawed. Amis took the Said selections to read for himself. He could find nothing to say at the moment but next morning he tried to bring the matter up, and to avoid further embarrassment I said it had all been much ado about nothing.

Hitchens appeals to Amis. This is a temptation I understand. But the sort of people you like to write about aren’t always fit company, especially at the dinner table.

Next Up: Evelyn Waugh’s Brideshead Revisited!

Angle of Repose (Modern Library #82)

(This is the nineteenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: A Bend in the River)

For more than a decade, I have nursed a grandiose grudge towards Wallace Stegner that has less to do with the eco-friendly West Coast bigshot’s literary streetcred and more to do with my own irrepressible ineptitude concerning matters of the boudoir.

You see, in my early twenties, long before social networks made it astonishingly effortless to locate a no strings attached entanglement with a few clicks and a seductive missive, I had devised the foolhardy stratagem of attending numerous book clubs, hypothesizing that some law of averages would present me with a reliable method of meeting women. Because I could read thick books fairly quick, discussing the plots and style and themes with some modest wit and intelligence, I developed the odd notion that my quasi-bravura take, seamlessly enmeshed with the views of my peers, would somehow impress the comely damsels within my reach.

The older and more experienced women saw through my ruse, but they tolerated me as some lingering specimen of youthful bravado that reminded them why they were comfortably adult. I remember one happily married woman who was nice enough to give me occasional lifts back from Berkeley and who gently suggested that I lighten the fuck up.

At one point, I was in six book clubs just to keep my options open. While I did wake up in a few literary beds through blind clueless luck and some apparent appeal which I still remain largely in the dark about, it is safe to say that my efforts were mostly unsuccessful, though not as barren as they had been previously.

Now, for reasons probably having to do with Stanford’s proximity, Wallace Stegner was then very popular in the San Francisco Bay Area. And there was one book club I attended in the Outer Sunset where the title being discussed was The Spectator Bird. No problem. I had read it and discussed it before in another book club. On this second effort, there was a chestnut-haired twentysomething who I really liked and wanted to get to know better. The discussion went well and a number of the book club members riffed off what I had to say. Then I made some observation about Joe Allston’s feelings for the Countess being a bit overblown. Because every man had thoughts about other women. Was this really so adulterous?

But I apparently phrased these innocuous thoughts in a way that proved so tasteless that I was asked not to return to the book club.

I later learned that the woman I was trying to ask out for coffee was a family values type saving herself for marriage. There had clearly been no chance.

I took my folly out on Stegner, blaming him for my misfortunes and vowing never to read the man again.

* * *

It was the glint of cash that turned Stegner to fiction writing. During the Great Depression, he had just written his dissertation on the overlooked nineteenth-century naturalist Clarence Edward Dutton. He had come to Utah to teach and was making only $1,800 a year. His wife, Mary, was pregnant. And he saw an advertisement for a novelette contest from Little Brown. Like many of the misleading get rich quick schemes bulging from any issue of Writers Digest, Little Brown promised a $2,500 prize. But Stegner was a stubborn man of will. He sat down and wrote the presciently titled Remembering Laughter, which won the prize and was published in 1937.

There was more teaching and a series of insubstantial novels, until Stegner turned to his own life for material in his 1943 novel, The Big Rock Candy Mountain, and found some success. Still, it was nonfiction’s hard objectivity which guided Stegner during these years like a maritime man following Oléron. While he turned out a steady stream of dependable short stories, he was a late bloomer when it came to the novel’s fatter form. It took the introduction of Joe Allston in 1967’s All the Little Live Things for Stegner to perfect his character model of an older man who enjoyed bitching about the flower children living it up just outside the edge of his damn lawn. Allston was Stegner’s first use of the first person, and the character would pop up again in The Spectator Bird, spawning untold frustration for at least one young punkass a few decades later.

Between Little Live Things and The Spectator Bird, Stegner wrote what is arguably his masterpiece. Lyman Ward, a historian whose legs are amputated, serves this time as Stegner’s first-person coot, and has much to say about the spirit of free thought and free love going down just outside his home (and in a nice twist, Stegner has “the sounds carry up the bare stairs,” suggesting that any vocal intercession from youthful ruffians, which include his son Rodman, are inescapable):

What kind of a loony bin have they got down there in Berkeley, anyway? What kind of a fellow is it that will let his wife support him for two years, living around in those pigpen places, everybody scrambled in together?

Stegner derided “the antihistorical pose of the young,” yet it’s worth pointing out that he did participate in the Vietnam War marches. But when the protests turned violent, he stopped, steeping his crankiness in old school values. History served as the apparent distinction between Stegner and these young muckrakers, and it also served to make Lyman Ward far more than a cantankerous chronicler.

Angle‘s other great inspiration came from the history books. Stegner discovered Mary Hallock Foote while combing through magazines and journals for a chapter he was commissioned to write for the Literary History of the United States. He researched her, uncovered her sketches and writings, republished one of her stories in an anthology, and began teaching her at Stanford. Foote was obscure enough at the time for Stegner to be pretty much the only guy singing her praises. And as it so happened, Foote’s granddaughter happened to be living in Grass Valley.

With the help of Stegner’s student, George McMurray, there were efforts to get Foote’s papers into the Stanford library. The Foote famiily gave them to Stegner, with the apparent pledge that Stegner would publish these and provide typed transcriptions. Ten years passed. There was no traction. Then sometime during the mid-1960s, Stegner decided to take these letters cross-country to his summer home.

He had his mind on a contemporary novel. But the letters nagged at him. So Foote transformed into Susan Burling Ward, who became Lyman Ward’s grandmother. Both the real woman and Stegner’s creation were illustrators and short story writers, with their creative labor in constant demand from the editors of the day. But they were similar in other uncanny ways.

For Stegner had befriended Janet Micoleau, Foote’s granddaughter. Micoleau wanted to see her forgotten grandmother revived and apparently gave Stegner permission to use the papers in any way he desired. Micoeau’s sister, Evelyn Foote Gardiner, was stunned when the letters appeared nearly verbatim in Angle of Repose. Roughly a tenth of the novel includes these letters, opening up a debate over whether or not Stegner was a plagiarist.

Stegner’s indiscretions certainly aren’t on the level of Q.R. Markham. Still, when one learns that Rodman Paul was going to publish a collection of Foote’s letters, Stegner’s response — a letter to Micoleau — does leave the moralist shaking head over Stegner’s swagger:

The question arises, must I now unravel all those little threads I have so painstakingly raveled together — the real with the fiction — and replace all truth with fiction?

If the great novelist here is so great, then why couldn’t Stegner get the reader to believe in the story without using history as a crutch? Does a novel predicated on deceit deserve a Pulitzer Prize and inclusion in the Modern Library canon? Or are all novelists inherently deceitful?

* * *

When I learned about the Foote controversy after reading Angle of Repose, I was surprised to find myself defending Stegner. I might have grabbed the pitchfork if Stegner had plucked the text from one of his contemporaries and attempted to pass it off as his own, but surely some statute of limitations kicks in after a hundred years. Would Foote have received as much attention if Stegner hadn’t written this novel? Since books have a tendency to fall so rapidly out of print, isn’t one method to ensure their long-term survival this type of revitalization?

What’s especially interesting to me is that while Stegner sees no problem being promiscuous with text, his historian hero is intriguingly prudish when it comes to being blunt about what went down with his ancestors:

It happens that I despise that locution “having sex,” which describes something a good deal more mechanical than making love and a good deal less fun than fucking. Also I don’t think anybody’s sex life, Grandmother’s included, very funny, unless you mean funny-peculiar, and Shelly didn’t mean that. She meant funny ha-ha, funny-hypocritical, funny-absurd. I had imagined that Leadville love scene, exceeding my license as a historian, because I felt just then she was fighting against her ingrown gentility and snobbery, ashamed of herself for having been ashamed of her husband, and making contrite and affectionate amends. I had meant that scene to be tender. I meant it to clear away, at least for the time, all the cobwebs. I wanted it to shine the windows and polish the tarnished feelings like a good spring house-cleaning. Which I have known a good love scene to do.

Why on earth did I let some irrational association prevent me from reading Stegner? It’s abundantly clear that he (or rather Lyman) had greater sexual issues to work out on the page.

I forgot to mention Oliver Ward (based on Foote’s husband, Arthur De Wint Foote), who is surely one of the more fascinating entrepreneurial failures in American fiction. Oliver is a man of principle (“I’m an engineer, not a capitalist.”), and this gets in the way of a lucrative scheme to make hydraulic cement that he refuses to act upon. His perpetual failure to mind the store causes him to lose a vital claim that he’s worked much of his life for. And it also makes him embarrassingly passive when he cannot stand up for himself when his hotel reservation is taken away from him and his wife on the way to Leadville, and he is reduced to repeatedly stammering “I’m sorry” when they are forced to hole up in a boardinghouse.

What’s astonishing is how Susan sticks with this man despite his repeat failures — especially when another man, Frank Sargent, Oliver’s most trusted friend, wastes most of his life to be close to her. Do her constant letters to her dear friend Augusta keep her together? Or is there something else that she (or Lyman) is not telling us? She’s hopeful in Santa Cruz (“But Oliver, if thee can make it work, I’d be willing to stay here ten years.”), says “I want this trip to go on being perfect” in Mexico, and is dedicated to her work and family throughout. But when Oliver takes to drink, she asks “Are you even sorry? Are you even ashamed?” and it takes him a good long while to respond. And in light of the terrible fate that Pricey, an Emerson-quoting Englishman who is close with the Wards, suffers, one can’t help but wonder whether Oliver is merely the same man from another angle.

In a time when many married men who have dropped out of the job market or settled for lower stations because the Great Recession has left no place for them, Stegner’s depiction of thwarted masculinity is strangely contemporary.

On the other hand, we have to keep reminding ourselves that this is Lyman Ward’s view of history, not necessarily the full truth of this marriage. If Lyman is so sure that he knows what a good love scene can do, then why is he so opaque about what may have happened between Susan and Frank? If Lyman Ward has any shot of being a bigger man than his grandfather, then why can’t he man up and confront his own failed marriage? That pivotal vantage point within Stegner’s title can apply to just about everything. And if any deep soul is doomed to fight gravity, does this not, in some sense, justify Stegner’s use of the Foote letters? Would not another author or another character have created an entirely different yet equally complex heap of willful obfuscation? Is Angle of Repose the truest expression of Stegner’s character? And if so, should we cut him some slack?

I can ask these questions with confidence. Because I know that the book club story I offered at the beginning is hiding quite a bit that I’m not going to tell you. I have purposefully kept some details nubilous because the mythology, imperfect and imprecise as it is, is mine. If we tell each other stories to live, then do we not also live to tell stories?

Next Up: Saul Bellow’s The Adventures of Augie March!

A Bend in the River (Modern Library #83)

(This is the eighteenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: The Death of the Heart)

There are so many unpardonable cruelties collected in Patrick French’s gripping (and authorized!) biography, The World Is What It Is, that it’s difficult to know where to start in condemning V.S. Naipaul’s boorish behavior, while also praising his prowess on the page. And yet I can’t quite do that either. I’ve read A Bend in the River twice, and I have to conclude that the book’s pat pronouncements about colonialism, even with the adept take on self-deception and willful naïveté, aren’t especially staggering. By the time the shopkeeper Salim shows his colleague Indar around the African town where he lives and reveals how little he knows (“All the key points of the town I knew could be shown in a couple of hours, as I discovered when I drove him around later that morning”), it was abundantly clear to me that he would never know.

Perhaps the mid-career rise of Naipaul’s rep was all in the timing. French suggests that “[a] rising disillusion with the post-colonial project in many countries lead to Vidia being projected as the voice of truth, the scourge who by virtue of his ethnicity and his intellect could see things that others were seeking to disguise.” But Naipaul does deserve props for depicting how a revolutionary leader (referred to as “the Big Man”), even after the aloof establishment of a McDonald’s-like Bigburger restaurant and a dubious university, steers an unnamed African nation to the same scorched earth which existed before. And this, along with a sad and desperate historian named Raymond and the many ruined monuments seen from previous regimes, makes Bend a rock-hard reading experience for the strident geopolitical junkie. (When I first read Bend, I had this image of Wolf Blitzer shouting aloud passages on CNN, demanding reader responses from Romney and Santorum. I did my best to shake off this terrifying vision of the dreaded bearded bloviator. But my imagination revolted. Because not long after this, I had a weird dream where Blitzer kidnapped me and ordered me to burn all books aside from Naipaul. Blitzer then set himself on fire and began laughing like a psychotic, refusing to let me extinguish the conflagration. And I woke up. This may explain, in part, why it’s taken me many weeks to get to this essay.)

The Andrew Seal types will tell you that the novel’s appeal involves how Naipaul has demonstrated how order is not necessarily in opposition to complexity. And the academic Fawzia Mustafa has rightly suggested that Bend is very much about how one’s relationship to Africa is determined through a misread. (Miscerique probat populus et feodera jungi, a commemorative plague at the dock, is deliberately misread throughout the book.)

But this still doesn’t make up for Naipaul short-changing the African people, who are little more than crude caricatures serving this allegorical exercise. There are marchandes like Zabeth, who pick up supplies from Salim’s store and have “a special smell” that is “strong and unpleasant.” There is the houseboy Ildephonse, who becomes an ad hoc restaurant manager who turns “vacant” when his bosses leave. This leads Salim to conclude:

I noticed this alteration in the African staff in other places as well. It made you feel that while they did their jobs in their various glossy settings, they were only acting for the people who employed them; that the job itself was meaningless to them; and that they had the gift — when they were left alone, and had no one to act for — of separating themselves in spirit from their setting, their job, their uniform.

Granted, the matryoshka-like idea here is that Salim, the Indian émigré who has set up shop and plays squash at the Hellenic Club and is often clueless about how much he is reviled by apparent pals and locals, is the imperialist mirror image to what he sees. The Africans — especially the family servant Metty (nicknamed this because of his interracial background) — develop sentiments that Salim refuses to see. Even outright revolution is beyond his scope. There’s one stirring moment in which Salim visits a school with Indar and is challenged by a student: “Would the honourable visitor state whether he feels that Africans have been depersonalized by Christianity?” Yet Salim refuses to ken these kernels of discontent, later remarking, “I thought how far we had both come, to talk about Africa like this.”

So Naipaul’s novel made for a frustrating experience. On one hand, he wants to expose Salim’s inherent hypocrisy and nastiness. But I have good reason to believe that Naipaul himself embraces it, which is probably why this ugliness smoulders off the page. So while I can admire Naipual’s hard-hitting imagery (“smooth white lips of bread over mangled black tongues of meat”) and his knack for myopic maxims (“We make ourselves according to the ideas of our possibilities” and “The airplane is faster than the heart”), I’d be lying if I didn’t say that I’ve been eagerly anticipating a reading life without Naipaul. (Not quite. Like a Romero zombie, A House for Mr. Biswas is on the Modern Library list at #72.)

A Bend in the River isn’t a bad book. It isn’t as overrated or as desperate to please as Midnight’s Children.* But I don’t think I would call it a classic. While one should take care to separate the author from his work, I have learned that Naipaul has largely drawn from his life. (Indeed, if you read French’s book, it can be handily argued that “V.S. Naipaul” is Naipaul’s favorite subject.) I’ve really wanted to understand why so many people would refuse to question such a flagrant sociopath. Naipaul is a good writer, but he’s certainly not great if we stack the smug scamp against Conrad, Doris Lessing, Chinua Achebe, or Ngũgĩ wa Thiong’o. All could easily clean Naipaul’s clock.

How has Naipaul mined from his life? One monstrous moment bubbles to the brim. Here’s Naipaul writing his mother in 1956, remarking upon a fellow boat passenger:

Poor thing, she was so frightened at the thought of travelling alone for the first time out of Trinidad at the age of thirty-five. She palled up with me and begged me in case of any alarm or trouble to come and look after her. The red nigger woman is really delightfully simple. You know, in ships, the chairs and tables are all chained to the floor to prevent them from rolling about the place when the sea gets rough. I told the woman that the tables and chairs were chained to prevent people stealing them. And, she believed it. ‘Eh, eh,’ she said, “But look at that, eh.” And again: passengers in different parts of the ship are assigned to different lifeboats (there are 6 on the Golfito). I told her that she had to find out which lifeboat was hers because, in case of any trouble, they were not going to let her get into any old lifeboat. In fact, if they found her in the wrong boat they were going to throw her into the sea. It was, I told her, the origins of the phrase ‘to be in the wrong boat.’

It is already mind-boggling enough to consider anyone who would practice such unmitigated spite towards a woman who was harming nobody. It is another thing altogether to boast about such baleful behavior to your own mother. Naipaul is clearly a man whose central pleasure involves terrorizing any figures “who are nothing” or “who allow themselves to become nothing,” to invoke, as French has with his biography title, A Bend in the River‘s famous opening.

As we read Bend, we learn that the writer and his antihero aren’t terribly different. Here’s Salim responding to poor Ferdinand, when the latter expresses a desire to find a better life studying in America:

I said, “Why should I send you to America? Why should I spend money on you?”

He had nothing to say. After the desperation and the trip through the rain, the whole thing might just have been another attempt at conversation.

Was it only his simplicity? I felt my temper rising — the rain and the lightning and the unnatural darkness of the afternoon had something to do with that.

I said, “Why do you think I have obligations to you? What have you done for me?”

The same question might likewise be addressed to the vile Vidia.

* * *

“I love you because you are so mean,” wrote Eve Babitz to Naipaul shortly after Bend‘s publication. But why should we celebrate an author who offers little more than meanness in life and in art? I ponder the type of blindsided reader who would only pine for the negative. Because it sure as hell isn’t me. Sure, I may have been seduced by Elizabeth Bowen’s brand of cruelty in the last installment, but there was enough carefully orchestrated character flinging to keep me intrigued. With Naipaul, the prose was often so slick that I felt my soul being clogged up by a BP-sized oil spill. I haven’t even brought up the unintentionally hilarious affair with Yvette, which is so rooted in preposterous male fantasy that one wonders if Vidia has ever understood women. (This is the same man who has the audacity to claim that women cannot write.)

“Carrying on” may help you negotiate the frontier, but that passive place doesn’t help you connect with other people or overcome your assumptions. That’s certainly Naipaul’s point. Yet I came away from this novel thinking that Naipaul was just as much monstrum horrendum, informe, ingens, cui lumen ademptum as his characters.

* — And since I’m being a little hard on Rushdie, in the interest of balance, I should probably relate this remarkably insensitive Naipaul anecdote. Naipaul has remained so committed to steely misanthropy that he refused to sign a petition supporting Salman Rushdie after Khomeini issued his fatwa, adding (according to the French bio), “I don’t know his books, but I’ve been aware of his statements. I found them usually left-wing and trivial and antiquated.” And he didn’t stop there. Naipaul would call the fatwa “an extreme form of literary criticism.” It’s one thing to dislike Rushdie’s books. It’s another thing to employ one’s literary sensibilities as justification for murder.

Next Up: Wallace Stegner’s Angle of Repose!

The Death of the Heart (Modern Library #84)

(This is the seventeenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Lord Jim)

“I won’t ruin it for you,” emailed my fellow Modern Library reader Steve, “but so far, that’s the 2nd worst book I’ve read for this project.” And while I was corralling my thoughts and feelings after finishing the latest tome for a project which I now realize (nearly one year after the gauntlet cleaved my happy little picnic table) will take me five to six years, I noticed that Devon S., another trusted Modern Library adventurer, served up only a soupçon more hope: “I don’t know how to judge my indifference to this book. Sometimes books are like calf leather gloves in August: sumptuous wonders of of craftsmanship and texture that we’d appreciate if only we weren’t too tired, too harried, too dull, too careless, too immature, too hot, at that moment.” Maybe so. But when the Brooklyn nights outside are 13 degrees and you’re still wondering why two stuffy high society types (one reappears very sparingly throughout the rest of the book) have chosen the “bronze cold of January” with its shivering swans, of all places, to dish dirt during the oddly loquacious opening of Elizabeth Bowen’s The Death of the Heart, calf leather gloves in August feel as distant as last year’s milk. What the good Lydia Kiesling will have to say about Bowen is anyone’s guess.

Death is a novel quite at odds with a reader’s expectations, which is very much to its credit. Here is a book so blithe about its splenetic revelations that a cigarette lighter illuminates a telltale betrayal in the dark of a movie theater, the moment as casual as a chicken’s throat getting sliced on an abattoir assembly line. Yet even with the flashy reveal of a 20th century habit’s fire, Bowen is fixated on the “taut blond silk” of a character’s calf and fingers keeping up “a kneading movement.” If you’re thinking Bowen’s characters come off as positional objects more clay than flesh, then you’re catching on quick. At times, Death reads as if Bowen blossomed her bulb when describing a dining room’s “sideboards like catafalques” or characters who sit “with pencil poised, preparing to make disdainful marks” rather than with internal emotion. Yet even with Death‘s weird fixations on crudely general and somewhat ridiculous maxims (“There are moments when it becomes frightening to realize that you are not, in fact, alone in the world — or at least, alone in the world with one other person”) and carefree racism (“Matchett, who was as strong as a nigger”), I’d be hard-pressed to deny Bowen’s voice. In chronicling the numerous cruelties heaped upon the sixteen-year-old orphan Portia by servants and gentry alike, Bowen commits herself to an unremitting ugliness in a way rarely seen these days outside of a private party hosted by Roger Ailes.

Last year, The Rumpus‘s Charlotte Freeman described how she admired the way in which Bowen refused to save any of her characters. She asked, “Could one publish such a book now? A book in which no one is healed, in which everyone is, in fact, injured by contact with another?” Perhaps the real question to ask is this: Can a sanguine type of any stripe read such a book now? Joanthan Yardley suggested, in his fulsome praise for Death, that “[a] certain measure of experience, of exposure to life’s cruelties and compromises, is necessary for a full grasp of it.” Spoken like an unadventurous pessimist. Yet I didn’t detest the book like Steve, nor did I feel Devon’s indifference. I think there’s some credence to the idea that time and reference was Bowen’s real game with Death. Maybe Death, like many interesting books, is a Rorschach test. And if that is the case, the place to start surely is the reader’s temperament.

I’m not the type who flits through life without kenning that humans can be cruel (and I have had more than my share of this), but my approach is to be cheerful, protectively acerbic if need be. I’d rather believe that everyone — even the scabrous souls who make existence miserable, often without knowing it — has the power to be kind and decent. My earnestness may seem out of place in New York, but this is a city with a population who performs many quiet favors to strangers. And I’ve lived close to four decades with the good apples far outshining those rotten to the core. As Tracy says at the end of Manhattan, “Not everybody gets corrupted. You have to have a little faith in people.” Sensible advice. My disappointment rumbles when people choose to be mean and avaricious and subpar, especially when they do so without any corresponding set of virtues or they are driven by callow opportunism or stomp on other people on the way up or deliberately set out to destroy something dear to a decent person who isn’t doing any harm. Which is not to suggest that I haven’t sinned or that my own sense of what’s right may be another person’s wrong. (And any opportunistic pixie who props herself up as “fair and empathetic” without copping to the possibility that she may be more than a bit hypocritical in blind spots is not to be trusted. Idealogues come in several forms.) I’m not against healthy skepticism or getting revenge (although it’s better to stick with good deeds, when possible), but the idea of swallowing the bitter pill before seeking any delight, or assuming that people are driven first and foremost by malice, strikes me as a needlessly melancholy way to live.

And yet, on the page and from Bowen’s pen, these selfsame qualities are strangely alluring! So if you have a particular type of titivating heart, you may be confused by Elizabeth Bowen. I may protest Bowen’s worldview (and, after listening to this sour lecture broadcast in 1956*, I don’t think I’d want to know her), but I’m fascinated by how she could think this way. Sixteen-year-old Portia has no parents. The only family members she has to turn to are Thomas Quayne, her half-brother some two decades older, and his wife Anna, who is clinging to lingering youth in crueler, pre-Botox days. (She’s so inveterate that she finds Portia’s diary and reads it. One of Death‘s more brutal subtleties is that nearly all of Portia’s private thoughts are read by other characters. Is this Bowen’s way of scolding the reader?) Thomas and Anna send Portia away to a small town — allegedly “by the sea,” but of course not at all — so that they can have their vacation. Even if one accounts for the fact that Thomas works in advertising and has this tendency to stare at nothing “with a concentration of boredom and lassitude,” one ponders why wanton neglect would be the natural state. Yet as Bowen pushes Portia into a bigger mess — with various letters and diary entries spelling further hints of Portia’s despair; no accident that I thought of Jack Womack’s excellent and needlessly neglected novel, Random Acts of Senseless Violence, while reading these parts (Womack was kind enough to respond to my connective enthusiasm on Twitter) — it’s almost as if Bowen’s pushing the limits of how vicious she can be (which is, as it turns out, sometimes more sadistic than Evelyn Waugh). I haven’t even mentioned the disgracefully rakish 23-year-old Eddie, who not only leads Portia into sham chivalric romance, but doesn’t even know how to smooth things over, much less apologize, when he bungles things up. One of the novel’s high points is Eddie hitting the resort town where Portia is staying and causing a cringe comedy disaster that I cannot in good conscience spoil.

There’s some truth to the notion that Elizabeth Bowen may very well be the missing link between Virginia Woolf’s stream-of-consciousness and Iris Murdoch’s masterful fusing of behavioral study and philosophy. Yet as I’ve intimated above, Bowen can be curiously dictatorial and objectifying with her interior monologues:

She was disturbed, and at the same time exhilarated, like a young tree tugged all ways in a vortex of wind. The force of Eddie’s behaviour whirled her free in a hundred puzzling humiliations, of her hundred failures to take the ordinary cue. She could meet the demands he made with the natural genius of the friend and lover. The impetus under which he seemed to move made life fall, round him and her, into a new poetic order at once. Any kind of policy in the region of feeling would have been fatal in any lover of his — you had to yield to the wind. Portia’s unpreparedness, her lack of policy — which had made Windsor Terrace, for her, the court of an incomprehensible law — with Eddie stood her in good stead. She had no point to stick to, nothing to unlearn. She had been born docile. The momentarily anxious glances she cast him had only zeal behind them, no crucial personality.

A “young tree tugged all ways in a vortex of wind” sounds like an engineer maneuvering object-oriented data into a massively multiplayer video game universe. And it’s interesting how Bowen shifts from a simile into an entirely different metaphor (“whirled her free in a hundred puzzling humiliations”) before riding with geographic imagery (“the region of feeling,” “No point to stick to”) and concluding this section with highly general and irreversible conditions (“nothing to unlearn,” “born docile,” “only zeal behind them,” “no crucial personality”). While this language certainly mimics a teenage girl’s confused feelings very well, this deliberately incoherent poetic effect (the “new poetic order,” if you will) pushed me away from Portia as I wanted to relate to her. I could admire the language from an external vantage point, but I kept wondering what might have happened if Bowen had dared to give us more of Portia’s heart. Was I meant to read this book much as the young students in the photo above gaze at Bowen? Let me finish my Gauloise, my young pretties, or I shall send you to Samoa to be cooked in a white wine sauce by the cannibals! Fair for the reader or not, nevertheless, I was engaged enough with this novel to want to read more Bowen (still, given the choice, I would rather read more Iris Murdoch). I don’t think I would call The Death of the Heart a masterpiece, but it was good to find a book with a new hook to take me both outside and inside my zone. I never thought the Modern Library would have me affirming certain pockets of sanguinity.

* — Despite Bowen’s grating voice, which is so off-putting that I was compelled to open a window and happily stick my head into the frigid winter air about five minutes in before returning to the last six minutes, the lecture is still quite interesting in what it reveals about Bowen’s methods. She refers to self-conscious expression offered in lieu of description as “character analysis” and has this to say: “Two things may be remarked about the stream of consciousness as a showing of character. It does take time and it deals almost always with prosaic experience. Scenes are reacted to in a highly individual way. I don’t know whether we should ever have, for instance, a stream of consciousness novel about somebody scaling Everest. Because the scaling of Everest is quite exciting enough in itself. In the ordinary stream of consciousness, the excitement, the sense of crisis, resides in the personality. And all the other characters in the novel are likely to be very slightly out of focus.” These sentiments make me want to reach for John D’Agata, Nicholson Baker, Daniel Clowes, or Yannick Murphy and howl to the heavens. Why wouldn’t a mountain climber’s interior monologue be as exciting as the action? And yet I can’t help but marvel over Bowen championing the stylistic dialogue of Henry Green and Ivy Compton-Burnett, whereby there is often no distinction between characters, as a quality which might be altering the form of the novel itself!

Next Up: V.S. Naipaul’s A Bend in the River!

Lord Jim (Modern Library #85)

(This is the sixteenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Ragtime)

Much like today’s tawdry Hollywood movies, Lord Jim was based on a true story — back in the days when it actually meant something. On August 7, 1880, a ship called the Jeddah, on its way from Singapore to Arabia and carrying 950 Muslim pilgrims, had an accident. The British officers abandoned the ship near Cape Gardafui. But the Jeddah did not sink. Captain Clark was on his way out of the British Consulate when another captain reported that the Jeddah had been salvaged and towed. Clark got off lightly. His certificate was stripped for three years. But the Jeddah‘s first mate, Augustine Podmore Williams, received a harsher sentence.

This tale of lost honor and irresponsible officials eluding their duties so captivated Conrad’s imagination that he began drafting a short story in a thick album bound in leather that had belonged to his grandmother. The Jeddah became the Patna. (And the Patna would show at the end of Alien 3, lest you thought that film franchise was solely Nostromo.) Zdzislaw Najder’s very large biography, Joseph Conrad: A Chronicle, informs us that Conrad kept tabs on his word count in the margins. Serializing the yarn in a magazine was the idea, and his labor on the Lord Jim prototype intersected with the completion of “Youth” — a story that also featured the well-known Charles Marlow. Yet at this stage in the Lord Jim writing, Marlow hadn’t yet found his loquacious entry point. What Conrad would not know is that Marlow would become as ubiquitous in his work as the creepy adjusters you see in today’s subdivisions who show up minutes after a fire to stake out a husked out building. While Marlow may not have been driven by the adjuster’s compulsion to itemize and sweep in, he did share the common trait of being a remarkably patient listener to a tragic tale.

After some early starts, there was a six month break. Around this time, Conrad was also at work on Heart of Darkness (yet another deck for Marlow to walk on), which appeared in three parts in Blackwood’s Magazine (and which will be discussed in a future Modern Library installment). Factor in an especially vituperative article from Eliza Orzeskowa (“The Emigration of Talent”) that accused Conrad of deserting the Polish homeland and diminishing his talents and one gets the sense that Conrad wasn’t exactly doing the happy dance around 1899.

Conrad had to go sailing on a boat (La Reine) he had purchased with his pal Stephen Crane to unlock Lord Jim‘s secret: namely, the shift from omniscient narration to Marlow, who is arguably one of the most formidable ramblers in all of literature. (Indeed, there is a strange pleasures reading Lord Jim in the 21st century and contemplating the type of audience who would sit through such a protracted tale without offering a question or an interruption. I’ve done the math here, and Marlow’s tale is probably a lot longer than Christian Marclay’s The Clock. When you factor in our short attention span age, the time investment and patience is tenfold more remarkable. Today, I have no doubt that people would be live-tweeting Marlow or checking their BlackBerries. And we haven’t even discussed bathroom breaks.) Conrad’s “long short story” of 20,000 words eventually expanded to six times the calculated length. This didn’t stop him from additional dips into continuous partial attention. He even collaborated with Ford Madox Ford on The Inheritors in early 1900.

In addition to bracing the pressure of Blackwood’s serializing Lord Jim, Conrad also faced the death of his BFF GFW Hope’s seventeen-year-old son on the high seas (with some evidence of a covered up sexual assault, thus accounting for the book’s dedication), and, like many writers then and since, tremendous financial uncertainty. The plan had been for “Tuan Jim: A Sketch” to be part of a collection, but this idea became spottier as the story mushroomed.

One can offer the theory (and biographer Jeffrey Meyers certainly has*) that Conrad needed to be oblivious to keep up with the time-consuming nature of novel writing, claiming to be just about finished when there was still a good deal of work that needed to be done. Yet Conrad plowed forward, fighting off bronchitis, malaria, and even gout. Indeed, if one isn’t humbled by the fact that Conrad wrote this sweeping masterpiece in his third learned language, there’s the impressive manner in which Conrad doggedly used a paperweight to keep down his sheets while working with an inflamed wrist.

Conrad’s grief over his good friend Crane’s untimely death on June 5, 1900 made its way into Lord Jim‘s last ten chapters. And given how these heavy feelings fueled such a heavy book, there is little doubt that Conrad had reached a point where he wanted to be done with Lord Jim, as he was to remark in a July 20, 1900 letter to John Galsworthy:

The end of L.J. has been pulled off with a steady drag of 21 hours. I sent wife and child out of the house (to London) and sat down at 9 am, with a desperate resolve to be done with it. Now and then I took a walk round the house out at one door in at the other. Ten-minute meals. A great hush. Cigarette ends growing into a mound similar to a cairn over a dead hero. Moon rose over the barn looked in at the window and climbed out of sight. Dawn broke, brightened. I put the lamp out and went on, with the morning breeze blowing the sheets of MS all over the room. Sun rose. I wrote the last word and went to the dining room. Six o’clock. I shared a piece of cold chicken with Escamillo [Conrad’s dog, named after Carmen] (who was very miserable and in want of sympathy having missed the child dreadfully all day). Felt very well only sleepy; had a bath at seven and at 8:30 was on my way to London.

The thing that gets me is how Conrad felt the need to punctuate the end of his industry with a cold piece of chicken. But Conrad would initially dismiss Lord Jim as “a lump of clay.” While Lord Jim was to be favorably received, it wasn’t exactly a blockbuster. The first batch of 2,100 copies sold out in two months. The next printing of 1,050 copies took four years. Some reviewers complained. Many raved. Henry James sent Conrad a letter of congratulations.

* * *

If I am to be truthful here, I must confess that I had to start Lord Jim a second time before I really got into Jim’s woeful adventures from Patna to Patusan. My first reading attempt pushed me to the 200 page mark, but I zoned out, Conrad’s paragraphs washing over my eyes like imposing ebbtides. At first I feared that Conrad, whose Heart of Darkness I had loved so much in high school, did for me what Thomas Pynchon does for other people when they resent not being able to finish Gravity’s Rainbow. But when I put aside some professional obligations and realized that Lord Jim required my total attentions, I found myself stirred and fascinated by Jim’s remarkable obstinacy, his failure to shake off the shame from the bulkhead accident and move on. Here’s a guy who skips town anytime some stranger brings up the Patna incident. You almost want him to go all Dustin Hoffman (as opposed to James Marsden) in Straw Dogs rather than sit there passively while others deface his honor. Jim would never be able to get away with these chicken sprints in the age of Google.

Other characters tolerate this curious strain of romantic heroism. Poor Marlow, who you figure should know better, gets Jim a gig in the most munificent manner possible, pointing out to the troubled young hipster (sorry, but I can’t help but think of emo layabouts when imagining Jim in my mind’s eye) just how much he’s put his ass on the line:

“Look at the letter I want you to take. I am writing to a man of whom I’ve never asked a favour, and I am writing about you in terms that one only ventures to use when speaking of an intimate friend. I make myself unreservedly responsible for you. That’s what I am doing. And really if you will only reflect a little what that means…”

Jim gets the gig, offering a jolly “Jove!” in response to this generosity. (It’s worth noting that Jim is very big on “Jove!” I’m guessing that “Jove!” was the “Fuck yeah!” of its day.** And, on second thought, I don’t blame Marlow too much. If I was in the company of an exuberant lad who liked to yell “Jove!” all the time, I’d probably buy him a few beers with the remaining shekels in my reticule.) But he blows the job (and costs the man his business) when the second engineer of the Patna shows up. “I couldn’t stand the familiarity of the little beast,” writes Jim back to Marlow.

But given how Conrad offers us so many eccentric characters of the sea, is Jim’s bitching really called for? Especially when Jim’s stolid near Bartleby-like temperament causes people he knows to die after Stein appoints Jim as manager of his trading post in Patusan. We see any number of idiosyncratic types throughout Lord Jim: the German skipper who demands liquor by the light of the Patna‘s binnacle, the captain who is part of the Patna investigation and suicidally throws himself overboard as though “he had suddenly perceived the gates of the other world flung open wide for his reception,” Marlow’s brief chief mate Selvin who, upon not receiving a letter from his wife, “would go quite distracted with rage and jealousy, lose all grip on the work, quarrel with all hands, and either weep in his cabin or develop such a ferocity of temper as all but drove the crew to the verge of mutiny,” the butterfly-collecting merchant Stein, and the monstrous buccaneer Gentleman Brown who forces Jim’s hand in Patusan. Given his close proximity to goofballs and mountebanks, one would think that Jim would have something bigger on his mind than his own fragile ego.

If Jim is considered “a solitary man confronted by his fate,” then it interesting how he attempts to reconcile his honor with Cornelius, the “unspeakable” man embezzling and appropriating from Stein whom Jim replaces in Patusan. Cornelius treats his station and his girl quite unwell. But can we commend Jim for trying to be civil with Cornelius when he asks if he is unwell? Perhaps. But doesn’t Cornelius, for all of his odious qualities, carry some slim honor? Sure, the man has bamboozled Stein. He’s clearly stealing more than a few office supplies. But there’s something equally absurd to Jim in the way Cornelius offers to smuggle Jim out through the river for a mere eighty dollars. Cornelius certainly has a point when he declares to Marlow, “What did Mr. Stein mean sending a boy like that to talk big to an old servant? I was ready to save him for eighty dollars. Only eighty dollars. Why didn’t the fool go? Was I to get stabbed myself for the sake of a stranger?”

In light of the “Look at that wretched cur” farcical business at the Patna inquiry, whereby Marlow remarks on a weaving yellow dog and the oversensitive Jim believes that Marlow is talking shit about him, what makes Cornelius’s griping about sacrifice any less ignoble than Jim’s? And in disseminating Jim’s tale of dishonor to unknown listeners in the shadows, isn’t Marlow also sullying Jim’s honor? Certainly not in our eyes, if we look upon the tale from the outside. But Jim would most certainly think so, if he knew the full extent of Marlow’s goodnatured gossiping. We also have no idea how reliable Marlow is — especially since we are getting boatloads of hearsay. In fact, only “one privileged man” gets to hear the final word of the story, which is mostly second-hand from a fairly unreliable source.

Perhaps as Marlow says, the problem resides in the externals:

The conquest of love, honour, men’s confidence — the pride of it, the power of it, are fit materials for a heroic tale; only our minds are struck by the externals of such a success, and to Jim’s success there were no externals.

* — You may have observed that I haven’t really probed into Joseph Conrad’s bad behavior in this Modern Library installment. Given that there are three more Conrad volumes on the list, I’m thinking I’ll probably be addressing Conrad’s boorishness at some future point. However, since we’re on the subject, I feel compelled to point out that, should you check out Jeffrey Meyers’s Joseph Conrad: A Biography from the Mid-Manhattan branch of the New York Public Library, you will find this amusing marginalia on Page 187 suitably illustrating the author vs. work predicament:

Annotator 1: Ingrate! mistreats his wife I am trying to find something beneficial
Annotator 2: His writing!

Annotator 1: Constantly borrowing money
Annotator 2: So what?

** — Aside from “Jove,” “tumult” is another word Conrad is quite fond of — for abundantly clear reasons. I am also highly inclined to devise some Brooklyn answer to “tiffin” that I can work into my life and vernacular.

Next Up: Elizabeth Bowen’s The Death of the Heart!

Ragtime (Modern Library #86)

(This is the fifteenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: The Old Wives’ Tale)

In 1975, the New York Times‘s Christopher Lehmann-Haupt initiated his review with this typically hyperbolic sentence: “E. L. Doctorow’s ‘Ragtime’ is a highly original experiment in historical fiction.” Unfortunately, because Lehmann-Haupt possessed middling erudition, he could not ken that Doctorow had, in fact, ripped off Heinrich von Kleist for his novel’s most memorable character.

In a 1978 interview with Jared Lubarsky, Doctorow declared, “I realized as I went along that the model for this book, in terms of its narrative distance, was the chronicle fiction of the German master Heinrich von Kleist. His novella ‘Michael Kohlhaas’ was very much in my mind when I found the black man Coalhouse Walker, driving up the hill in his Ford.” In 1983, Doctorow was somewhat more honest about his carjacking with the notably sharper Larry McCaffery:

Several years ago my wife related a true story she’d heard about a housemaid in our neighborhood who bore a child and then buried it in a garden. I knew when I heard this I’d use it someday. I found myself using it in Ragtime, where I never knew in advance what was going to happen. Suddenly there was Mother discovering the little brown newborn in the flower bed. There was Sarah coming to live in the house with this baby. Obviously, she would have tried to kill the child only from overwhelming despair or sense of betrayal. So there had to be a father. I had introduced Houdini driving up Broadview Avenue. He came along in his shining Ford, an older man, and he said, “I’m looking for a young woman of color.” Where had he been? I decided he was a musician, a man who lived on the road, going where he found work. Now he was back to make amends. He starts to court Sarah and when she refuses to see him, he plays the piano for the family in their parlor. And that’s how I found the central image of the book. Then I began to think about the implications of a black man owning his own car in the early 1900’s. I knew Sarah would forgive him and they would be reconciled. But that car: What would happen to that lovely car of his is what happened to Michael Kohlhaas’s horses. I had always wanted to rework the circumstances of Kleist’s story. I felt the premise was obviously relevant, appropriate — the idea of a man who cannot find justice from a society that claims to be just. So there it was — I’d finally found the use for that legend I’d hoped to find — but not until the moment I needed it.

Yet four years later, in a Yale Vernacular interview with Liesl Schillinger, Doctorow downplayed “reworking the circumstances” to being “very much inspired by Kleist.” And in a 1988 interview with Herwig Friedl and Dieter Schulz, Doctorow would identify his theft as “a quite deliberate hommage. You know, writers lift things from other writers all the time.” That same year, Doctorow would offer an altogether different defense to Winifred Farrant Bevilacqua: “somewhere along the line as I was writing Ragtime I realized I was writing chronicle-fiction with a certain mocking or ironic tone but nevertheless with the same distance with the characters that you find in chronicle-fiction, that is to say, a distance not as great as a historian, not as close as the post-Flaubertian novelist, but somewhere in the middle and maybe that’s why I remembered that I’d always wanted to use ‘Michael Kohlhass’ in some way, it was a story for me.” But by 1997, Doctorow (sounding more like Cory than Edgar) said to Michael Silverblatt, “The source of what you use finally doesn’t matter….The sources don’t matter as much as the act of composing.”

As The New York Observer noted on March 23, 1998, there was clearly more going on than composing. Doctorow had ripped off many key elements of “Kohlhaas.” Both Kohlhaas and Coalhouse are stopped by men who demand toll. Both figures seek a vigilante form of justice, enlisting men to their eventual deaths when denied proper recourse. Both feature the horse and the car returned in perfect condition. Doctorow’s Booker Washington fills in for Kleist’s Martin Luther. Both feature very specific imagery of significant others receiving a blow to the chest from a weapon (and, as the Observer points out with its citations, the passages from both narratives are quite similar).

But let us inform our good thief Edgar why the sources do matter. According to Broadway World, the 1998 Broadway adaptation of Ragtime grossed close to $80 million during its two year run. The 2009 Broadway revival of Ragtime, which featured a working Model T automobile (the very story element that Doctorow ripped off and altered for his use) as a dominant part of the set, grossed more than $5 million. Not bad for a musical that was budgeted at $11 million and faced declining revenue due to the recession. That’s an $85 million gross over a little more than a decade on a musical based on a novel that ripped off another narrative. If Doctorow can be compared to a robber baron (in Ragtime, he does seem strangely at home writing about JP Morgan and Henry Ford), it’s a remarkably barren robbery.

Doctorow would prove quite defensive and more than a bit smug when called on the carpet more directly. “I find it surprising that this is being brought up 22 years after the event,” he would tell the Observer, seemingly not seeing why a highly successful Broadway adaptation might shine a brighter Klieg on the Kleist pillaging. “I have a sense of a readership that is sophisticated and understands how literature works. There are others who may be naïve about that. And that naïveté is taught by example.”

* * *

But was the 1975 novel really all that sophisticated? I read Ragtime twice for this essay. While I enjoyed it slightly more on the second read, I had severe doubts about Doctorow respecting a readership who “understands how literature works.” Ragtime‘s parody of a junior high school textbook grew tedious. I do everything in my power to accept a book for what it is (Updike’s Rules for Reviewing and all), but I wanted to feel these figures rather than look upon them as one-dimensional. Even Harold Bloom, writing in an introduction for a 2004 study guide, confessed that Ragtime “is far from being Doctorow’s most eminent work.” Was Ragtime a second-rate Doctorow?

Nearly four decades after its publication, one of the book’s biggest surprises is how patronizing Doctorow is. Above all, Doctorow is driven by the need to repeat and explain, as if his readership is a simpering mass of small children, perhaps plagued by amnesia or an uncanny inability to look up a vaguely arcane word, that he must speak down to. We are introduced to “the famous architect Stanford White” in the first chapter. A mere two chapters later, Jacob Riis decides to “interview the eminent architect.” Two chapters after that, we encounter Mrs. Stuyvesant Fish, who is “throwing a commemorative ball in honor of her friend the late Stanford White, the architect of her home. He had designed her home in the style of a doge palace. A doge was the chief magistrate in the republic of Genoa or Venice.”

It’s regrettable that this generic repetition extends to generic and sometimes cartoonish character description. Of the great Booker T. Washington, we are offered this redundancy: “He was an orator and his voice was strong.” Of Houdini, Doctorow writes, “Pound for pound he was as strong as any man he had ever run up against.” That’s pulpish, but somewhat fair. So why then do we need to be explicitly reminded about this already established strength only two sentences later? “He was immensely muscular and agile and professionally courageous.”

Of a strike, Doctorow offers this homely description: “The bosses want you weak, therefore you have to be strong. The people who will help us today will need our help tomorrow.” The reader who flips the next page will read the page that comes after this one. E.L. Doctorow has written a masterpiece. He has written a masterpiece because the book is on the Modern Library list. The Modern Library list, which is still regarded highly by certain literary geeks, is one method of locating masterpieces. Autistic readers are most welcome. Insert your logical fallacy or your X=Y observation of choice here.

Doctorow’s doggerel is hardly confined to phrases or sentences. Here is the man attempting to mythologize American heft as Taft ascends to the White House:

All over the country men began to look at themselves. They were used to drinking great quantities of beer. They customarily devoured loaves of bread and ate prodigiously of the sausage meats of poured offal that lay on the lunch counters of the saloons. The august Pierpont Morgan would routinely consume seven- and eight-course dinners. He ate breakfasts of steak and chops, eggs, pancakes, broiled fish, rolls and butter, fresh fruit and cream. The consumption of food was a sacrament of success. A man who carried a great stomach before him was thought to be in his prime.

If this is deliberate comedy, then it becomes tedious by the third sentence and spoiled by the fifth sentence’s desperate laundry list retreat. If this is intended as literature, then the third sentence’s passive voice and eyesore adverb infringes upon lexical decency. If this is intended as wisdom, then the concluding homily is no different from a barfly’s botched wisdom.

There’s also something of a creepy misogyny running ragged through Ragtime. It’s there early on in the lurid manner with which Harry Thaw demands proof of his wife’s “devotion and it turned out nothing else would do but a fellatio.” But not long after we first meet Emma Goldman, Doctorow depicts Goldman giving Evelyn Nesbit a sensual massage with dimebag imagery: “Goldman rubbed the oil into her skin until her body found its own natural rosy white being and began to stir with self-perception.” Mother’s Younger Brother, who has been stalking Nesbit, bursts out of the closet mid-jerk, firing off “great filamented spurts of jism that traced the air like bullets and then settled slowly over Evelyn in her bed like fallng ticker tape.” As if this silly masturbatory fantasy isn’t enough, Evelyn is next seen taking Mother’s Younger Brother as her new lover. The reason? “It was characteristic of Evelyn that she could not resist someone who was strongly attracted to her.”

And it is characteristic of Doctorow that, with the possible exception of Mother (and even this is dubious, as I shall soon demonstrate), he cannot write about women without objectifying them. Mameh, wife to Tateh, is forced to let her landlord “have his way on a cutting table” and is never seen again. When Evelyn eventually leaves Mother’s Younger Brother, she is never heard from again. Why can’t these women be interesting or useful to the narrative outside of the boudoir? Sarah, lover to Coalhouse Walker, spends most of her time mute and sequestered from the family when Coalhouse arrives. We do see Sarah laughing not long after a fortuitous development, but her happiness flows “in the milk of her breasts.” When Sarah finally does speak, she is bludgeoned by thugs. (And, again, keep in mind that this one-dimensional character is Doctorow’s appropriation from Kleist.)

Doctorow would likely defend such slips as a wry reflection of history’s male-centric sweep (“something I was always planning to do”), from which the narrative “we” (which undoubtedly includes the mysterious boy digging through trash at the family hotel) likely originates from. But when I remembered how William Kennedy’s Ironweed (a much superior novel) worked a time period and a setting somewhat close to Ragtime without this fatal flaw, I became even more bothered by Doctorow’s dickering. Even after her apparent transformation into someone slightly more autonomous, Mother is viewed with her underclothes sticking to her limbs, “recognized in her wet form the ample woman in the Winslow Homer painting who is being rescued from the sea by towline.” Why couldn’t Doctorow, a novelist who clearly loved writing about Houdini’s escape or Theodore Dreiser adjusting his seating position, find his own precise way out of this patriarchal predicament? If history is merely an alluring flipbook of silhouettes to find one’s fortunes and invent a baronetcy (the true underlying pull in this novel), then surely the decent thing for a novelist to do — even one claiming to specialize in mock chronicle-fiction — is to avoid having one’s German chocolate cake and eating it too.

Next Up: Joseph Conrad’s Lord Jim!

The Old Wives’ Tale (Modern Library #87)

(This is the fourteenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: The Call of the Wild)

I am fairly certain that I found The Old Wives’ Tale compelling for reasons that Arnold Bennett did not intend. After my great excitement with Jack London, Bennett was something of a letdown, reading more like fossilized culch than a lively adventure from the 20th century, although I experienced a great deal of pleasure as characters began to die and as they became needlessly blamed for other deaths. Consider the manner in which Sophia, assigned to watch over her bedridden father, sneaks away for a few minutes to chat with the strapping Gerald Scales. When she returns, something terribly odd occurs:

After having been unceasingly watched for fourteen years, he had, with an invalid’s natural perverseness, taken advantage of Sophia’s brief dereliction to expire. Say what you will, amid Sophia’s horror, and her terrible grief and shame, she had visitings of the idea: he did it on purpose!

As I continued to push through this 600 page novel, surprised by such lively spurts written in a mode I initially appraised as kitschy, there was a part of me that longed for the invention of time travel. I might roll a joint and get it into Bennett’s hands before he banged out another overly serious manuscript. His eccentricities, however, were also part of the charm. I must confess that I couldn’t quite shake Bennett.

* * *

Bennett was hot shit at one point in time. I suspect his inclusion on the Modern Library list involves some guilt over his swift fall from grace. In 1923, Virginia Woolf got nasty with an essay entitled “Mr. Bennett and Mrs. Brown”: “he is trying to hypnotize us into the belief that, because he has made a house, there must be a person living there.” And many seemed to believe her. The literary critic FR Leavis dismissed Bennett in a sentence. The situation became so desperate that Margaret Drabble felt compelled to publish an appreciative 400 page Bennett biography in 1974.

I asked several literary friends if they had read Bennett. But only one had. And this friend made strong suggestions that Anna of the Five Towns was one of the more dispiriting reads in her formative years. I was roundly rebuked for daring to mention Bennett, the name as ancient and as displeasing to her ears as Linda Ronstadt, and was banned from discussing literary matters with my friend for a week. It’s very possible that I’m one of the few Americans under the age of 40 who has actually finished one of Bennett’s novels. (Apparently, I am not the first to raise this observation. Shortly after drafting this essay, I discovered that Wendy Lesser, writing in The New York Times in 1997, had also pointed out Bennett’s stunning precipitation. Fourteen years later, the Bennett situation is considerably worse.)

In recent years, Bennett has found a few (still living) defenders in Drabble, Francine Prose, and Philip Hensher. And while two of these boosters can be rightly praised as skilled novelists, by all reports, this collective humor-impaired trio cannot be said to be especially vivacious at social gatherings. That’s part of the problem. To get Bennett, you have to take him somewhat seriously. And that means abdicating a healthy skepticism deeply valued by any freethinker who grew up in a post-Nixon or a post-Thatcher world. These days, Arnold Bennett is best known for an omelette recipe established at the Savoy. It’s worth observing that Bennett did not come up with the recipe. He was too busy writing a novel. There are certainly worse fates for an author. But despite my gripes, I still believe Bennett deserves more than a mere legacy of haddock and peppercorns.

* * *

The Old Wives’ Tale is a strange novel, imperious and engaging at times, but I cannot call it a classic — despite its admirable narrative ambition in tracking two sisters, Sophia and Constance Baines, and their families from youth to old age. It is plagued by inhebetating verbosity (“The horror of what had occurred did not instantly take full possession of them, because the power of credence, of imaginatively realizing a supreme event, whether of great grief or of great happiness, is ridiculously finite”). It feels the need to bully the reader into excitement with obnoxious exclamation marks (“This was what he had brought her to, then! The horrors of the night, of the dawn, and of the morning! Ineffable suffering and humiliation, anguish and torture that could never be forgotten!”). It is often condescending towards its characters, using bizarre interrogatory to suggest feeling (“But why, when nearly three months had elapsed after her father’s death, had she spent more and more time in the shop, secretly aflame with expectancy?”).

There is something needlessly systematic and almost Asperger’s-like in Bennett’s fixations. Here is Bennett describing the inner life of Constance’s son:

He had apparently finished his home-lessons. The books were pushed aside, and he was sketching in lead-pencil on a drawing block. To the right of the fireplace, over the sofa, there hung an engraving after Landseer, showing a lonely stag paddling into a lake The stag at eve had drunk or was about to drink his fill, and Cyril was copying him. He had already indicated a flight of birds in the middle distance; vague birds on the wing being easier than detailed stags, he had begun with the birds.

Bennett is more interested in positioning objects rather than being explicit about what his characters feel. His fixation on external imagery prevents him from contending with emotions. And this inferential approach does have its drawbacks. Even in describing the engraving, Bennett isn’t quite sure: “had drunk or was about to drink his fill.” Shortly after this moment, Cyril feels his mother’s hand on his shoulder and, before he replies, Bennett writes: “Before speaking, Cyril gazed up at the picture with a frowning, busy expression, and then replied in an absent-minded voice.” Frowning, busy expression? My mind drew uncomfortable parallels with the autistic passages contained in Tao Lin’s Richard Yates. One could make the argument that Bennett’s superficial imagery reflects both Cyril’s transformation into a young artist or the overall shift from bucolic business to a more modern age. Yet this aesthetic approach is hardly confined to Cyril. Of one of Sophia’s clients in France: “There was a self-conscious look in his eye.” Near novel’s end, Bennett even makes a big show of how characters look at others: “Peel-Swynnerton had just time to notice that she was handsome and pale, and that her hair was black, and that she was gone again, followed by a clipped poodle that accompanied her.” Considering these odd emphases and the sweeping melodramatic statements contained elsewhere in the book, it became necessary to investigate the man further.

* * *

Arnold Bennett began writing The Old Wives’ Tale on October 8, 1907. We know this because he wasted no time marking the notches in his journal:

Yesterday I began The Old Wives’ Tale. I wrote 350 words yesterday afternoon and 900 this morning. I felt less self-conscious than I usually do in beginning a novel. In order to find a clear 3 hours for it every morning I have had to make a time-table, getting out of bed earlier and lunching later.

The next day (October 10, 1907), Bennett offers this exacting news, worthy of Trollope or a chartered accountant: “I walked 4 miles between 8:30 and 9:30, and then wrote 1,000 words of the novel.”

Bennett would finish his novel less than a year later, noting on August 30, 1908: “Finished The Old Wives’ Tale at 11:30 A.M. today. 200,000 words. Now I can begin to keep this journal again.”

Bennett was indeed a man of his word. The volume I am presently consulting from, which contains all of Bennett’s journal entries, is more than 1,000 pages. While assembling this essay over several days, I have been on the lookout for a cockroach, hoping to test the density of Bennett’s private thoughts against a very 21st century dilemma. Unfortunately, the apartment is clean, the exterminator who last doused the place (along with my own independent boric appliqué) was too efficient, and I have not seen any insect life in the order of Blattaria for many weeks. Now I can begin to write this essay again.

As Bennett was working on The Old Wives’ Tale, he worked with an industry that might put Joyce Carol Oates to shame. He wrote two short novels (Helen of the High Road and Buried Alive), any number of articles and short stories, a scenario, a play, and a few popular works of reductionist philosophy (throughout his life, Bennett was a one man self-help book factory, writing such prescriptive pabulum as How to Live on 24 Hours a Day and Self and Self-Management; he even had the temerity to argue that men were superior to women). As he was to explain in an April 9, 1908 journal entry:

Habit of work is growing on me. I could get into the way of giving to my desk as a man goes to whiskey, or rather to chloral. Now that I have finished all my odd jobs and have nothing to do but 10,000 words of novel a week and two articles a week, I feel quite lost, and at once begin to think without effort, of ideas fora new novel. My instinct is to multiply books and articles and plays. I constantly gloat over the number of words I have written in a given period.

One curious quality about this period is Bennett’s reticence to name-check his fetching French wife Marguerite. I should hasten to add that Bennett’s “habit of work” came only a few months after his marriage. Bennett does register that he walked with his wife in the pouring rain on October 16, 1907, but he is more devoted to discussing how he enjoys “splashing waterproof boots into deep puddles” than Marguerite’s feelings on the matter. When Marguerite does show up in Bennett’s journal, it is mostly through “we” rather than “Oui!” And even then, Bennett is more driven by his inner “I” than any subtle references to Marguerite’s enticing third eye. By January 4, 1908, he is preoccupied by what he misinterprets as “unconscious and honest sexuality” from a Scottish woman in a London hotel.

I mention Bennett’s myopic matrimony not because I want to gossip about an English novelist who has been dead for a good eighty years (well, that’s not entirely true; on the other hand, since Bennett was writing a column of book gossip for New Age under a pseudonym during the same period, perhaps I am unintentionally avenging his targets, even though they are now all dead and have long stopped caring), but because his treatment of Marguerite is remarkably similar to the transactional manner that salesman Samuel Povey treats Constance Baines after they are married in The Old Wives’ Tale:

The basis of this contentment was the fact that she and Samuel comprehended and esteemed each other, and made allowances for each other. Their characters had been tested and had stood the test. Affection, love, was not to them a salient phenomenon in their relations. Habit had inevitably dulled its glitter.

* * *

What does a reader do with Arnold Bennett in 2011? Bennett undoubtedly had the stuff to stir the reader, but it’s difficult to let some of his more impetuous ideas about human behavior slide. This was a weakness cited by his most ardent defenders. Even Rebecca West was to confess that Bennett struck her “as being one of the most observant and unobservant persons I have ever known. He would remember the order of the shops in an unimportant street in a foreign city for years, but he was curiously blind about human beings. He would know a man and a woman for years and see them constantly without realizing that they were engaged in a tragical love affair; he could meet a man shaken by a recent bereavement and notice nothing unusual about him til he was told.”

Yet despite Bennett’s obvious blind spots, I feel a charitable impulse for the man. Few of today’s novelists are willing to write in such a reckless yet revealing manner. Were he working today, Bennett’s work would be rent in an MFA minute. But without this rampant rashness, Bennett would not have kept up his voice.

Next Up: E.L. Doctorow’s Ragtime!

The Call of the Wild (Modern Library #88)

(This is the thirteenth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Loving)

In June 1902, Cosmopolitan published “Diable — A Dog” (the original title “Bâtard” had been softened by squeamish editors) by an emerging young writer named Jack London. This gripping tale involves a dog (“illegitimate” like London: his father a timberwolf, his mother a husky) battling his vicious master Leclère as the two wander the Yukon — seemingly with the sole purpose of rending each other at any opportunity. London describes how “hate bound them together as love could never bind,” not unlike Edward Albee’s George and Martha or Eminem and Kimberly Scott. And like the most extreme bonds of blinding enmity, for Diable and Leclère, this leads to a fatal end.

In December of that year and in a lonely place, London began work on a 4,000 word short story — a companion piece to “Bâtard” involving a civilized dog named Buck, who is also a mongrel, and his adventures in the Alaskan wilderness. Two months later, London had a novel. But he he would make a catastrophic business decision: $2,000 in cash from Macmillan for all rights with a further $750 to the Saturday Evening Post. Given the millions of copies that Call would go on to sell, and given London’s constant financial woes, this transaction may very well be American literature’s answer to the Dutch snapping up Manhattan from the Lenape for a mere 60 guilders.

Despite this bad business, Call would cement London’s literary reputation. And I am pleased to report that, a little less than three decades after I first read it, Call holds up remarkably well on a second and third read — so much so that I was compelled to read White Fang, a London biography, numerous critical responses, and countless other texts directly and indirectly related to Call before a kind friend cut me off from this London monomania in the manner of a respectful bartender telling an exuberant customer to go home and sleep it off. Additional friends encouraged me to read sections of White Fang aloud to an especially finicky cat and were surprised when I found that I could not stop. I could go on reading London for days. The man is that good.

My obsession likely emerged from the startling rediscovery that London’s prose remains alive in a way one would not expect from a novel published in 1903, especially since London found his inspiration to write from a somewhat incongruous source: Ouida‘s Signa. Soon after Buck is kidnapped from the “big house in the sun-kissed Santa Clara Valley,” where he lives with Judge Miller and his family, London masterfully establishes the way that the setting is changing by throwing the reader off with subtle syntactic shifts:

Several times during the night he sprang to his feet when the shed door rattled open, expecting to see the Judge, or the boys at least. But each time the joyful bark that trembled in Buck’s throat was twisted into a savage growl.

We believe that Buck springing to his feet will spawn an escape or that the door rattling open will precipitate some further action, but London establishes an uncertain feeling between understated fear and expectation. And he neatly foreshadows Buck’s inevitable transformation with the “joyful bark” twisting “into a savage growl.” This style might be identified as highly refined Alger, but it also allows us to become invested in Buck’s inner life in a manner that feels tough rather than sappy, transcendental rather than fixed. And we become so involved with Buck’s struggles that we forget we are reading an animal tale.

But Call has more going on than a soft Southland mutt growing into a legendary Ghost Dog who “sings a song of the younger world.” London, who spent much of his formative years laboring hard as a “work beast,” is also writing about the honor and integrity that emerge from doing a job well even in the worst of all possible worlds. This wild world of hard labor, in which one must eat faster and push one’s muzzle harder to grab that bit of protein needed to keep pulling the sleds and one must ward off belligerent “co-workers” like Spitz (if you think you’ve got annoying cubemates, wait until you meet this dog), still has its virtues:

Best of all, perhaps, he loved to lie near the fire, hind legs crouched under him, fore legs stretched out in front, head raised, and eyes blinking drearily at the flames. Sometimes he thought of Judge Miller’s big house in the sun-kissed Santa Clara Valley, and of the cement swimming tank, and Ysabel, the Mexican hairless, and Toots, the Japanese pug; but oftener he remembered the man in the red sweater, the death of Curly, the great fight with Spitz and the good things he had eaten or would like to eat. He was not homesick. The Sunland was very dim and distant, and such memories had no power over him. Far more potent were the memories of his heredity that gave things he had never seen before a seeming familiarity; the instincts (which were but the memories of his ancestors become habits) which had lapsed in later days, and still later, in him, quickened and became alive again.

Work, which comes by necessity in the wild, overcomes the distressing prospect of being crippled by memory. It unites disparate souls, even those who are lashing at each other, and even causes experienced men to protest the clueless chekakos. Midway through the novel, three greenhorns show up with canned goods, “blankets for a hotel,” and beat their dogs into submission without lightening the load. Later in the novel, Buck makes his escape from this unthinking and irresponsible trio into John Thornton’s care.

While it’s true that unfastening a lock can require pluck, some critics have made too much hey now over certain autobiographical connections between Jack and Buck. It is true that London was writing The Call of the Wild as his first marriage was disintegrating. Buck does describes his love for John Thornton with lilting romance (“But love that was feverish and burning, that was adoration, that was madness, it had taken John Thornton to arouse”*), but London wrote these words before he had Charmian Kittredge, the woman who could match London’s libido and physical activity (she even boxed with him) and who would become his second wife. (And since I’m dishing out gossip, I should probably point out that London, licentious even as his belly bulged from drink, still cheated on her.)

If work can save you, it doesn’t necessarily eliminate class struggle, which London would explore more fully in his needlessly overlooked novel, Martin Eden. London’s daughter, Joan, would write that Call was “the story of all strong people who use the cunning of their minds and the strength of their bodies to adapt themselves to a difficult environment and win through to live,” but this strikes me as a little pat. It is certainly interesting that The Call of the Wild and The Sea-Wolf both rely on bourgeois protagonists being plucked from their safe environments in order to learn invaluable lessons in individualism and morality. Perhaps you can learn such lessons within middle-class comforts. But London’s romantic view makes a compelling case that it is better for instincts to quicken and become alive when you are thrown outside your comfort zone. In other words, every MFA student and passive-aggressive vacillator needs to read Jack London pronto.

* — This seems as good a time as any to bring up the relationship between The Call of the Wild and London’s companion novel, White Fang, which depicts the transformation in reverse (wild wolf turning into civilized dog, complete with another judge taking care of White Fang near the end, suggesting a symmetry with London’s earlier volume). While I enjoyed White Fang quite a lot, I consider it to be the inferior volume, rehashing many story elements of Call (wolves getting into a squabble over a rabbit, rising to sled leader, and so forth) and not quite possessing the poetry and the tautness and the keen insight and the gripping gusto that’s there in Call. The passage I quote here about Buck’s love for John Thornton doesn’t feel nearly as schmaltzy as its heavy-handed counterpart in White Fang: “Human kindness was like a sun shining upon him, and he flourished like a flower planted in good soil.”

Next Up: Arnold Bennett’s The Old Wives’ Tale!

Loving (Modern Library #89)

(This is the twelfth entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Midnight’s Children)

Reading Henry Green’s Loving is a bit like going through a valise that a hardcore neat freak has spent many years packing for your once-in-a-decade vacation. You need to extract the chinos for that last summer blowout, but will your unseen friend berate you if you rustle the crisp blue oxford shirt from that fixed and implacable perch just above those promising pants? What Green has given us is a delicate book, difficult to unpack in a thousand words. It is so marvelous that you could spend a lifetime talking about it (certainly many have spent lifetimes teaching it). On the other hand, compared to Finnegans Wake (a Modern Library obligation so massive that I have started reading it early, devoting a Tumblr to my ongoing annotations), Loving may as well be a Parker novel.

We know from the outset what we’re in for. The book’s first four paragraphs alone introduce us to Eldon, Ellen, Miss Agatha Burch, Charley Raunce, and “Bert the yellow pantry boy” (a phrase almost suggesting a new band to argue about on Brooklyn Vegan) — all hired help within the sprawling confines of Kinalty Castle, a manse manifesting upstairs and downstairs shenanigans that is situated about a hundred miles from Dublin and carrying on during the early days of World War II (when Ireland was neutral). There is also an Edith and a Evelyn, perpetuating Green’s affinity for character names starting with the second vowel. And not long later, we meet another Bert who arrives at this estate. We learn that the IRA possesses two interpretive acronyms.

This perceptive flexibility within names is matched by a perceptive flexibility within sentences, many divested of commas: “Then one morning while they were at their dinner in the servants’ hall that telephone began to ring away in the pantry.” Green’s style suggests a fixed quality, but what kept me reading was the possibility of disorder and transgression. Miss Burch, the martinet-minded head housemaid, tells us, “Take someone out of their position in life and you find a different person altogether, yes.” And, yes, as peacocks and rings disappear and as couples are discovered in flagrante delicto, we learn that no amount of order, whether through style or action, can disrupt life’s inevitable antics. Different people are indeed revealed when they hew outside the hues with near farcical commitment. This is perhaps one of the reasons why Green has given Charley Raunce, the head footman pushing forty, eyes of differing color (“one dark one light which was arresting,” nearly matching the mysterious red and black notebooks containing shady business correspondence and creative accounting that Raunce is trying to make sense of). Raunce, a character who I liked a great deal, is sometimes good at tricking his employers (he refuses to go by the name “Arthur” upon taking Eldon’s post and offers additional demands to his masters, who are equally dismissive of Raunce and his peers out of earshot) and is sometimes a bit cruel (especially in relation to Miss Burch). But like any of us, his words and actions are understood, justified, and humanized by his love. He sends money to his mother and urges her to purchase an Anderson shelter. He is concerned about a sister who works in a gun factory. He confronts his love for Edith and the manner in which he proposes is strikingly diffident:

“You have it any way you want,” Raunce explained. “I thought just to mention her that’s all, Mrs. Charley Raunce,” he announced in educated accents. “There you are eh?” He seemed to be gathering confidence.

From passive explanation to “educated accents” to a nervous “There you are eh?” to prototypical confidence. Words, in some instances, are no match for living. Unsurprisingly, this was something that Green thought about a good deal. As he wrote in his memoir Pack My Bag:

Prose should be a long intimacy between strangers with no direct appeal to what both may have known. It should slowly appeal to feelings unexpressed, it should in the end draw tears out of the stone, and feelings are not bounded by the associations common to place names or to persons with whom the reader is unexpectedly familiar.

In a 1958 Paris Review interview, Terry Southern suggested that some people had referred to Green as a “writer’s writer’s writer.” And it may be this commitment to the unexpressed and to the unbound that has made Henry Green a tricky and needlessly neglected writer, despite his well-earned presence on the Modern Library list.

Weeks ago, I asked a savvy friend, who was rightly chiding me for my wine-infused malapropisms, over dinner if she had read Loving. She confessed that she had and that she had not understood it. And I must confess that it took me three attempts before I was in the right mood to finish Loving, with the final and fortuitous push occurring as I was housesitting in the Hudson Valley.

But my efforts were worth it. Because once you slow to Green’s pace and begin to understand that nearly every sentence contains some insight, Loving reveals itself in interesting ways. Just before proposing to Edith, Raunce says, “But it’s not the truth that matters. It’s what’s believed.” This paraphrase of Goebbels had me wondering if Raunce’s shyness had anything to do with invasion anxiety. When Mrs. Tennant loses her ring and, after considerable misunderstandings, confesses, “It’s not the money I’m worried about, the thing had memories for me that money couldn’t buy,” I had to ask why Mrs. Tennant couldn’t cleave to the memories inside her own head. Was the wild goose chase to find the ring (along with the wild peacock chasing seen elsewhere) merely an effort to fill a void?

And what are we to make of the unusually sensuous foot massages and naked frolicking beneath the eiderdown that Kate and Edith practice in the small room they share in the attic? This is especially interesting (and not the way you’re thinking), because Edith later discovers Mrs. Jack in bed with a man who is not her husband (“two humps of body, turf over graves under those pink bedclothes”) and, shortly after this startling discovery, Edith is drawn more to Raunce. Did Edith seek out a “normal” arrangement with Raunce because she was exposed to the naked truth of a dissolute marriage? (Does this also explain why Kate devotes herself to cleaning and grooming the dim and uncouth Paddy?) I spent some time poring over what scholars had to say about Loving over the years, and I was somewhat surprised that this development had not been remarked upon all that much. Was Green somewhat ahead of the curve on lesbian relationships? Or were Kate and Edith’s topless adventures yet another “loving” galvanized by innocent efforts to get through the day?

These intriguing uncertainties are mirrored by the limitless illusions contained within the castle. We encounter “a large map of the country elaborately painted over the mantlepiece,” part of a clock that Raunce needs to rewind. Outside the castle, we discover “the complete copy of a Greek temple.” And when Raunce becomes (love)sick, he contains his neck in a scarf, with Miss Burch quipping that “he makes out the glands are enlarged.” These descriptive facades permit us to understand that the castle is a trompe-l’oeil for human connection. No hard schematic will suffice. And yet look how much we think we know when presented with such precision!

Some of Green’s grandest groomsmen don’t quite understand this point. In How Fiction Works, James Wood appraises the moment when Raunce notices Edith’s dark eyes, which catch the light “like plums dipped in cold water.” He suggests that because this “metaphor is not explicitly tied into character,” it is a successful example of a metaphor that “has been newly painted before our eyes” or “the kind of [poetic] metaphor that this particular character or community would produce.” But this snap of the key doesn’t quite undo the lock. Wood doesn’t observe that Raunce has been laughed at by his fellow footmen for the hued duality in his eyes, and that this moment of beauty, cadged during a stray moment, connotes some common eccentricity that is both within the world and shared between Raunce and Edith.

John Updike was a big fan of Henry Green, especially impressed by how “the spaces between the words are warm, and the strangeness is mysteriously exact, the strangeness of the vial.” While it’s very easy for any impassioned style geek to lap up Green’s exactitude like an eight-year-old let loose in a candy store (and let me be clear on this: I certainly did), it is important to remember that Green’s fiction is, first and foremost, about the invitational qualities of inexplicable existence. Or as Raunce himself says, “It’s human nature you’ve got to keep count of.”

Next Up: Jack London’s Call of the Wild!

Midnight’s Children (Modern Library #90)

(This is the eleventh entry in the The Modern Library Reading Challenge, an ambitious project to read the entire Modern Library from #100 to #1. Previous entry: Tobacco Road)

It is somehow appropriate to announce, on the 235th anniversary of my nation announcing its independence from Great Britain, my independence from Salman Rushdie. Midnight’s Children is Rushdie’s allegorical novel about India declaring its independence from Great Britain. My announcement is buttressed by the fact that Rushdie himself is British and presently living in the city I happen to live in, albeit in a less interesting borough than mine.

Ultimately, one must separate the art from the artist. Patricia Highsmith preferred the company of animals to people, and was cruel to many. Norman Mailer stabbed his wife. Knut Hamsun sent Goebbels his Nobel Prize as a gift and called Hitler “a prophet of the gospel of justice for all nations” after his death. Yet in Rushdie’s case, it has been difficult to draw the distinction, in large part because Rushdie himself is (a) a study in contradictions and (b) not yet dead. The man has sometimes proved so humorless that, when Insulted by Authors‘s Bill Ryan approached him for an insult, the good-natured literary enthusiast received this response from Sir Salman: “Well, why would you want to bring more insults on yourself?” And this seemed a needless extension of Rushdie’s efforts to enforce his will upon others. A few years ago, Rushdie caused Terry Eagleton to partially recant for taking him to task for his neoliberal imperialism. There have been lawsuits. On the other hand, Rushdie did support online criticism much earlier than one would expect from an apparent windbag.

* * *

When I was 22, I read Midnight’s Children for the first time. I was seduced, like many young and impressionable readers, by the language. I also liked Shame and Haroun and the Sea of Stories. I thought The Satanic Verses to be a sensationalistic exercise. The infamous book had earned Rushdie a fatwā, resulting in many years of hiding (with a £10 million tab to UK taxpayers for protecting him over a decade) and a bizarre exchange of letters between Rushdie, John le Carré, and Christopher Hitchens over free speech. Then I read The Moor’s Last Sigh and was greatly underwhelmed. I had the sense that Rushdie’s big mammoth books were less about engaging the reader’s interest and more about forcing the reader to submit. Where was the Rushdie who had charmed in the earlier books?

Still, I decided to give the man another chance. I read Shalimar the Clown and discovered a remarkably ho-hum book despite the promising title. I had observed Rushdie at a few literary events I had attended, seeing a man who appeared to be in love with himself. Since Rushdie wasn’t going away anytime soon, I figured the best thing to do would be to ignore the guy. Let the man stay busy with his half-assed involvement with politics and the film world. Let him have fun persuading supermodels and actresses decades his junior to hop into bed with him. It’s a free country. I didn’t need Rushdie.

So I had thought myself done with the man. It had not occurred to me that Rushdie would pop up like some zombie surprise when I threw down the gauntlet back in January.

* * *

Ultimately one must separate the art from the artist. And I cannot deny, in my thirties, that Midnight’s Children is a stylistically accomplished novel. If you know nothing about Rushdie and you are young and in need of patois, it will almost certainly fulfill a need. It is adept in stringing the reader along. Chapters begin with bold bursts of storytelling: “To tell the truth, I lied about Shiva’s death” and “No! — but I must.” So in Saleem Sinai, you have an unreliable narrator who is lying and twisting and inventing and rambling, but always giving you more. And by bringing in such side characters as the Brass Monkey begging, “Come on, Saleem; nobody’s listening, what did you do? Tell tell tell!” and in deftly deploying dependable tricks such as swapped babies and secret basements and political intrigue and creepy soldiers at tables and convenient coincidences, Rushdie’s gargantuan story reminds the reader that not only is this a story, but it’s a story familiar with story. There are indeed very few places in the book where I wasn’t aware that what I was reading was a story.

But Rushdie is not a writer who I enjoy reading now.

Perhaps it is because life is more than story. Or maybe I have reached a point where story is no longer enough to satisfy me in a novel. I confess that I had to take three twelve mile walks, dutifully flipping and sweating into the pages in the humidity, in order to finish this book. And even then, this eccentric form of self-discipline was countered by the many dogs, kids, and people who I talked with along the way — all of whom proved more worthy of my time and more interesting than Midnight’s Children.

The issue is not India’s marvelous history. Before rereading Midnight’s Children, I decided to read an enormous book (Ramachandra Guha’s India After Gandhi), which outlined the great nation’s vivid history in remarkably clear and quite interesting detail. I figured that knowing more about Nehru and Indira and Sanjay — to say nothing of the Kashmir conflict, the battles with China over Tibet, and the wars with Pakistan — would give me additional insight and interest into Rushdie’s carpet bag. And yes indeed! I became very excited to step right up and enter Rushdie’s rollercoaster.

Until I realized the lack of tensility in the track.

The issue is not my mixed feelings about magical realism. I should probably confess that, while I’m almost always game for fantasy and speculative fiction and Murakami’s surreality, magical realism has felt like a cheat to me. Yet in revisiting the Midnight’s Children Conference, Saleem Sinai’s nose, and his ability to clamber inside other people’s heads, I found these portrayals justifiable because Rushdie remained fairly fluid with his allegory.

The issue is not complexity. Even now, when I read Joyce or Faulkner or Gaddis, I still have a good time doing so. I delight over the sentences and the jokes and the obscure words and the convoluted plots and the complex character relationships revealing more human insight, and I still feel very much alive on the second or third or fourth read. (Since some of these titles are contained on the Modern Library list, I look forward to experiencing this life again!)

Rather, the issue is Saleem/Salman’s desperate need to be liked, to smother the reader into a participatory role rather than that of a peer or a fellow adventurer seeking mystery and ambiguity. Back in 1981, Rushdie’s hey presto smashing mingling mixing form of writing was fresh and innovative: a defiant assertion from a wily wordsmith sticking up for his needlessly neglected home turf.

But thirty years later?

* * *

Statement Posited in Recent Weeks to Random Smart Literary People in Empirical Attempt to Determine Rushdie’s Current Stature: “I’m reading Midnight’s Children.”

Literary Person #1: “Oh, that’s great.” (Begrudging tone, recalling something distasteful — as if one is supposed to like the book rather than genuinely like it. Efforts to press Literary Person #1 on subject prove fruitless.)

Literary Person #2: “I read that in my early 20s.” (It’s the opening paragraph she likes, although she agrees with me that Lolita‘s opening is better. Have you reread it?) “No.” (Would you?) “No.”

Literary Person #3: “Oh….Rushdie.” (Do you like him?) “…” (Do you know him?) “…” (What’s wrong with Rushdie?) “Let’s just say I’d rather read Naipaul.” (You and me both.)

* * *

Indagating further:

independent: adj. 1. not influenced or controlled by others in matters of opinion, conduct, etc; thinking or acting for oneself: an independent thinker 2. not subject to another’s authority or jurisdiction; autonomous; free: an independent businessman.

What type of person initially read Midnight’s Children? Let’s slide the lectern to our man Rushdie:

“The people who like the book most are young. That’s obviously a simplification, but it’s interesting that very large numbers of the people who came to meet me or hear my talks were very young. They were all Saleem’s generation or younger. And I like that. I felt that it was right that the people who were the essential subjects in the book had taken it for themselves and made it their own. Endless numbers of people, not just in Bombay, would come up to me and say, ‘You shouldn’t have written this book. We know all this stuff. We could have written this book.’ And I thought that was an extraordinary thing for a writer to be told — much the biggest compliment anyone has ever paid me. The older generation, I suspect, were often shocked by it.” — Rushdie in conversation with Una Chaudhuri (interview conducted 1983, published in 1990 in Turnstile 2.1)

* * *

In 2011, I am neither especially old nor especially young. I was born in the state of California…once upon a time. No, that won’t do. There’s no getting away from the book.

I was not especially shocked by Midnight’s Children: not even with the book’s admirable depiction of forced sterilizations. But the assault upon the magicians ghetto near the end felt very much like an author desperately needing to justify his novel’s importance:

…standing in the chaos of the slum clearance programme, I was shown once again that the ruling dynasty of India had learned how to replicate itself; but then there was no time to think, the numberless labia-lips and lanky-beauties were seizing magicians and old beggars, people were being dragged towards the vans, and now a rumor spread through the colony of magicians: “they are doing nasbandi — sterilization is being performed!”

Note the way that Saleem telegraphs this horror to the reader without subtlety. Instead of letting the dreadful action speak for itself, Rushdie feels the need to frame it through “the ruling dynasty of India.” The prose here begs (pardon the crass pun) for a rhythmic juxtaposition between “labia-lips and lanky-beauties” and “magicians and old beggars,” but aside from the visual dashes and a few alliterative Ls in the first phrase, we have commonplace discordance. Is this an occupational hazard of communicating through a mishmash Mother India tongue? Saleem is capable enough to joke of a “djinn-soaked evening,” but why the explicit explanation for nasbandi? (Later Rushdie novels are, in fact, less literal than Midnight’s Children. But it is interesting to me that the Rushdie novel that is most celebrated is the one most cemented in explanation.)

* * *

Indagating further:

Rushdie’s early copywriting teaches him to condense. “Midnight’s Children may be long, but I don’t think it’s overwritten.” (The Sunday Times, October 25, 1981)

Rushdie establishes his vocational conditions on his own terms. “There are quite a lot of writers too who do advertising part-time. They both use it for the same reasons, a means to an end. I used to work never more than two days a week in advertising. Those two days would finance the other five. It’s very difficult for a completely unknown writer with no private means to find five-sevenths of his week entirely free for his own writing. In that sense, it was very useful. But it was also good to get out of it.” (Debonair Reviews, February 1982)

* * *

In Midnight’s Children, Saleem declares “…in autobiography, as in all literature, what actually happened is less important than what the author can manage to persuade his audience to believe.” Rushdie has denied that Midnight’s Children is a historical novel in numerous interviews. Is belief the only quality that remains? Aadam Aziz, Saleem’s grandfather, is separated from his friends by “this belief of theirs that he was somehow the invention of their ancestors.” And yet belief related to birth is both problematic and ugly, as when Saleem states his “belief that Pavarti-the-witch became pregnant in order to invalidate my only defense against marrying her.” Then there is India’s “national longing for form” — “perhaps simply an expression of our deep belief that forms lie hidden within reality.” The midnight children do eventually lose belief in the very mechanism Saleem creates for them.

So if belief in Midnight’s Children cannot be tied to history, cannot be tied to people both real and imagined, and cannot be manifested even in the positive events that Saleem describes in hindsight (even the ones that result in betrayal), why then should we believe in Saleem? Why should we believe in Rushdie?

It seems to me that what I have been protesting through this essay — admittedly in the manner of an easily distracted tap dancer who longs for another ballroom — is not so much the idea of a novel reframing intricate history in a quirky and robust manner (which Midnight’s Children does quite well at times), but the troubling notion of Saleem (and by extension Salman) refusing to believe or burrow into belief.

In a 1996 interview, The Critical Quarterly‘s Colin McCabe asked Rushdie about the idea of creating a version of Islamic culture that could be inherited without belief. Rushdie replied (in part), “I felt that I had inherited the culture without the belief, and that the stories belonged to me as well. And because they belonged to me they were mine to use, in, if you like, my way.”

So if Rushdie sees culture, both religious and secular, as mere mechanical strata to pluck and claim as his own, then perhaps I’m objecting to his inherent insensitivity: his brazen ownership of other people’s ideas without recognizable deference to the originators. But in claiming ideas so totally in Midnight’s Children (an admittedly admirable performance), I don’t think he leaves nearly enough for the reader.

Next Up: Henry Green’s Loving!